Securities jobs in arizona state USA
118 securities jobs found in arizona state: showing 51 - 100
Wealth Management Investment Consultant, Advisory Services
Company: U.S. Bank |
like. Using expertise and knowledge of the securities industry and markets, analyzes and interprets customer/prospect's investmentLocation: Tempe, AZ, USA
| Salary: US$63990 - 78210 per year | Date posted: 17 Sep 2026
Insurance Svc Analyst
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 17 Sep 2026
Rep, Cs Invest Ops
Company: Northern Trust |
and written communication skills are required. Basic securities industry knowledge is preferred Analytical and problem solvingLocation: Tempe, AZ, USA
| Salary: US$41040 - 61560 per year | Date posted: 17 Sep 2026
Compliance Analyst
Company: Trajan Wealth |
Advisers Act in accordance with the Securities and Exchange Commission (SEC) requirements as well as maintaining complianceLocation: Scottsdale, AZ, USA
| Salary: US$90000 - 105000 per year | Date posted: 16 Sep 2026
Return To Work - Financial Services Representative (sie) | Gilbert, Az
Company: Morgan Stanley |
: You've successfully passed the Securities Industry Essentials(SIE) Exam A bachelors degree in Finance, Business ManagementLocation: Gilbert, AZ, USA
| Salary: unspecified | Date posted: 16 Sep 2026
Financial Advisor - Tucson, Az - Market 03, Region 236
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Tucson, AZ, USA
| Salary: US$45000 - 100000 per year | Date posted: 16 Sep 2026
Compliance Analyst
Company: Trajan Wealth |
Investment Advisers Act in accordance with the Securities and Exchange Commission (SEC) requirements as well as maintainingLocation: Scottsdale, AZ, USA
| Salary: US$90000 per year | Date posted: 15 Sep 2026
Inbound Investment Advisor (hybrid)
Company: Edelman Financial Engines |
for account management Possess the Series 65 or Series 66 securities license or be willing to go through our training program... to earn the Series 65 securities license within the first 3 months of employment This is a hybrid role (3 days per weekLocation: Phoenix, AZ, USA
| Salary: US$50700 - 67600 per year | Date posted: 15 Sep 2026
Financial Solutions Advisor - Registration Candidate - North Phoenix Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 15 Sep 2026
Loan Origination Associate I (lslo06)
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Incident Response Specialist, Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$85000 - 123000 per year | Date posted: 11 Sep 2026
Loan Origination Associate - Equipment Finance
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Corporate Banking Middle Office, Avp
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$84000 - 106000 per year | Date posted: 11 Sep 2026
Incident Response Lead Specialist, Vice President
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Reporting Analyst, Avp, Mrso Solutions
Company: MUFG |
pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange ActLocation: Tempe, AZ, USA
| Salary: US$118000 - 143000 per year | Date posted: 11 Sep 2026
Technology Project Manager
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Tempe, AZ, USA
| Salary: US$84000 - 145000 per year | Date posted: 10 Sep 2026
Financial Services Representative
Company: Touchstone Wealth |
Securities licenses preferred but not required (SIE, Series 7 and 66) #LI-TW1Location: Scottsdale, AZ, USA
| Salary: US$75000 - 150000 per year | Date posted: 09 Sep 2026
Fso-consulting-tech Consulting-tech Solution Delivery - Wam Manager-multiple Positions
Company: EY |
of experience in one or a combination of the following subject areas: Securities trading platforms: Charles River, BlackrockLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Senior Compliance Counsel - Investment Advisory
Company: Edward Jones |
business Partner with business areas and service providers to ensure compliance with federal and state securities laws..., of legal and/or compliance experience with deep subject matter expertise of federal and state securities laws relevantLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Accelerated Leadership Program - Tempe
Company: Edward Jones |
structure designed to evolve with your experience, interests, and growth objectives. Earn the Securities Industry EssentialsLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Compliance Counsel I - Investment Advisory
Company: Edward Jones |
business Partner with business areas and service providers to ensure compliance with federal and state securities laws... required in the securities (or other highly regulated) industry, private practice, public sector, or in-house counsel capacityLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Home Office Rotational Development Program
Company: Edward Jones |
from program leadership and cohort peers RDP Associates are required to obtain their Securities Industry EssentialsLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Senior Team Leader - Mutual Fund Operations
Company: Edward Jones |
. Excellent communication and stakeholder management skills. Preferred Canadian Securities licensing, or FINRA Series 7Location: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 07 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gilbert, AZ, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Tucson, AZ, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Phoenix, AZ, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Associate Analyst, Corporate Actions - Specialized Service Team
Company: LPL Financial |
, ESOPs, Restricted Securities, Cash Sweeps, and Securities-Based Lending. You will handle inbound calls and team mailboxesLocation: Tempe, AZ, USA
| Salary: US$24.71 - 41.15 per hour | Date posted: 04 Sep 2026
Assistant Construction Manager - Transmission & Distribution (southwest Region)
Company: Burns & McDonnell |
, taxes/duties, and securities are in effect according to the project requirements. Support and conduct project safetyLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Senior Investment Associate
Company: Northern Trust |
(i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, feesLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Financial Advisor - Tucson, Az - Market 03, Region 236
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Tucson, AZ, USA
| Salary: US$45000 - 100000 per year | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Tucson, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Relationship Banker - Prescott - Prescott, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Prescott, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
2027 Associate Commercial Banking (phoenix) - Accelerated Career Track
Company: BOK Financial |
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill InvestmentLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
2027 Intern Commercial Banking (phoenix) - Accelerated Career Track
Company: BOK Financial |
Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill InvestmentLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Technical Architect - Servicenow
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
2027 Financial Services Representative (sie) | Gilbert, Az
Company: Morgan Stanley |
What You Bring to the Table: You've successfully passed the Securities Industry Essentials(SIE) Exam A bachelors degreeLocation: Gilbert, AZ, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Executive Director, Human Resources
Company: Morgan Stanley |
banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, includingLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Corporate Governance & Securities Counsel, Director
Company: Align Technology |
At Align, every smile matters. We're committed to helping you thrive by supporting the health, growth, and well-being of our team members through a variety of tools and programs. While specific offeriLocation: Arizona, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Financial Solutions Advisor - Registration Candidate - East Valley Phoenix Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Chandler, AZ, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Analyst, Institut Fund Acctg
Company: Northern Trust |
of accounting, finance and securities, usually obtained through business related coursework and/or prior related experienceLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Specialist - Software Engineering
Company: LTM |
functional teams including QA Infra and Securities Support continuous improvement of DevOps and automation frameworkLocation: Chandler, AZ, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Lending Specialist
Company: LPL Financial |
will be to support our new Secured Credit Account (SCA) is a securities-based line of credit which provides Advisors with a new liquidity... within financial services (preferably in a wealth management context) with strong knowledge of securities-backed lending and marginLocation: Tempe, AZ, USA
| Salary: US$63242 - 105369 per year | Date posted: 26 Aug 2026
Incident Response - Digital Forensics & Malware Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$102000 - 141000 per year | Date posted: 25 Aug 2026
Corporate Legal Assistant
Company: Direct Counsel |
and document sets for distribution Assists in preparation of SEC filings, with regard to securities offeringsLocation: Scottsdale, AZ, USA
| Salary: US$70000 - 90000 per year | Date posted: 25 Aug 2026
Wealth Management Client Assocaite
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Tucson, AZ, USA
| Salary: unspecified | Date posted: 15 Aug 2026
Trust Advisor Ii- New Business
Company: Edward Jones |
Review of investments, inclusive of unique assets requirements such as real estate, land / farm, and closely held securitiesLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Analyst, Institutional Fund Accounting
Company: Northern Trust |
and securities, usually obtained through business related coursework and/or prior related experience. Analytical skillsLocation: Tempe, AZ, USA
| Salary: US$41040 - 61560 per year | Date posted: 07 Aug 2026
Financial Services Representative
Company: Charles Schwab |
Schwab Service Academy, youll gain the knowledge and confidence to earn your Securities Industry Essentials (SIE) and FINRALocation: Phoenix, AZ, USA
| Salary: US$26.01 per hour | Date posted: 05 Aug 2026
Associate Financial Advisor - Bmo Bank
Company: LPL Financial |
NAME], however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses