Securities jobs in des moines USA
17 securities jobs found in des moines: showing 1 - 17
Assistant General Counsel
Company: Principal |
support to Principals dually-registered retail broker-dealer and investment adviser, Principal Securities. In this role..., youll provide legal advice concerning the offering and sale of securities, financial products and advisory services...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 06 Feb 2025
Assistant General Counsel
Company: Principal |
day-to-day support to Principals dually-registered retail broker-dealer and investment adviser, Principal Securities.... In this role, youll provide legal advice concerning the offering and sale of securities, financial products and advisory services...Location: Des Moines, IA, USA
| Salary: $174000 - 236000 per year | Date posted: 05 Feb 2025
Senior Supervisory Officer - Principal Securities
Company: Principal |
? As the Senior Supervisory Officer, Principal Securities, youll play a meaningful role in protecting the firms integrity... activities, including knowledge of trading, sales, and compliance issues in the securities industry Shown experience...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Senior Supervisory Officer - Principal Securities
Company: Principal |
, and regulatory compliance? As the Senior Supervisory Officer, Principal Securities, youll play a meaningful role in protecting the... and other regulatory frameworks governing BD/IA activities, including knowledge of trading, sales, and compliance issues in the securities...Location: Des Moines, IA, USA
| Salary: $137000 - 185000 per year | Date posted: 01 Feb 2025
Commercial Real Estate Extended Intern/co-op (january - August 2026)
Company: Principal |
Estate teams seeking interns: Commercial Mortgage Backed Securities Asset Management/Ops Acquisitions & Dispositions...Location: Des Moines, IA, USA
| Salary: $20 per hour | Date posted: 31 Jan 2025
Commercial Real Estate Extended Intern/co-op (january - August 2026)
Company: Principal |
to learn. Principal Real Estate teams seeking interns: Commercial Mortgage Backed Securities Asset Management/Ops...Location: Des Moines, IA, USA
| Salary: $20 per hour | Date posted: 30 Jan 2025
Senior Accounting Analyst- Investment Accounting
Company: Principal |
new solutions to complex problems. Experience with accounting for structured securities, alternative investments, private... fixed income securities and derivatives is beneficial. Apply sophisticated investment accounting analysis in accordance...Location: Des Moines, IA, USA
| Salary: $100800 - 182400 per year | Date posted: 29 Jan 2025
Senior Accounting Analyst- Investment Accounting
Company: Principal |
to complex problems. Experience with accounting for structured securities, alternative investments, private fixed income... securities and derivatives is beneficial. Apply sophisticated investment accounting analysis in accordance with generally...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Jan 2025
Financial Professional Advisor
Company: New York Life |
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 28 Jan 2025
Relationship Executive- Middle Market Banking- Executive Director
Company: JPMorgan Chase |
individual contributor Sales management and business development skills FINRA Series 79, 63 and Securities Exam Essentials...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jan 2025
Broker Dealer Senior Privacy Specialist
Company: Principal |
What You'll Do: Were looking for a Senior Privacy Specialist to join our Broker Dealer team in Principal Securities.... In this role, youll serve as information privacy consultant for our Benefits & Protection Principal Securities business segments...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 17 Jan 2025
Senior Privacy Specialist- Broker Dealer
Company: Principal |
in Principal Securities. In this role, youll serve as information privacy consultant for our Benefits & Protection Principal... Securities business segments, provide program management and business representation, oversee ongoing business activities related...Location: Des Moines, IA, USA
| Salary: $106400 - 182400 per year | Date posted: 16 Jan 2025
Financial Management
Company: New York Life |
, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC... (member of FINRA and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA...Location: Des Moines, IA, USA
| Salary: $60000 - 150000 per year | Date posted: 16 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Des Moines, IA, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Des Moines, IA, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Paralegal Analyst- Ris
Company: Principal |
as a professional assistant in the department. Specific work areas may include Investments (residential, commercial & securities...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Paralegal Analyst- Retirement Investor Solutions
Company: Principal |
, commercial & securities); Corporate; Legislative/Regulatory; Products (group, individual, pension); Debtor/Creditor and Tax; Exam...