Securities jobs in raleigh USA
25 securities jobs found in raleigh: showing 21 - 25
Principal Investment Compliance Officer
Company: State Employees' Credit Union |
Securities Division, CFTC and other regulators, as well as regulatory exam priorities, relevant court decisions, and public... engage with external auditors and regulators, including FINRA and the NC Securities Division. Required Education...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 06 Dec 2024
Brokerage Service Support Specialist
Company: Silicon Valley Bank |
including Securities Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Nov 2024
(new) Junior - Mid Level Capital Markets Associate Wanted For Highly Regarded Regional Law Firm - No Billable Requirement (raleigh, Nc)
Company: The Partners Group |
Markets Associate for their growing office. Candidates should have 2+ years of public companies securities experience. The...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Senior Compliance Associate
Company: CAPTRUST |
advisory firms requirements Basic knowledge of the U.S. Securities and Exchange Commissions Investment Advisers Act of 1940...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 10 Nov 2024
Director - Business Control - First Line - Securities Backed Lending
Company: Royal Bank of Canada |
to securities backed lending (SBL) operations on risk and control related activities and topics. The role has a dual reporting...