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Securities jobs in connecticut state USA

87 securities jobs found in connecticut state: showing 21 - 40

Financial Advisor
Company: Northwestern Mutual |

Location: Fairfield, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Westport, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Hartford, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: New Haven, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Stamford, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: New Haven, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Norwalk, CT, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Relationship Banker - Wethersfield, Ct
Company: JPMorgan Chase |

Location: Wethersfield, CT, USA

| Salary: $22.5 - 27.88 per hour | Date posted: 12 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Equity Research Associate – Financial Services Group
Company: Piper Sandler |

Location: Greenwich, CT, USA

| Salary: unspecified | Date posted: 12 Jan 2025
required; December 2024 and May 2024 grads encouraged to apply Strong financial modeling experience required Securities Industry Essentials... levels of firm capital to ensure the highest aftermarket support. We are a market maker and/or transact in 2,500 securities...
Analyst
Company: Seaport Global |

Location: Darien, CT, USA

| Salary: unspecified | Date posted: 12 Jan 2025
Global Securities LLC is a full-service, mid-sized independent investment bank that offers capital markets advisory, sales...
Vp, Corporate Counsel, Individual Life Insurance Product
Company: Prudential Financial |

Location: Shelton, CT, USA

| Salary: unspecified | Date posted: 11 Jan 2025
. Significant knowledge of individual life insurance products, state insurance laws as well as federal securities laws related...
J.p. Morgan Wealth Management - Private Client Advisor - Greenwich, Ct
Company: JPMorgan Chase |

Location: Greenwich, CT, USA

| Salary: unspecified | Date posted: 11 Jan 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Relationship Banker - Wethersfield, Ct
Company: JPMorgan Chase |

Location: Wethersfield, CT, USA

| Salary: unspecified | Date posted: 11 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
J.p. Morgan Wealth Management - Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |

Location: Stamford, CT, USA

| Salary: $47520 per year | Date posted: 10 Jan 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Client Service Specialist
Company: BOK Financial |

Location: Stamford, CT, USA

| Salary: unspecified | Date posted: 10 Jan 2025
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc...
Financial Solutions Advisor Registration Candidate - Consumer Investments - Newtown Financial Center
Company: Bank of America |

Location: Newtown, CT, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 10 Jan 2025
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Client Service Specialist
Company: BOK Financial |

Location: Stamford, CT, USA

| Salary: unspecified | Date posted: 09 Jan 2025
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment...
Vp, Financial Consultant - Fairfield, Ct
Company: Charles Schwab |

Location: Fairfield, CT, USA

| Salary: $65000 - 100000 per year | Date posted: 08 Jan 2025
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...
J.p. Morgan Wealth Management - Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |

Location: Stamford, CT, USA

| Salary: unspecified | Date posted: 08 Jan 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Financial Advisor - Career Change Opportunity
Company: Edward Jones |

Location: Brookfield, CT, USA

| Salary: $38500 - 100000 per year | Date posted: 05 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...