Securities jobs in cedar rapids USA
9 securities jobs found in cedar rapids: showing 1 - 9
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Int. Compliance & Process Analyst (claims, Audit & Tax Focus)
Company: Transamerica |
for compliance audits, internal audits and examinations by state insurance departments, securities regulators and divisional audit.... Three years of experience in the insurance/financial services industry. Understanding of insurance and securities lawsLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Senior Financial Analyst - Investment Operations (hybrid)
Company: Transamerica |
, securities, residential mortgage loans, private equities, etc. Working knowledge of reporting on a Statutory basis CustomerLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Lead Compliance Analyst - Advisory
Company: Transamerica |
of regulatory compliance, insurance, securities, financial services, internal audit, risk management, testing, monitoringLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Lead Compliance Surveillance Analyst
Company: Transamerica |
, and reputational risk by supporting oversight and sales practice surveillance across insurance and/or securities distribution channels... of regulatory, securities, or advertising compliance experience. Areas of experience desired may vary based upon assignedLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Compliance Manager - Surveillance
Company: Transamerica |
and oversight functions designed to mitigate legal, regulatory, operational, and reputational risk across securities and insurance... or other relevant field, or equivalent and experience 5 years of experience in securities/insurance compliance, suitability reviewLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Lead Financial Analyst - External Reporting
Company: Transamerica |
and filing of financial reports with the Securities and Exchange Commission (SEC). Responsible for applying financial analysis