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Securities jobs in seattle USA

21 securities jobs found in seattle: showing 1 - 20

Retirement Plan Counselor- Seattle
Company: Empower Annuity Insurance |

Location: Seattle, WA, USA

| Salary: $63100 - 89125 per year | Date posted: 01 Jan 2025
funds/separate accounts, with an understanding of the risk/reward trade off for all securities FINRA Series 6 & 63 licenses...
Entry Level Life Insurance Agent (remote)
Company: Castillon Agency |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 30 Dec 2024
Support System To Ensure Success State Life Insurance License (if not currently licensed) Federal Securities (Investment...
J.p. Morgan Wealth Management - Private Client Advisor - Seattle, Wa
Company: JPMorgan Chase |

Location: Seattle, WA, USA

| Salary: $67740 per year | Date posted: 29 Dec 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Financial Advisor
Company: Mass Mutual NW |

Location: Seattle, WA, USA

| Salary: $75000 - 125000 per year | Date posted: 24 Dec 2024
: Insurance license and securities license study materials provided. Bonus Points: Recognition programs provided...
Professional Liability Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 22 Dec 2024
, and securities brokers (FINRA). Although we would prefer that you have some experience in professional liability law...
Capital Markets Manager
Company: WaFd Bank |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 16 Dec 2024
billion securities portfolio, aligning with risk-return objectives and portfolio guidelines. You will also support various... direction of the Treasurer. Other duties may be assigned: Securities Portfolio Management Provide monthly income...
Corporate M&a Mid-level Associate
Company: Hunt Hive Talent |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 14 Dec 2024
corporate, securities, and transactional data to inform decision-making. Leadership: Demonstrated ability to lead deal teams...
Capital Markets Manager
Company: WaFd Bank |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 14 Dec 2024
for our $3 billion securities portfolio, aligning with risk-return objectives and portfolio guidelines. You will also support... direction of the Treasurer. Other duties may be assigned: Securities Portfolio Management Provide monthly income...
Senior Executive Administrative Assistant - Marketing
Company: JPMorgan Chase |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Financial Advisor
Company: Northwestern Mutual |

Location: Seattle, WA, USA

| Salary: $61000 per year | Date posted: 09 Dec 2024
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Director, Controller
Company: SM Diversity |

Location: Seattle, WA, USA

| Salary: $180000 - 195000 per year | Date posted: 05 Dec 2024
management, capital call approvals, and the sale of gifts of securities. Manage and develop relations with all auditors, banks...
Financial Advisor - Team Sponsored Launch- Afton Union Financial Group- Seattle, Wa
Company: Thrivent |

Location: Seattle, WA, USA

| Salary: $40000 - 60000 per year | Date posted: 05 Dec 2024
of client relations and planning activities of the Financial Advisors, supports securities and insurance-related tasks... Pension, 401(k) and retiree medical plans Position Requirements: Securities registration required- SIE, Series 7 and 66...
Associate, Securities Litigation Group
Company: Top Tier Reps LLC |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 01 Dec 2024
Job Description Summary: Our client's Securities Litigation Group handles a wide array of civil and regulatory... companies and leading technology and life sciences firms, along with their directors and officers, in securities class actions...
Associate Financial Advisor - Seattle, Wa
Company: Edward Jones |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 29 Nov 2024
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Associate, Securities Litigation Group
Company: Hunt Hive Talent |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 22 Nov 2024
happen. The Opportunity We're seeking an experienced and driven Securities Litigation Associate... securities litigation practice. What You'll Do Lead with Purpose: Manage complex litigation matters, focusing on areas...
Corporate & Securities - Associate Attorney
Company: Hunt Hive Talent |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 22 Nov 2024
We're seeking a Corporate & Securities Associate to join one of our esteemed clients in their Denver, Seattle, or Portland... that values collaboration, respect, and excellence while building your expertise in corporate and securities law...
Asset & Wealth Management, Private Wealth Management, Wealth Management Professional, Analyst - Seattle
Company: Goldman Sachs |

Location: Seattle, WA, USA

| Salary: $60000 - 125000 per year | Date posted: 10 Nov 2024
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment...
Commercial Banker, Middle Market Banking - Vice President
Company: JPMorgan Chase |

Location: Seattle, WA, USA

| Salary: unspecified | Date posted: 07 Nov 2024
ability to establish credibility and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities...
Wealth Management Advisor - West Seattle, Wa
Company: U.S. Bank |

Location: Seattle, WA, USA

| Salary: $65000 - 68000 per year | Date posted: 20 Oct 2024
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. Bancorp...
Counsel, Securities & Corporate Governance
Company: NWRPros |

Location: Seattle, WA, USA

| Salary: $175000 per year | Date posted: 12 Oct 2024
securities laws; works across functions to prepare SEC filings and other disclosure materials; contributes as a key member... of public securities offerings, debt facilities and M&A transactions Advises stakeholders regarding stock ownership...