Securities jobs in rhode island state USA
92 securities jobs found in rhode island state: showing 51 - 92
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: East Providence, RI, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Cranston, RI, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Prinicpal Quant Developer
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Providence, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Cumberland, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Prinicpal Quant Developer
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Pawtucket, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Central Falls, RI, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cumberland, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: Lincoln, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Smithfield, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cranston, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: North Providence, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: North Smithfield, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: North Smithfield, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Lincoln, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Cumberland, RI, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Providence, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: North Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Prinicpal Quant Developer
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Woonsocket, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Prinicpal Quant Developer
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: North Providence, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: East Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Principal Quant Developer
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Central Falls, RI, USA
| Salary: US$107000 - 216000 per year | Date posted: 02 Jun 2026
Branch Manager, Ameriprise Financial Advisors - Providence, Ri
Company: Ameriprise Financial |
or ability to obtain in 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 daysLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 May 2026
Financial Customer Associate - Fidelity Investments
Company: SkillsRI |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Smithfield, RI, USA
| Salary: US$45000 per year | Date posted: 21 May 2026
Fast Track Insurance Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 19 May 2026
Entry-level Insurance Sales Agent
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 19 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Providence, RI, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Customer Associate - Fidelity Investments
Company: Skills for Rhode Island’s Future |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Smithfield, RI, USA
| Salary: unspecified | Date posted: 06 May 2026
Senior Financial Advisor – Experienced Professionals
Company: First Command Financial Services |
Services, Inc., First Command Insurance Services, Inc. and First Command Bank. Securities products and brokerage services... products and services offered in the United States may not be available through First Command Europe Ltd. SIPC - SecuritiesLocation: Newport, RI, USA
| Salary: unspecified | Date posted: 06 May 2026
Investment Consultant Ii - Merrill Premium
Company: Bank of America |
inquiries Accurately execute and confirm trade orders as well as a variety of securities transactions initiated by selfLocation: East Providence, RI, USA
| Salary: US$26.44 - 36.06 per hour | Date posted: 05 May 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Private Client Relationship Manager
Company: Citizens Bank |
and balances through mortgages, home equity lines, and securities-based lending. Client satisfaction survey resultsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Senior Auditor - Wealth
Company: Citizens Bank |
to the Wealth Management and Private Bank businesses, including investment and broker-dealer audits of Citizens SecuritiesLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Woonsocket, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Lincoln, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Cumberland, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Pawtucket, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Johnston, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: North Smithfield, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Central Falls, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Entry-level Financial Advisor
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC