Securities jobs in stamford USA
16 securities jobs found in stamford: showing 1 - 16
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 07 Jul 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: Stamford, CT, USA
| Salary: US$99800 per year | Date posted: 07 Jul 2026
Manager - Capital Markets Operations And Technology
Company: Deloitte |
Strong working knowledge of a range of financial services and / or securities-related business models, products, and servicesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Legal Document Negotiator
Company: NatWest Group |
dealer, and NatWest Markets Securities Inc., a U.S.-based broker-dealer. The role supports a broad range of trading... businesses, including FX, Rates, Prime Brokerage, and Securities (cash markets and repo). The successful candidate will be a selfLocation: Stamford, CT, USA
| Salary: US$130000 - 160000 per year | Date posted: 03 Jul 2026
Senior Consultant - Capital Markets Surveillance
Company: Deloitte |
and information barriers solutions Knowledge of relevant financial and securities regulations (market abuse, insider trading... sponsorship, now or at any time in the future Strong working knowledge of a range of financial services and / or securitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Sr. Consultant - Investment Performance Attribution
Company: Northern Trust |
fundamental strategies and optionality of tax-exempted securities. Familiarity of Alternative investment process, performanceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Us Economist
Company: NatWest Group |
proper operations of the department and the business. NatWest Markets Securities Inc. (NWMSI) seeks a Vice President... and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiariesLocation: Stamford, CT, USA
| Salary: US$200000 per year | Date posted: 01 Jul 2026
Finance Analyst
Company: Artech Information Systems |
Management Analyst with expertise in credit underwriting, loan documentation, and portfolio management within securities-based... & Qualifications Experience in securities-based lending (SBL). Familiarity with regulatory standards and compliance. ExperienceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Legal Documentation Negotiator Vp
Company: NatWest Group |
transactional support to NatWest Markets Plc, a CFTC-registered, non-U.S. swaps dealer, and NatWest Markets Securities Inc..., and Securities (cash markets and repo). The successful candidate will be a self-directed professional with strong attention to detailLocation: Stamford, CT, USA
| Salary: US$150000 - 185000 per year | Date posted: 16 Jun 2026
Compliance Operations Associate ( Part-time)
Company: Hedgeye Risk Management |
organization Familiarity with the regulatory framework governing investment advisers and the securities industryLocation: Stamford, CT, USA
| Salary: US$36000 - 40000 per year | Date posted: 11 Jun 2026
Em Fx Trading Vice President
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 23 May 2026
Financial Reporting Lead
Company: Rockefeller Capital Management |
and reconcile investment reports (capital gains, interest/dividend income, alternative/fixed income securities, cash flow, budgetsLocation: Stamford, CT, USA
| Salary: US$160000 per year | Date posted: 17 May 2026
Cmo Structurer - Trader I
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc... experience trading or structuring mortgage-backed securities (MBS) in a buy-side or sell-side environment, or an equivalentLocation: Stamford, CT, USA
| Salary: US$65000 - 110000 per year | Date posted: 29 Apr 2026
Cmo Structurer - Trader I
Company: BOK Financial |
: $65,000 - $110,000 Application Deadline: 05/23/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK... experience trading or structuring mortgage-backed securities (MBS) in a buy-side or sell-side environment, or an equivalent