Securities jobs in washington state USA
136 securities jobs found in washington state: showing 41 - 60
J.p. Morgan Wealth Management - Private Client Advisor - Kent, Wa (benson Center)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Kent, WA, USA
| Salary: $78000 per year | Date posted: 26 Feb 2025
Corporate M&a Mid-level Associate Attorney - Multiple Locations
Company: Apple & Associates |
clients on corporate governance, securities laws, and other regulatory matters related to M&A. Collaborate with teams...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 26 Feb 2025
Associate Financial Advisor - Port Angeles, Wa
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...Location: Port Angeles, WA, USA
| Salary: unspecified | Date posted: 26 Feb 2025
Assistant Attorney General - Revenue & Finance Division, Seattle
Company: Washington State |
to investments, securities, pensions, employee benefits, constitutional law, tax, open public meetings, public records, and board... governance; Providing litigation recommendations to the WSIB with respect to domestic and foreign securities litigation...Location: Seattle, WA - King County, WA, USA
| Salary: $76752 - 149508 per year | Date posted: 26 Feb 2025
Wealth Supervisor
Company: HSBC |
as required. As a Wealth Supervisor you will: Ensure the laws, regulations and ethical standards of the securities industry are adhered...Location: New York - Washington, USA
| Salary: $128100 - 192200 per year | Date posted: 25 Feb 2025
Entry Level Life Insurance Agent - No Experience Required (remote)
Company: Primerica - Melissa Keen |
licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional) Mortgage (Loan Originator) License...Location: Bothell, WA, USA
| Salary: unspecified | Date posted: 25 Feb 2025
Life Insurance Sales Agent - Entry Level (remote)
Company: Primerica - Melissa Keen |
will have opportunities to pursue further licenses in Securities and Mortgage as part of their career development with our firm...Location: Olympia, WA, USA
| Salary: $4500 per month | Date posted: 25 Feb 2025
Capital Markets Attorney
Company: Career Consulting Partners |
matters, securities laws, and public company disclosure obligations. Collaborating with colleagues in technology and life...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 25 Feb 2025
Financial Advisor
Company: Mass Mutual NW |
: Insurance license and securities license study materials provided. Bonus Points: Recognition programs provided...Location: Seattle, WA, USA
| Salary: $75000 - 125000 per year | Date posted: 24 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Spokane, Wa (area)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Spokane, WA, USA
| Salary: $78000 per year | Date posted: 23 Feb 2025
Assistant General Counsel, Regulatory
Company: FINRA |
experience. Advanced knowledge of laws, rules, and regulations governing the securities industry. Strong organizational skills... financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose...Location: Washington - District of Columbia, USA
| Salary: unspecified | Date posted: 23 Feb 2025
Professional Liability Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professional...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 23 Feb 2025
Financial Advisor - Team Sponsored Launch- Pacific Northwest Consultants - Liberty Lake, Wa
Company: Thrivent |
of client relations and planning activities of the Financial Advisors, supports securities and insurance-related tasks... and accidental death and dismemberment insurance Pension, 401(k) and retiree medical plans Position Requirements: Securities...Location: Liberty Lake, WA, USA
| Salary: $50000 - 70000 per year | Date posted: 23 Feb 2025
In-house Legal Intern
Company: DocuSign |
also will have opportunities to do technology-related transactional work. Projects relating to Corporate, securities, employment and litigation... will include securities regulation, SEC filings, 33/34 Act matters, corporate development (M&A, investments), employment law...Location: Seattle, WA - San Francisco, CA, USA
| Salary: $38 - 47 per hour | Date posted: 22 Feb 2025
Private Client Banker - Wedgwood - Seattle, Wa
Company: JPMorgan Chase |
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 22 Feb 2025
Head Of Us Legal, Regulatory And Group Functions
Company: HSBC |
banking, financial, securities, and derivatives regulators), collaborating with Legal, Public Affairs, and business...Location: Washington, USA
| Salary: unspecified | Date posted: 22 Feb 2025
Private Client Banker - Third And University - Seattle, Wa
Company: JPMorgan Chase |
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 22 Feb 2025
Financial Services Compliance & Regulatory Associate Attorney
Company: Direct Counsel |
statutory and regulatory analysis and application. Engage in legal writing, securities offerings, and corporate governance...Location: Seattle, WA, USA
| Salary: unspecified | Date posted: 21 Feb 2025
Financial Services Compliance & Regulatory Associate Attorney
Company: Direct Counsel |
statutory and regulatory analysis and application. Engage in legal writing, securities offerings, and corporate governance...Location: Bellevue, WA, USA
| Salary: unspecified | Date posted: 21 Feb 2025
J.p. Morgan Wealth Management – Private Client Advisor - Yakima, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...