Securities jobs in north providence USA
9 securities jobs found in north providence: showing 1 - 9
Assistant General Counsel - Securities & Governance
Company: IGT |
and Securities law. Duties include primary responsibility for advising Company management regarding U.S. securities laws and NYSE... listing standards and supporting corporate governance matters. The Assistant General Counsel, U.S. Governance and Securities...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 14 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Providence, RI, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Sr./lead Producer Licensing Specialist
Company: AIPSO |
. Must have familiarity with Securities and Insurance Licensing Association (SILA), National Insurance Producer Registry (NIPR), and the...Location: Johnston, RI, USA
| Salary: unspecified | Date posted: 12 Jan 2025
Sr Auditor
Company: Citizens Bank |
of Securities and Equities Underwriting, Research, Sales and Trading, Leverage Finance, Global Markets, Asset Finance, Asset -Based...Location: Johnston, RI, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Relationship Banker- Providence Area
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Counsel - Corporate And Strategic Transactions
Company: United Natural Foods |
commercial/vendor agreements supporting UNFI's business operations, as well as assisting with securities and corporate governance... agreement templates across the organization 50% Assist with securities and corporate governance matters, including '33 Act...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Branch Manager
Company: Ameriprise Financial |
or ability to obtain without 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Manager Of External Reporting
Company: Bally's Corporation |
as others as required to be filed with the Securities Exchange Commission (SEC). Collaborate with business partners throughout the SEC filing process...Location: Providence, RI, USA
| Salary: $100000 - 115000 per year | Date posted: 06 Dec 2024
Commercial Lending Portfolio Manager
Company: Washington Trust |
responsibilities of our Securities Based Lending portfolio. We support a hybrid work environment with on-site availability...