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Securities jobs in phoenix USA

35 securities jobs found in phoenix: showing 1 - 20

Senior Specialist, Fixed Income Service & Operations
Company: Charles Schwab |

Location: Phoenix, AZ, USA

| Salary: $49100 - 93700 per year | Date posted: 06 Feb 2025
(or 66) securities licenses required Aptitude and willingness for learning Fixed Income products (Treasuries, CDs..., Municipals, Corporates, Preferred Securities, Bond Funds, Bond ETFs, Professionally Managed Portfolios, and Bond Ladders...
J.p. Morgan Wealth Management - Private Client Advisor - Phoenix, Az
Company: JPMorgan Chase |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 03 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Relationship Banker - Glendale And 7th - Phoenix, Az
Company: JPMorgan Chase |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 03 Feb 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Relationship Banker - Glendale And 7th - Phoenix, Az
Company: JPMorgan Chase |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 02 Feb 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Specialty Products Manager (automatic Rollover Ira)
Company: Charles Schwab |

Location: Phoenix, AZ - Austin, TX, USA

| Salary: $66900 - 110000 per year | Date posted: 31 Jan 2025
securities held in Employee Benefit Plans at CSTB Assist with completion of regulatory reporting and filings, for example: 13H...
Personal Banker Ii-retail
Company: BOK Financial |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 30 Jan 2025
Range: Not Available Application Deadline: 02/28/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK...
Financial Services Representative
Company: Charles Schwab |

Location: Phoenix, AZ, USA

| Salary: $24.76 per hour | Date posted: 30 Jan 2025
you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63... to learn about finance Passion for service to clients Motivation to learn about the securities industry, including the basic...
Licensed Financial Services Representative
Company: Charles Schwab |

Location: Phoenix, AZ, USA

| Salary: $20.38 - 36.3 per hour | Date posted: 30 Jan 2025
with our supportive, nurturing culture and diverse set of career opportunities. If you currently have your securities licenses, enjoy...
Relationship Manager Iv - Corporate Banking
Company: BOK Financial |

Location: Scottsdale, AZ - Phoenix, AZ, USA

| Salary: unspecified | Date posted: 30 Jan 2025
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc...
Financial Service Professional
Company: New York Life |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 28 Jan 2025
Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed...
Service Specialist
Company: One Step |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 28 Jan 2025
(Demonstrated by certifications) Excellent positive communication skills Credentials in: Windows OS, Firewalls, Securities, Virus...
Specialist, Cs&s T2 Hotline Support Team - Move Money Asset Transfer
Company: Charles Schwab |

Location: Phoenix, AZ, USA

| Salary: $46000 - 69100 per year | Date posted: 26 Jan 2025
. Intermediate to advanced level of knowledge regarding regulatory, audit and compliance policies regarding the securities industry...
Wealthport Trading And Experience Consultant
Company: Cambridge Investment Research, Inc. |

Location: Phoenix, AZ, USA

| Salary: $45000 - 55000 per year | Date posted: 24 Jan 2025
, preferably within the financial industry. Certificates & Licenses: This job requires obtaining FINRA Securities Industry...
Registered Client Associate
Company: Royal Bank of Canada |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 23 Jan 2025
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH...
Wealthport Trading And Experience Consultant
Company: Cambridge Investment Research |

Location: Phoenix, AZ, USA

| Salary: $45000 - 55000 per year | Date posted: 23 Jan 2025
FINRA Securities Industry Essentials (SIE) and Series 7 within 12 months. A Series 24 would be preferred. Compensation...
Credit Products Underwriter Iv - Corporate Banking
Company: BOK Financial |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 17 Jan 2025
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc...
Senior Compensation & Equity Analyst
Company: Sprouts Farmers Market |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 16 Jan 2025
/Equity Edge platform. Reviews transactions for accuracy and compliance with applicable securities-related regulations...
Credit Products Underwriter Iv - Corporate Banking
Company: BOK Financial |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 16 Jan 2025
Range: Not Available Application Deadline: 02/28/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK...
Financial Solutions Advisor I - Registration Candidate - Consumer Investments - 20th And Camelback
Company: Bank of America |

Location: Phoenix, AZ, USA

| Salary: unspecified | Date posted: 16 Jan 2025
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Financial Advisor
Company: Northwestern Mutual |

Location: Phoenix, AZ, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...