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Securities jobs in raleigh USA

25 securities jobs found in raleigh: showing 21 - 25

Brokerage Registered Client Service Associate
Company: Truist |

Location: Raleigh, NC, USA

| Salary: unspecified | Date posted: 17 Jan 2025
and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities... ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage...
Financial Advisor - Endowments And Foundations
Company: CAPTRUST |

Location: Raleigh, NC, USA

| Salary: $90000 - 120000 per year | Date posted: 09 Jan 2025
Looking to develop a long-term career in the investment/financial services industry Able to work independently Securities licenses...
Brokerage Client Service Associate - Part-time, Raleigh, Nc
Company: Truist |

Location: Raleigh, NC, USA

| Salary: unspecified | Date posted: 09 Jan 2025
. Knowledge of securities markets and brokerage accounts. 3. Knowledge of the features and attributes of annuity products. 4... regarding securities transactions and brokerage accounts. 5. Effective time management skills. 6. Ability to communicate...
J.p. Morgan Wealth Management - Private Client Advisor - Raleigh, Nc
Company: JPMorgan Chase |

Location: Raleigh, NC, USA

| Salary: unspecified | Date posted: 18 Dec 2024
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Principal Investment Compliance Officer
Company: State Employees' Credit Union |

Location: Raleigh, NC, USA

| Salary: unspecified | Date posted: 05 Dec 2024
Securities Division, CFTC and other regulators, as well as regulatory exam priorities, relevant court decisions, and public... engage with external auditors and regulators, including FINRA and the NC Securities Division. Required Education...