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Securities jobs in washington state USA

85 securities jobs found in washington state: showing 61 - 80

Financial Advisor - Team Sponsored Launch- Afton Union Financial Group- Seattle, Wa
Company: Thrivent |

Location: Seattle, WA, USA

| Salary: $40000 - 60000 per year | Date posted: 05 Dec 2024
of client relations and planning activities of the Financial Advisors, supports securities and insurance-related tasks... Pension, 401(k) and retiree medical plans Position Requirements: Securities registration required- SIE, Series 7 and 66...
Client Service Associate - Lakeview Financial Group- Spokane, Wa
Company: Thrivent |

Location: Spokane, WA, USA

| Salary: $40000 - 60000 per year | Date posted: 04 Dec 2024
administration of various programs, assisting with drafting financial plans and reports; accepting and/or entering securities trade... orders from customers; providing fund values and answering securities product-related questions; assisting with the...
Relationship Banker - E Lake Sammamish Branch - Issaquah, Wa - Mandarin Required
Company: JPMorgan Chase |

Location: Issaquah, WA, USA

| Salary: unspecified | Date posted: 03 Dec 2024
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Associate, Securities Litigation Group
Company: Top Tier Reps LLC |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 01 Dec 2024
Job Description Summary: Our client's Securities Litigation Group handles a wide array of civil and regulatory... companies and leading technology and life sciences firms, along with their directors and officers, in securities class actions...
Associate Financial Advisor - Seattle, Wa
Company: Edward Jones |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 29 Nov 2024
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Technical Business Analyst/product Manager
Company: Fisher Investments |

Location: Camas, WA, USA

| Salary: $100000 - 150000 per year | Date posted: 28 Nov 2024
knowledge of Portfolio management concepts (Positions, Trades, Securities) Ability to analyze various situations and develop...
Associate, Securities Litigation Group
Company: Hunt Hive Talent |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 22 Nov 2024
happen. The Opportunity We're seeking an experienced and driven Securities Litigation Associate... securities litigation practice. What You'll Do Lead with Purpose: Manage complex litigation matters, focusing on areas...
Corporate & Securities - Associate Attorney
Company: Hunt Hive Talent |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 22 Nov 2024
We're seeking a Corporate & Securities Associate to join one of our esteemed clients in their Denver, Seattle, or Portland... that values collaboration, respect, and excellence while building your expertise in corporate and securities law...
Financial Advisor - Yakima, Wa - Market 04, Region 352
Company: Edward Jones |

Location: Yakima, WA, USA

| Salary: $38500 - 100000 per year | Date posted: 22 Nov 2024
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...
Corporate Sales - Business Development & Relationship Management
Company: Moody's |

Location: Washington, USA

| Salary: $120000 - 155000 per year | Date posted: 15 Nov 2024
's Corporation may be asked to disclose securities holdings pursuant to Moodys Policy for Securities Trading and the requirements... in those holdings as necessary. For more information on the Securities Trading Program, please refer to the on Please note: STP...
Technical Business Analyst
Company: Fisher Investments |

Location: Camas, WA, USA

| Salary: $100000 - 150000 per year | Date posted: 15 Nov 2024
and reporting, Market Security) Working knowledge of Portfolio management concepts (Positions, Trades, Securities) Showcase...
Vp, Financial Consultant - Lynwood Wa
Company: Charles Schwab |

Location: Lynnwood, WA, USA

| Salary: $49100 - 93700 per year | Date posted: 14 Nov 2024
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...
Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Analyst - Seattle
Company: Goldman Sachs |

Location: Seattle, WA, USA

| Salary: $60000 - 125000 per year | Date posted: 10 Nov 2024
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment...
Wealth Supervisor
Company: HSBC |

Location: New York - Washington, USA

| Salary: $128100 - 192200 per year | Date posted: 08 Nov 2024
as required. As a Wealth Supervisor you will: Ensure the laws, regulations and ethical standards of the securities industry are adhered...
Commercial Banker, Middle Market Banking - Vice President
Company: JPMorgan Chase |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 07 Nov 2024
ability to establish credibility and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities...
Investment Associate
Company: Royal Bank of Canada |

Location: Tacoma, WA, USA

| Salary: $50000 - 83000 per year | Date posted: 07 Nov 2024
new accounts, and assist with asset gathering. Facilitate the transfer of funds and securities and the issuance of checks...
J.p. Morgan Wealth Management – Private Client Advisor – Lynnwood, Wa
Company: JPMorgan Chase |

Location: Lynnwood, WA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
J.p. Morgan Wealth Management – Private Client Advisor - Bellingham, Wa
Company: JPMorgan Chase |

Location: Bellingham, WA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Wealth Management Advisor - West Seattle, Wa
Company: U.S. Bank |

Location: Seattle, WA, USA

| Salary: $65000 - 68000 per year | Date posted: 20 Oct 2024
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. Bancorp...
J.p. Morgan Wealth Management - Private Client Advisor - Yakima, Wa
Company: JPMorgan Chase |

Location: Yakima, WA, USA

| Salary: unspecified | Date posted: 15 Oct 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...