Securities jobs in seattle USA
63 securities jobs found in seattle: showing 1 - 50
Corporate Counsel, Treasury & Risk
Company: Amazon |
environment with the augmentation of AI tools. About the team Treasury & Risk sits within the larger Corporate and Securities... team (which also handles periodic reporting, proxy, securities, and governance matters). Treasury serves as AmazonLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Private Client Banker - Wedgwood Branch - Seattle, Wa
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Seattle, WA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 23 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Seattle, WA, USA
| Salary: US$49500 per year | Date posted: 23 Jun 2026
Private Client Banker - Wedgwood Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 22 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Seattle, Wa (martin Luther King Jr)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Seattle, WA, USA
| Salary: US$80280 per year | Date posted: 21 Jun 2026
Commercial Banker - Life Sciences Banking - Vice President
Company: JPMorgan Chase |
, proactive, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and SecuritiesLocation: Seattle, WA, USA
| Salary: US$147250 - 245000 per year | Date posted: 21 Jun 2026
Corporate Paralegal Specialist
Company: Naviga |
, merger documents, closing books, electronic closing sets, and shortform closing deliverables. Securities & Regulatory... capitalization, the Securities Act of 1933, the Securities Exchange Act of 1934, and California/Delaware Corporations CodesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 19 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Seattle, Wa (university Way Ne)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Seattle, WA, USA
| Salary: US$80280 per year | Date posted: 19 Jun 2026
Private Client Banker - West Seattle Branch - Seattle, Wa
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Seattle, WA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 18 Jun 2026
Financial Advisor - Seattle, Wa - Market 21, Region 175
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Seattle, WA, USA
| Salary: US$45000 - 100000 per year | Date posted: 18 Jun 2026
Executive Administrative Assistant
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Paralegal
Company: Wilson Sonsini Goodrich & Rosati |
Conduct research to prepare and manage corporate and securities filings Prepare and assist with EDGAR code applications... companies Understanding of corporate governance matters and transactional work Experience with securities and corporate lawsLocation: Seattle, WA, USA
| Salary: US$32.92 - 44.54 per hour | Date posted: 17 Jun 2026
Private Client Banker - West Seattle Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Relationship Manager - Commercial Real Estate - Seattle
Company: Bank of America |
and organizational skills. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 within 180 days of startLocation: Seattle, WA, USA
| Salary: US$120000 - 190000 per year | Date posted: 17 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Seattle, Wa
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Seattle, WA, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 16 Jun 2026
Commercial Banker - Technology Banking - Vice President
Company: JPMorgan Chase |
, proactive, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and SecuritiesLocation: Seattle, WA, USA
| Salary: US$147250 - 245000 per year | Date posted: 16 Jun 2026
Vice President-sales Engagement Strategy, Payments Marketing
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 14 Jun 2026
Commercial Litigation Associate
Company: unknown |
, securities and antitrust litigation, consumer class actions, personal injury, and whistleblower advocacy. Our clientsLocation: Seattle, WA, USA
| Salary: US$180000 - 240000 per year | Date posted: 14 Jun 2026
Financial Solutions Advisor Registration Candidate- Seattle Market
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Seattle, WA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 13 Jun 2026
Vp, Financial Consultant - Seattle, Wa
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and shareLocation: Seattle, WA, USA
| Salary: US$80000 - 105000 per year | Date posted: 13 Jun 2026
Associate Financial Advisor - Afton Union Financial Group - Seattle, Wa
Company: Thrivent |
or information gathering that will be used with making suitable securities product recommendations or providing appropriate... investment advice (e.g. conducting due diligence, etc.) Accepting and/or entering securities trade orders from customersLocation: Seattle, WA, USA
| Salary: US$100000 - 140000 per year | Date posted: 13 Jun 2026
Senior Director Of Legal And Compliance
Company: Brighton Jones |
of data privacy and regulatory environments. Familiarity with ERISA and securities regulations (a plus). This is a full-timeLocation: Seattle, WA, USA
| Salary: US$200000 - 250000 per year | Date posted: 12 Jun 2026
Program Manager - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Seattle, WA, USA
| Salary: US$70000 - 140000 per year | Date posted: 11 Jun 2026
Private Client Banker - Wallingford Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Senior Corporate Attorney
Company: Direct Counsel |
, finance, and securities compliance. Draft, review, and negotiate complex commercial contracts and agreements. Ensure.... Strong background in M&A, corporate governance, finance, and securities. Excellent drafting, negotiation, and communication skillsLocation: Seattle, WA, USA
| Salary: US$175000 - 250000 per year | Date posted: 10 Jun 2026
Branch Manager, Ameriprise Financial Advisors - Pacific Northwest: Seattle And Portland
Company: Ameriprise Financial |
within 150 days. Active FINRA Series 24, or 9/10 or ability to obtain in 90 days Active State Securities Agent RegistrationLocation: Seattle, WA - Portland, OR, USA
| Salary: US$45000 - 60000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Seattle, WA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Wealth Management Advisor - Queen Anne, Wa
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: Seattle, WA, USA
| Salary: US$65000 - 80200 per year | Date posted: 08 Jun 2026
Corporate Paralegal Specialist
Company: Naviga Recruiting & Executive Search |
, merger documents, closing books, electronic closing sets, and short form closing deliverables. Securities & Regulatory... capitalization, the Securities Act of 1933, the Securities Exchange Act of 1934, and California/Delaware Corporations CodesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: Seattle, WA, USA
| Salary: US$50 per hour | Date posted: 05 Jun 2026
Private Client Banker - Queen Anne Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Patent Agent - Chemistry (sea / Other)
Company: Kilpatrick Townsend & Stockton LLP |
, from the challenging demands of financial transactions and securities to the disciplines of intellectual property managementLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meetLocation: Seattle, WA, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Private Client Banker - Westlake Ave And 6th Ave Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Capital Markets & Public Companies Associate – Corporate
Company: Direct Counsel |
sciences companies, investment banks, and public companies on sophisticated securities, governance, and capital markets matters... Washington, D.C. The ideal candidate will have substantial experience advising public companies on securities law complianceLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Seattle, WA, USA
| Salary: US$25 - 44 per hour | Date posted: 01 Jun 2026
Senior Platform Engineer - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Seattle, WA, USA
| Salary: US$78000 - 185000 per year | Date posted: 31 May 2026
Financial Advisor
Company: Mass Mutual NW |
: Insurance license and securities license study materials provided. Bonus Points: Recognition programs providedLocation: Seattle, WA, USA
| Salary: US$75000 - 125000 per year | Date posted: 29 May 2026
Senior Rfp Specialist, Investment Proposals - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Seattle, WA, USA
| Salary: US$70000 - 140000 per year | Date posted: 28 May 2026
Corporate Transactional Securities Associate
Company: Direct Counsel |
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional mattersLocation: Seattle, WA, USA
| Salary: US$170000 - 230000 per year | Date posted: 23 May 2026
Commercial Banker - Life Sciences Banking - Vice President
Company: JPMorgan Chase |
to get things done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 daysLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 21 May 2026
Principal Data Engineer - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Seattle, WA, USA
| Salary: US$115000 - 225000 per year | Date posted: 19 May 2026
Retirement Services Major Accounts Sales Representative
Company: ADP |
Qualifications Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensingLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 08 May 2026
Copy Director - Investment Management Global Marketing Strategy - Vice President
Company: Morgan Stanley |
-service securities firm, with more than 40 years of history, a presence in 24 countries and a total of $1.9 trillion in assetsLocation: Seattle, WA, USA
| Salary: US$135000 - 165000 per year | Date posted: 06 May 2026
Complex Director, Ameriprise Financial Advisors - Or/wa Complex
Company: Ameriprise Financial |
Series 24, or S9/10. Active State Securities Agent Registration (S63 or S66). Active IAR Registration (S65 or S66Location: Seattle, WA, USA
| Salary: US$100000 - 120000 per year | Date posted: 06 May 2026
Registered Client Service Associate
Company: Wedbush Securities |
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial... What We Offer As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleaguesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 06 May 2026
Engineering - Cloud Architecture And Engineering - Systems Engineer - Vice President - Seattle
Company: Goldman Sachs |
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the worldLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 05 May 2026
Engineering - Cloud Architecture And Engineering - Systems Engineer - Associate - Seattle
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 05 May 2026
Lead Solution Manager - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Seattle, WA, USA
| Salary: US$115000 - 225000 per year | Date posted: 03 May 2026
Financial Solutions Advisor Registration Candidate - Northgate, Wa Market
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain