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Securities jobs in texas state USA

711 securities jobs found in texas state: showing 221 - 240

Financial Advisor - Houston Federal Credit Union
Company: LPL Financial |

Location: Sugar Land, TX, USA

| Salary: unspecified | Date posted: 26 Jan 2025
with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These...
Risk, Operational Risk (txb), Associate, Dallas
Company: Goldman Sachs |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 26 Jan 2025
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...
Migrations Implementation Manager - Merchant Services - Vice President
Company: JPMorgan Chase |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 26 Jan 2025
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Associate - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Dallas, TX, USA

| Salary: $64000 - 80000 per year | Date posted: 25 Jan 2025
the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...
Relationship Banker Ii - Sb - Greater Arlington Market - Tx
Company: JPMorgan Chase |

Location: Arlington, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7...
Senior Associate - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Dallas, TX, USA

| Salary: $68000 - 85000 per year | Date posted: 25 Jan 2025
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act..., Securities Exchange Act, Advisers Act and other applicable regulatory directives Assist with regulatory examinations of clients...
Relationship Banker- Macarthur And Sandy Lake - Coppell-tx
Company: JPMorgan Chase |

Location: Coppell, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Insurance Investment Accountant
Company: Frontline Source Group Holdings, LLC dba dfwHR |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
have an understanding of investment securities, not limited to Bonds, Stocks, Structured Securities (CMB, ABS, CMBS, etc.), Options, Private...
Relationship Manager Iii - Corporate Banking
Company: BOK Financial |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill...
Attorney For Premiere Law Firm In Dallas (hybrid/outstanding Compensation)
Company: GPAC |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
year associate *Securities enforcement and litigation *White collar defense *False Claims Act/Healthcare litigation...
Relationship Banker - Dover Main - Dover, Oh
Company: JPMorgan Chase |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Internal Audit-transaction Banking, Vice President, Dallas
Company: Goldman Sachs |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New...
Internal Audit-transaction Banking, Associate, Dallas
Company: Goldman Sachs |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management...
Cyber Security Support Analyst (hybrid)
Company: Citigroup |

Location: Irving, TX, USA

| Salary: $125760 - 188640 per year | Date posted: 25 Jan 2025
range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage...
Advisor Development Program Financial Solutions Advisor Trainee: (centralized) Mcallen, Texas
Company: Bank of America |

Location: McAllen, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
within the centralized segment of the Advisor Development Program, your journey begins by obtaining your Securities Industry... licenses, where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7...
Financial Advisor - Career Changer
Company: Northwestern Mutual |

Location: Fort Worth, TX, USA

| Salary: $61000 - 119000 per year | Date posted: 25 Jan 2025
the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Software Engineer Ii – Ibmi & Mainframe Developer Role
Company: JPMorgan Chase |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities...
Business Solutions Analyst I - Tableau And Python
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
Merchant Services Business Manager - Vice President
Company: JPMorgan Chase |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 25 Jan 2025
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Financial Center Leader
Company: BOK Financial |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 24 Jan 2025
includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund...