Securities jobs in phoenix USA
28 securities jobs found in phoenix: showing 1 - 28
Defense Litigation Paralegal In Phoenix, Az
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Phoenix, AZ, USA
| Salary: US$165000 - 225000 per year | Date posted: 04 Oct 2026
Client Service Associate
Company: Edelman Financial Engines |
Bachelor's degree or equivalent experience preferred Good understanding of finance and investment markets/securities CriticalLocation: Phoenix, AZ, USA
| Salary: US$48900 - 65200 per year | Date posted: 02 Oct 2026
Paralegal
Company: Western Alliance Bank |
responsibility for this role will be within corporate governance and corporate records, securities, entity management, securedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Personal Banker
Company: BOK Financial |
: Not Available Application Deadline: 10/29/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Credit Products Underwriter Iii - Cre Banking
Company: BOK Financial |
: Not Available Application Deadline: 10/24/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Professional Liability Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professionalLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Remote Tax Manager
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in theLocation: Phoenix, AZ, USA
| Salary: US$100000 - 160000 per year | Date posted: 23 Sep 2026
Gold Relationship Manager
Company: AssetMark |
required Preferred Qualifications: SIE Series 6 or 7 securities license Outstanding Customer Focus constantly looking to provideLocation: Phoenix, AZ, USA
| Salary: US$65000 - 75000 per year | Date posted: 22 Sep 2026
Private Client Banker - Scottsdale Market, Phoenix, Az
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 18 Sep 2026
Inbound Investment Advisor (hybrid)
Company: Edelman Financial Engines |
for account management Possess the Series 65 or Series 66 securities license or be willing to go through our training program... to earn the Series 65 securities license within the first 3 months of employment This is a hybrid role (3 days per weekLocation: Phoenix, AZ, USA
| Salary: US$50700 - 67600 per year | Date posted: 15 Sep 2026
Financial Solutions Advisor - Registration Candidate - North Phoenix Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 15 Sep 2026
Fso-consulting-tech Consulting-tech Solution Delivery - Wam Manager-multiple Positions
Company: EY |
of experience in one or a combination of the following subject areas: Securities trading platforms: Charles River, BlackrockLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Phoenix, AZ, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Assistant Construction Manager - Transmission & Distribution (southwest Region)
Company: Burns & McDonnell |
, taxes/duties, and securities are in effect according to the project requirements. Support and conduct project safetyLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 03 Sep 2026
2027 Associate Commercial Banking (phoenix) - Accelerated Career Track
Company: BOK Financial |
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill InvestmentLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
2027 Intern Commercial Banking (phoenix) - Accelerated Career Track
Company: BOK Financial |
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill InvestmentLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Services Representative
Company: Charles Schwab |
Schwab Service Academy, youll gain the knowledge and confidence to earn your Securities Industry Essentials (SIE) and FINRALocation: Phoenix, AZ, USA
| Salary: US$26.01 per hour | Date posted: 05 Aug 2026
Associate Financial Advisor - Bmo Bank
Company: LPL Financial |
NAME], however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licensesLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Field Accounting Manager
Company: PCL Construction |
. Basic knowledge of bid and contract securities and insurance as they relate to risk management, claims management, pricingLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Field Accounting Manager
Company: PCL Construction |
. Basic knowledge of bid and contract securities and insurance as they relate to risk management, claims management, pricingLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Manager Finance & Commercial Risk
Company: PCL Construction |
, Claims & Compliance Oversee insurance, bonding, and performance securities to meet contractual and corporate requirementsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Manager Finance & Commercial Risk
Company: PCL Construction |
, Claims & Compliance Oversee insurance, bonding, and performance securities to meet contractual and corporate requirementsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Senior Fixed Income Specialist
Company: Charles Schwab |
, certificates of deposits, municipal bonds, corporate bonds, government agency bonds, and preferred securities. This positionLocation: Orlando, FL - Phoenix, AZ, USA
| Salary: US$28.85 - 44.71 per hour | Date posted: 18 Jul 2026
Financial Consultant - Client Growth & Retention (phoenix, Az Hybrid)
Company: Edelman Financial Engines |
's degree required and/or equivalent level of professional work experience. Possess the Series 65 or Series 66 securitiesLocation: Phoenix, AZ, USA
| Salary: US$61600 - 82100 per year | Date posted: 13 Jul 2026
Investment Associate/registered Client Associate
Company: Royal Bank of Canada |
, and assist with asset gathering. Facilitate the transfer of funds and securities and the issuance of checks, wire transfers