Securities jobs in new york state USA
1,738 securities jobs found in new york state: showing 151 - 200
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Atlantic Beach, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Operations Analyst
Company: Deutsche Bank |
, you will be responsible for the oversight of securities and payments processing including the oversight of the internal and external vendors... of vendor and offshore teams responsible for daily processing, controls, and reconciliations across securities, paymentsLocation: New York City, NY, USA
| Salary: US$80000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Hempstead, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Huntington Station, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Client Support Specialist - Greater Tri- State Area (remote)
Company: Fidelity Investments |
or unposted. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934..., the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securitiesLocation: New York, USA
| Salary: US$44000 - 80000 per year | Date posted: 02 Jun 2026
Senior Associate, Interest Rate Derivatives Trade Desk Support
Company: BMO Financial Group |
information, trading in securities, anti-money laundering, privacy and disclosure of outside business activities. EnsureLocation: New York City, NY, USA
| Salary: US$81400 - 151800 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: West Babylon, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Corona, Queens, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: The Bronx, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Garden City, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Glen Cove, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Lindenhurst, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Mount Vernon, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Backend Engineer
Company: Bayview Asset Management |
focused on investments in mortgage and consumer credit, including whole loans, asset-backed securities, mortgage servicingLocation: New York City, NY, USA
| Salary: US$110000 - 140000 per year | Date posted: 02 Jun 2026
Financial Consultant - Garden City, Ny
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Brooklyn, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Securities & Derivatives Sr Analyst Hybrid
Company: Citigroup |
The Securities & Derivatives Senior Analyst is a dynamic, intermediate-level position at the intersection of daily... processing of securities and derivatives transactions but will also play a critical role in shaping the future of our operationsLocation: Getzville, NY, USA
| Salary: US$70080 - 105120 per year | Date posted: 02 Jun 2026
Senior Compliance Officer
Company: Investec |
, and global affiliates with a focus on equity markets. Advise on U.S. securities regulations (SEC, FINRA) and broker-dealer... in Compliance Advisory, Legal or Regulatory roles within FINRA-regulated broker-dealers. Demonstrated knowledge of U.S. securitiesLocation: New York City, NY, USA
| Salary: US$175000 per year | Date posted: 02 Jun 2026
Vice President, Lead Software Engineer
Company: Morgan Stanley |
banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, includingLocation: New York City, NY, USA
| Salary: US$200000 - 210000 per year | Date posted: 02 Jun 2026
Fcm Onboarding Specialist
Company: StoneX Group |
, options, fixed income securities, and advanced trading, research, and management technology. Responsibilities PositionLocation: New York City, NY, USA
| Salary: US$110000 - 130000 per year | Date posted: 02 Jun 2026
Financial Management Department-financial Regulatory Reporting Avp
Company: Bank of China |
Department and Depository Bank to ensure transactions of pledged securities are completed in a timely manner and in accordanceLocation: New York City, NY, USA
| Salary: US$65000 per year | Date posted: 02 Jun 2026
Collateral Management Middle Office Associate
Company: Crédit Agricole |
, in APEX for bond SLB and in SFCM for equity repos and SLB (NY time zone) Contact with Front Office to borrow securities... of payment suspense items (cash and securities) Analysis of collateral balances Coverage of non-standard collateral operationsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Collateral Management Middle Office Associate
Company: Crédit Agricole |
, in APEX for bond SLB and in SFCM for equity repos and SLB (NY time zone) Contact with Front Office to borrow securities... of payment suspense items (cash and securities) Analysis of collateral balances Coverage of non-standard collateral operationsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Corporate Securities Associate Attorney
Company: Top Dog Recruiting |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... mindset paired with a consistently positive attitude in high-pressure deal scenarios. Advanced familiarity with SecuritiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Management Department-financial Regulatory Reporting Avp
Company: Bank of China |
Department and Depository Bank to ensure transactions of pledged securities are completed in a timely manner and in accordanceLocation: New York City, NY, USA
| Salary: US$65000 per year | Date posted: 02 Jun 2026
Avp-compliance Ai And Technology
Company: Moody's |
Surveillance and Monitoring, Securities Trading, Conflicts Office, Program Office, Investigations, Policies, Training... on . Click here to view our . Click here to view our Candidates for Moody's Corporation may be asked to disclose securitiesLocation: New York City, NY, USA
| Salary: US$119100 - 172650 per year | Date posted: 02 Jun 2026
Corporate Securities Associate Attorney
Company: KOB Solutions |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... mindset paired with a consistently positive attitude in high-pressure deal scenarios. Advanced familiarity with SecuritiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Private Client Banker - Madison Square Garden - New York, Ny
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Director, Sales Specialist
Company: Fitch Group |
Learning. For more information please visit our websites: | | Fitch is committed to providing global securities marketsLocation: New York City, NY, USA
| Salary: US$160000 - 175000 per year | Date posted: 02 Jun 2026
Global Banking & Markets Operations, Change Management, New York - Vice President
Company: Goldman Sachs |
, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain officesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Client Operations, Third-party Entitlements (new York)
Company: Fitch Group |
done. Fitch is committed to providing global securities markets with objective, timely, independent and forward-looking credit... you will be asked to declare any securities holdings and other potential conflicts prior to commencing employmentLocation: New York City, NY, USA
| Salary: US$90000 - 120000 per year | Date posted: 02 Jun 2026
Corporate Securities Associate Attorney
Company: Philips Recruiting Services |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... mindset paired with a consistently positive attitude in high-pressure deal scenarios. Advanced familiarity with SecuritiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Global Investment Research, Commodoties Research Associate
Company: Goldman Sachs |
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investmentLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Vice President - Commercial Card Implementation Team Lead - Transaction Banking Product, Td Securities
Company: TD Bank |
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail... We Are TD Securities offers a wide range of capital markets products and services to corporate, government, and institutionalLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Vice President, Lead Software Engineer
Company: Morgan Stanley |
banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, includingLocation: New York City, NY, USA
| Salary: US$200000 - 210000 per year | Date posted: 02 Jun 2026
Structured Finance - Residential Mortgage-backed Securities, Associate Director (new York)
Company: Fitch Group |
is committed to providing global securities markets with objective, timely, independent and forward-looking credit opinions... to declare any securities holdings and other potential conflicts prior to commencing employment. If you, or your immediate familyLocation: New York City, NY, USA
| Salary: US$110000 - 135000 per year | Date posted: 02 Jun 2026
Executive Offices - Executive Assistant
Company: Blackstone |
3656 8600 (APAC). Depending on the position, you may be required to obtain certain securities licenses... or training securities licensed employees; Structuring or creating Blackstone funds/products; and Advising on marketing plansLocation: New York City, NY, USA
| Salary: US$120000 - 165000 per year | Date posted: 02 Jun 2026
Senior Associate, Global Portfolio Analysis & Reporting
Company: Morgan Stanley |
banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, includingLocation: New York City, NY, USA
| Salary: US$145000 - 160000 per year | Date posted: 02 Jun 2026
Analyst/senior Analyst, Credit Ratings - Us Abs
Company: DBRS Morningstar |
. reporting for SEC requirements). This position will support the rating activities in the asset-backed securities (ABS) group... experience (including internships) in the financial and/or securities industry is a plus. About Us Morningstar DBRSLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: New York City, NY, USA
| Salary: US$175000 - 225000 per year | Date posted: 02 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Westchester East
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: White Plains, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Associate, Not-for-profit Healthcare
Company: TD Bank |
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail... Understands and complies with TD Securities (USA) Policies, regulatory and compliance requirements, ensuring that transactionsLocation: New York City, NY, USA
| Salary: US$175000 - 200000 per year | Date posted: 02 Jun 2026
Capital Markets & Public Companies Associate – Corporate
Company: Direct Counsel |
sciences companies, investment banks, and public companies on sophisticated securities, governance, and capital markets matters... Washington, D.C. The ideal candidate will have substantial experience advising public companies on securities law complianceLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Fcm Onboarding Specialist
Company: StoneX Group |
, options, fixed income securities, and advanced trading, research, and management technology. Responsibilities: PositionLocation: New York City, NY, USA
| Salary: US$100000 - 130000 per year | Date posted: 02 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: New York City, NY, USA
| Salary: US$55000 per year | Date posted: 02 Jun 2026
Associate Corporate Advisory
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Director - Partnerships Sales
Company: Moody's |
on . Click here to view our . Click here to view our Candidates for Moody's Corporation may be asked to disclose securities... holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent uponLocation: New York City, NY, USA
| Salary: US$135700 - 196750 per year | Date posted: 02 Jun 2026
Risk Management-market Risk Var & Capital Group - Analyst
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Corporate Securities Associate Attorney
Company: People Placers Staffing |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... mindset paired with a consistently positive attitude in high-pressure deal scenarios. Advanced familiarity with SecuritiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Analyst/senior Analyst, Credit Ratings - Us Abs
Company: Morningstar |
. reporting for SEC requirements). This position will support the rating activities in the asset-backed securities (ABS) group... experience (including internships) in the financial and/or securities industry is a plus. About Us Morningstar DBRSLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Great Neck, Ny
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor