Securities jobs in providence USA
16 securities jobs found in providence: showing 1 - 16
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: East Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: East Providence, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: North Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cranston, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Cranston, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: North Providence, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Senior Manager, Asset Management Compliance - Alternatives Manager Oversight
Company: Fidelity Investments |
, not required) Strong understanding of the federal securities laws including the Investment Advisers Act of 1940 Excellent verbal, written.... Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment AdvisersLocation: Providence, RI, USA
| Salary: US$85000 - 171000 per year | Date posted: 02 Jun 2026
Director - Alternative Investments - Investor Operations And Oversight
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Providence, RI, USA
| Salary: US$110000 - 222000 per year | Date posted: 02 Jun 2026
Branch Manager, Ameriprise Financial Advisors - Providence, Ri
Company: Ameriprise Financial |
or ability to obtain in 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 daysLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 28 May 2026
Fast Track Insurance Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 19 May 2026
Entry-level Insurance Sales Agent
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 19 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Providence, RI, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Investment Consultant Ii - Merrill Premium
Company: Bank of America |
inquiries Accurately execute and confirm trade orders as well as a variety of securities transactions initiated by selfLocation: East Providence, RI, USA
| Salary: US$26.44 - 36.06 per hour | Date posted: 05 May 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Private Client Relationship Manager
Company: Citizens Bank |
and balances through mortgages, home equity lines, and securities-based lending. Client satisfaction survey results