Securities jobs in connecticut state USA
91 securities jobs found in connecticut state: showing 41 - 60
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Stamford, CT, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Norwalk, CT, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Westport, CT, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Hartford, CT, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: New Haven, CT, USA
| Salary: $61000 per year | Date posted: 12 Jan 2025
Analyst
Company: Seaport Global |
Global Securities LLC is a full-service, mid-sized independent investment bank that offers capital markets advisory, sales...Location: Darien, CT, USA
| Salary: unspecified | Date posted: 12 Jan 2025
Equity Research Associate – Financial Services Group
Company: Piper Sandler |
required; December 2024 and May 2024 grads encouraged to apply Strong financial modeling experience required Securities Industry Essentials... levels of firm capital to ensure the highest aftermarket support. We are a market maker and/or transact in 2,500 securities...Location: Greenwich, CT, USA
| Salary: unspecified | Date posted: 11 Jan 2025
J.p. Morgan Wealth Management - Private Client Advisor - Greenwich, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Greenwich, CT, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Client Service Specialist
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Financial Solutions Advisor Registration Candidate - Consumer Investments - Newtown Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...Location: Newtown, CT, USA
| Salary: $28.85 - 33.65 per hour | Date posted: 10 Jan 2025
Client Service Specialist
Company: BOK Financial |
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 09 Jan 2025
Vp, Financial Consultant - Fairfield, Ct
Company: Charles Schwab |
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...Location: Fairfield, CT, USA
| Salary: $65000 - 100000 per year | Date posted: 08 Jan 2025
J.p. Morgan Wealth Management - Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Staff Accountant, Onestream (os) Consolidation (hybrid)
Company: Eversource |
), and Securities and Exchange Commission (SEC) regulations. Overseeing the work activities associated with applicable OS accounting...Location: Berlin, CT, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Registered Operations Leader
Company: Ameriprise Financial |
securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous successful supervisory experience...Location: Westport, CT, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Relationship Banker - Hartford South Meadows - Hartford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Hartford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Capital Markets Advisory And Control Room Associate
Company: NatWest Group |
and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries...Location: Stamford, CT, USA
| Salary: $80000 - 85000 per year | Date posted: 28 Dec 2024
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Relationship Banker - Milford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...