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Securities jobs in iowa state USA

55 securities jobs found in iowa state: showing 41 - 55

Attorney 2
Company: State of Iowa |

Location: Polk County, IA, USA

| Salary: $81868.8 - 125528 per year | Date posted: 15 Jan 2025
in in our Enforcement Bureau and is responsible for conducting regulatory compliance in the insurance, securities and related business..., and workers' compensation insurance, as well as securities and other regulated industries. This position will represent the...
Associate Financial Advisor - Pella, Ia
Company: Edward Jones |

Location: Pella, IA, USA

| Salary: unspecified | Date posted: 15 Jan 2025
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...
Compliance Manager
Company: Farm Bureau Financial Services |

Location: West Des Moines, IA, USA

| Salary: unspecified | Date posted: 14 Jan 2025
where our employees thrive. What You'll Do: Monitor legislative and regulatory changes relating to insurance, securities, and adviser...
Relationship Banker - Ames Duff Ave Branch - Ames, Ia
Company: JPMorgan Chase |

Location: Ames, IA, USA

| Salary: unspecified | Date posted: 11 Jan 2025
and delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential...
Private Client Banker - Ames Duff Ave Branch - Ames, Ia
Company: JPMorgan Chase |

Location: Ames, IA, USA

| Salary: unspecified | Date posted: 11 Jan 2025
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...
Paralegal Analyst- Ris
Company: Principal |

Location: Des Moines, IA, USA

| Salary: unspecified | Date posted: 10 Jan 2025
as a professional assistant in the department. Specific work areas may include Investments (residential, commercial & securities...
Paralegal Analyst- Retirement Investor Solutions
Company: Principal |

Location: Des Moines, IA, USA

| Salary: $22.07 - 47.31 per hour | Date posted: 09 Jan 2025
, commercial & securities); Corporate; Legislative/Regulatory; Products (group, individual, pension); Debtor/Creditor and Tax; Exam...
Actuary
Company: Sammons Financial Group |

Location: West Des Moines, IA, USA

| Salary: unspecified | Date posted: 05 Jan 2025
required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses..., FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit check...
Associate Financial Advisor - West Des Moines, Ia
Company: Edward Jones |

Location: West Des Moines, IA, USA

| Salary: unspecified | Date posted: 04 Jan 2025
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...
Marketing Automation & Data Strategist
Company: Sammons Financial Group |

Location: West Des Moines, IA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
background check required. FINRA regulations require fingerprinting for this position; if we are holding securities licenses...
Account Supervision Principal
Company: Cambridge Investment Research, Inc. |

Location: Fairfield, IA, USA

| Salary: $55000 - 75000 per year | Date posted: 08 Dec 2024
financial industry. Certificates & Licenses: This job requires obtaining FINRA Securities Industry Essentials (SIE), Series 7...
Account Supervision Principal
Company: Cambridge Investment Research |

Location: Fairfield, IA, USA

| Salary: $55000 - 75000 per year | Date posted: 07 Dec 2024
or a related field within the financial industry. Certificates & Licenses This job requires obtaining FINRA Securities Industry...
Client Service Associate - Nr
Company: Stifel |

Location: Waterloo, IA, USA

| Salary: unspecified | Date posted: 25 Nov 2024
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledge...
Client Resolution Analyst
Company: Cambridge Investment Research, Inc. |

Location: Fairfield, IA, USA

| Salary: $45000 - 55000 per year | Date posted: 16 Nov 2024
. Certificates & Licenses: This job requires obtaining FINRA Securities Industry Essentials (SIE) within 12 months. Compensation...
Client Resolution Analyst
Company: Cambridge Investment Research |

Location: Fairfield, IA, USA

| Salary: $45000 - 55000 per year | Date posted: 15 Nov 2024
financial industry. Certificates & Licenses This job requires obtaining FINRA Securities Industry Essentials (SIE) within 12...