Securities jobs in johnston USA
7 securities jobs found in johnston: showing 1 - 7
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Johnston, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Johnston, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: North Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: North Providence, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Senior Auditor - Wealth
Company: Citizens Bank |
to the Wealth Management and Private Bank businesses, including investment and broker-dealer audits of Citizens SecuritiesLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Johnston, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Entry-level Financial Advisor
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC