Securities jobs in arizona state USA
222 securities jobs found in arizona state: showing 51 - 100
Equity Compensation Administrator I
Company: Freeport-McMoRan |
applicable stock plan participants with compliance of federal securities laws by implementing restrictions on their equity awardLocation: Phoenix, AZ, USA
| Salary: US$58000 - 78500 per year | Date posted: 22 May 2026
Relationship Banker - Bell Rd And 35th Ave, Glendale, Arizona
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Glendale, AZ, USA
| Salary: unspecified | Date posted: 22 May 2026
Equity Compensation Administrator I
Company: Freeport-McMoRan |
applicable stock plan participants with compliance of federal securities laws by implementing restrictions on their equity awardLocation: Phoenix, AZ, USA
| Salary: US$58000 - 78500 per year | Date posted: 21 May 2026
Business Intelligence Analyst I, Operations
Company: Edward Jones |
and movement of client cash and securities, to statement production and tax reporting, Operations is involved every step of the wayLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 21 May 2026
Data Governance And Controls, Avp
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$87000 - 147000 per year | Date posted: 21 May 2026
Relationship Banker - Northwest Valley - Sun City West, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Sun City West, AZ, USA
| Salary: unspecified | Date posted: 21 May 2026
Analyst, Institut Fund Acctg
Company: Northern Trust |
and securities, usually obtained through business related coursework and/or prior related experience. Analytical skillsLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Advisor - Tucson, Az - Market 03, Region 236
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Tucson, AZ, USA
| Salary: US$45000 - 100000 per year | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Glendale, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Surprise, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Chandler, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Peoria, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Glendale, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Glendale, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Buckeye, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Goodyear, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Surprise, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Peoria, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Goodyear, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - Cottonwood/sedona, Az
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Cottonwood, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Peoria, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: New River, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Financial Consultant 1 - Peoria, Az
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Surprise, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
Finance Risk Data Governance & Controls, Vice President
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Tempe, AZ, USA
| Salary: unspecified | Date posted: 20 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - Tucson, Az (broadway And Country Club)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Tucson, AZ, USA
| Salary: unspecified | Date posted: 19 May 2026
Gfc Investigator (brokerage - Aml)
Company: Bank of America |
investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing..., such as Personal Holding Companies, Retirement and Trust Accounts FINRA Securities Essential Exam/ FINRA Series 7, Series 6Location: Phoenix, AZ, USA
| Salary: US$68500 - 100000 per year | Date posted: 19 May 2026
Associate General Counsel Ii - Employment Advice And Counseling
Company: Edward Jones |
related to the securities industry INTERNAL APPLICANTS ONLY: Current home-based associates: While this role is postedLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 19 May 2026
J.p. Morgan Wealth Management - Market Director Of Wealth - Western Az
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 15 May 2026
Corporate Attorney
Company: Talnt |
risk Coordinate with opposing counsel, financial advisors, and stakeholders Support securities matters and public company... Significant experience handling M&A transactions Experience with public companies and securities law preferred Large law firmLocation: Scottsdale, AZ, USA
| Salary: US$150000 - 190000 per year | Date posted: 15 May 2026
Analyst, Institut Fund Acctg
Company: Northern Trust |
and securities, usually obtained through business related coursework and/or prior related experience. Analytical skillsLocation: Tempe, AZ, USA
| Salary: US$41040 - 61560 per year | Date posted: 15 May 2026
Accountant
Company: PCL Construction |
to bid and contract securities and insurance as they relate to risk management, claims management, pricing, and accountingLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 15 May 2026
Fraud Investigation Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$61000 - 77000 per year | Date posted: 14 May 2026
Accountant
Company: PCL Construction |
to bid and contract securities and insurance as they relate to risk management, claims management, pricing, and accountingLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 14 May 2026
Payments & Wires, Data & Process Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$78000 - 106000 per year | Date posted: 14 May 2026
Data Governance & Controls, Analyst
Company: MUFG |
in the banking or securities preferred Knowledge of industry leading data quality and data protection management practices... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Tempe, AZ, USA
| Salary: US$78000 - 106000 per year | Date posted: 14 May 2026
Team Leader - Field Supervision Complex Products
Company: Edward Jones |
securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems. LeadershipLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 13 May 2026
Sr Manager, Bank Lending Product Management (non-tech)
Company: Charles Schwab |
in banking and lending, mortgage, securities-based lending, or product development a plus A thorough understanding of HNW clientLocation: Westlake, TX - Phoenix, AZ, USA
| Salary: US$120000 - 165000 per year | Date posted: 12 May 2026
Credit Support Analyst
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 12 May 2026
Liquidity Risk Data Governance & Controls, Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$78000 - 106000 per year | Date posted: 11 May 2026
Financial Services Representative
Company: Touchstone Wealth |
Securities licenses preferred but not required (SIE, Series 7 and 66) #LI-TW1Location: Scottsdale, AZ, USA
| Salary: US$75000 - 150000 per year | Date posted: 11 May 2026
Financial Advisor - Sierra Vista, Az - Market 03, Region 236
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Sierra Vista, AZ, USA
| Salary: US$45000 - 100000 per year | Date posted: 08 May 2026
Data Governance & Controls, Assistant Vice President
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Tempe, AZ, USA
| Salary: unspecified | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gilbert, AZ, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Corporate Associate (mid-level) - Phoenix
Company: Direct Counsel |
Direct Counsel is representing a reputable law firm seeking a Mid-Level Corporate & Securities Associate to join its... sophisticated corporate and securities matters. The role offers exposure to a broad range of transactions and advisory work