Securities jobs in stamford USA
25 securities jobs found in stamford: showing 1 - 20
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Capital Markets Advisory And Control Room Associate
Company: NatWest Group |
and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries...Location: Stamford, CT, USA
| Salary: $80000 - 85000 per year | Date posted: 28 Dec 2024
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Us Business Resilience And Incident Management Associate
Company: NatWest Group |
off policy, parental leave and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent...Location: Stamford, CT, USA
| Salary: $120000 - 140000 per year | Date posted: 21 Dec 2024
Vp, Financial Consultant - Stamford, Ct
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share...Location: Stamford, CT, USA
| Salary: $65000 - 100000 per year | Date posted: 18 Dec 2024
Senior Analyst, Treasury Accounting
Company: Sterling National Bank |
securities pledging support to Treasury funding team. Support key controls for daily trade process as part of SOX requirement... or Finance. 4+ years of Accounting or Operations experience is a plus. Experience in Treasury, Securities Operations...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Analyst-trust Administration
Company: International Paper |
Plan investment funds. Monitors investment manager performance reporting. Monitors the securities lending programs...Location: Stamford, CT, USA
| Salary: $93900 - 125200 per year | Date posted: 14 Dec 2024
Analyst-trust Administration
Company: International Paper |
Plan investment funds. Monitors investment manager performance reporting. Monitors the securities lending programs...Location: Stamford, CT, USA
| Salary: $93900 - 125200 per year | Date posted: 13 Dec 2024
Swap Dealer Advisory, Vp
Company: NatWest Group |
off policy, parental leave and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent...Location: Stamford, CT, USA
| Salary: $180000 - 200000 per year | Date posted: 12 Dec 2024
Corporate Associate
Company: Glades Talent |
Capital or other complex corporate transactions is required, and experience with securities law compliance and corporate...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Stamford, CT, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Regulatory Horizon Scanning
Company: NatWest Group |
and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Dec 2024
Associate Analyst, Independence Compliance
Company: Deloitte |
Proficiency with Microsoft Excel, PowerPoint, and Word Basic understanding of securities and various financial relationships...Location: Stamford, CT, USA
| Salary: $40600 - 83500 per year | Date posted: 07 Dec 2024
Director, Asset Backed Securities, Structured Research
Company: Michael Page |
You will be a member of the Structured team with responsibility for covering Asset-Backed Securities. This role.... Perform impairment and other cash flow testing on the portfolio Provide qualitative and quantitative analysis of securities...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 05 Dec 2024
Broker Dealer Advisory - Vp
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunities...Location: Stamford, CT, USA
| Salary: $133000 - 170000 per year | Date posted: 05 Dec 2024
Corporate Associate
Company: Top Tier Reps LLC |
Capital, and other intricate corporate transactions Providing legal support in securities law compliance and corporate... and negotiating transaction documents for M&A or venture capital deals Experience with securities law compliance and corporate...Location: Stamford, CT, USA
| Salary: $160000 per year | Date posted: 01 Dec 2024
Efx Trader, Analyst
Company: NatWest Group |
. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal...Location: Stamford, CT, USA
| Salary: $95000 - 100000 per year | Date posted: 28 Nov 2024
Director, Electronic Trading Risk & Control (1lod), Us
Company: NatWest Group |
reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 15 Nov 2024
Broker Dealer Testing, Vp
Company: NatWest Group |
, and securities products and compliance including knowledge of CFTC, FINRA, SEC, CMA regulations. Specifically, with FINRA Rules 3110..., 2210, and SEC 15C3-5 Good knowledge of broker-dealer and securities processes and business. Excellent communication...Location: Stamford, CT, USA
| Salary: $140000 - 170000 per year | Date posted: 15 Nov 2024
Head Of Regulatory Relations, Corporate Governance, And Registrations
Company: NatWest Group |
regulators. A robust understanding of U.S. securities regulations is also required, along with foundational knowledge... with U.S. securities regulators JD required, MBA preferred. Strong understanding of the broker dealer and swap dealer business...