Securities jobs in scottsdale USA
22 securities jobs found in scottsdale: showing 1 - 22
Registered Client Service Associate
Company: Ameriprise Financial |
Required. Series 7 or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtainLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Experienced Financial Advisor - Independent Platform (arizona)
Company: WealthBridge Financial Group |
Alliances, and Advanced Planning. Backed by National Life Group (A+ AM Best); securities and investment advisory services... as required by state insurance regulators and FINRA; securities registration requires Form U4 disclosure of prior regulatory, criminalLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Experienced Financial Advisor - Independent Platform (phoenix Metro)
Company: WealthBridge Financial Group |
Alliances, and Advanced Planning. Backed by National Life Group (A+ AM Best); securities and investment advisory services... as required by state insurance regulators and FINRA; securities registration requires Form U4 disclosure of prior regulatory, criminalLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Practice Transition Partnership - Phoenix Metro
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... and FINRA; securities registration requires Form U4 disclosure of prior regulatory, criminal, and financial historyLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Financial Advisor - Career Changer / New To Industry (arizona)
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... processing) - Willingness to pursue SIE, Series 6 or 7, and Series 63/66 securities registrations within your first 12 monthsLocation: Scottsdale, AZ, USA
| Salary: US$80000 - 115000 per year | Date posted: 25 Sep 2026
Practice Succession & Book Acquisition - Phoenix Metro
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... and FINRA; securities registration requires Form U4 disclosure of prior regulatory, criminal, and financial historyLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Financial Advisor - Career Changer (phoenix Metro)
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... processing) - Willingness to pursue SIE, Series 6 or 7, and Series 63/66 securities registrations within your first 12 monthsLocation: Scottsdale, AZ, USA
| Salary: US$80000 - 115000 per year | Date posted: 25 Sep 2026
Financial Consultant - Phoenix Metro East
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... processing) - Willingness to pursue SIE, Series 6 or 7, and Series 63/66 securities registrations within your first 12 monthsLocation: Scottsdale, AZ, USA
| Salary: US$80000 - 115000 per year | Date posted: 25 Sep 2026
Practice Succession & Book Acquisition Partnership
Company: WealthBridge Financial Group |
(A+ AM Best); securities and investment advisory services through Equity Services, Inc. (FINRA/SIPC). People. Impact. Outcome. Requirements... standing appropriate to the book being transitioned; insurance-only, securities-registered, and hybrid books are all consideredLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Compliance Analyst
Company: Trajan Wealth |
Advisers Act in accordance with the Securities and Exchange Commission (SEC) requirements as well as maintaining complianceLocation: Scottsdale, AZ, USA
| Salary: US$90000 - 105000 per year | Date posted: 16 Sep 2026
Compliance Analyst
Company: Trajan Wealth |
Investment Advisers Act in accordance with the Securities and Exchange Commission (SEC) requirements as well as maintainingLocation: Scottsdale, AZ, USA
| Salary: US$90000 per year | Date posted: 15 Sep 2026
Financial Services Representative
Company: Touchstone Wealth |
Securities licenses preferred but not required (SIE, Series 7 and 66) #LI-TW1Location: Scottsdale, AZ, USA
| Salary: US$75000 - 150000 per year | Date posted: 09 Sep 2026
Senior Investment Associate
Company: Northern Trust |
(i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, feesLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Corporate Legal Assistant
Company: Direct Counsel |
and document sets for distribution Assists in preparation of SEC filings, with regard to securities offeringsLocation: Scottsdale, AZ, USA
| Salary: US$70000 - 90000 per year | Date posted: 25 Aug 2026
Projects Contracts Manager
Company: Quanta Infrastructure Solutions Group, LLC |
, and other performance securities matters. Review and verify terms of certificates of insurance received from subcontractors and other thirdLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 02 Aug 2026
Projects Contracts Manager
Company: HBK Engineering |
, and other performance securities matters. Review and verify terms of certificates of insurance received from subcontractors and other thirdLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Associate Family Office Fiduciary Advisor
Company: Trajan Wealth |
or Series 66 securities registration.Active Arizona Life & Health/Annuity Insurance License.Strong understanding of financialLocation: Scottsdale, AZ, USA
| Salary: US$80000 - 130000 per year | Date posted: 23 Jul 2026
Family Office Fiduciary Advisor
Company: Trajan Wealth |
and clarity.QualificationsActive Series 65 or Series 7 & 66 securities registration.Active Arizona Life & Health/Annuity InsuranceLocation: Scottsdale, AZ, USA
| Salary: US$120000 - 185000 per year | Date posted: 23 Jul 2026
Associate Family Office Fiduciary Advisor
Company: Trajan Wealth |
. Qualifications Clean U4 record. Bachelor's degree or equivalent professional experience. Active Series 65 or Series 66 securitiesLocation: Scottsdale, AZ, USA
| Salary: US$80000 per year | Date posted: 22 Jul 2026
Family Office Fiduciary Advisor
Company: Trajan Wealth |
. Qualifications Active Series 65 or Series 7 & 66 securities registration. Active Arizona Life & Health/Annuity InsuranceLocation: Scottsdale, AZ, USA
| Salary: US$120000 - 185000 per year | Date posted: 21 Jul 2026
Financial Advisor – Global Credit Union
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being