Securities jobs in new york state USA
1,738 securities jobs found in new york state: showing 201 - 250
Business Analyst - Assistant Vice President
Company: Morgan Stanley |
to achieve their goals. Morgan Stanley provides a wide range of wealth management, investment banking, institutional securitiesLocation: New York City, NY, USA
| Salary: US$85000 - 140000 per year | Date posted: 01 Jun 2026
Director, Sales Manager - Life Insurance Team
Company: Moody's |
our Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities TradingLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Collateral Management Middle Office Associate
Company: Crédit Agricole CIB |
to borrow securities posted as collateral Coordination with BO payment teams for margin call settlements Analysis, monitoring... and resolution of payment suspense items (cash and securities) Analysis of collateral balances Coverage of non-standard collateralLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Vice President, Forward Deployed Engineer
Company: BNY |
; experience in the securities or financial services industry is a plus. Strong foundational understanding of modernLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Senior Director - Partnerships Sales Leader
Company: Moody's |
our Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities TradingLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Technology Product Management Lead Analyst, Vice President
Company: Citigroup |
of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerageLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Global Markets Regulatory Compliance Advisory ? Americas Director
Company: Madison-Davis |
guidance across securities and investment banking activities, with a strong focus on SEC and FINRA broker-dealer requirementsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Equities Compliance Advisory
Company: Madison-Davis |
s Equities business, ensuring adherence to SEC, FINRA, and broader U.S. Securities regulations. Position Overview The Senior..., and U.S. Securities regulations. Partner with business, legal, risk, and operations teams on new products, initiatives, and businessLocation: New York City, NY, USA
| Salary: US$125000 - 175000 per year | Date posted: 01 Jun 2026
Equities Compliance Officer (id:r4908)
Company: Madison-Davis |
to applicable securities laws and regulatory requirements. The position sits within the Americas Risk & Compliance teamLocation: New York City, NY, USA
| Salary: US$170000 - 180000 per year | Date posted: 01 Jun 2026
Head Of Treasury Americas
Company: Rabobank |
and external regulatory requirements. Provide senior-level oversight of liquidity buffer investments and securities financeLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Deputy Chief Compliance Officer, Corporate Vice President
Company: New York Life |
to serve as the Deputy Chief Compliance Officer for New York Life's retail securities subsidiaries: NYLIFE Securities LLC... Compliance Officer of NYLIFE Securities LLC and Eagle Strategies, the Deputy CCO will be entrusted as the CCO's second-in-commandLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Avp, Regulatory Change Management (r6550)
Company: Madison-Davis |
. Monitor communications and updates from U.S. Prudential and securities regulators, including FRB, SEC, CFTC, FINRA... and securities regulatory frameworks and regulatory rulemaking processes. Experience supporting large financial institutions, brokerLocation: New York City, NY, USA
| Salary: US$104000 - 150000 per year | Date posted: 01 Jun 2026
Relationship Banker - Grasmere - Staten Island, Ny
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Staten Island, NY, USA
| Salary: US$25 - 32.69 per hour | Date posted: 01 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Valley Stream, Ny
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Valley Stream, NY, USA
| Salary: US$66360 per year | Date posted: 01 Jun 2026
Corporate Securities Associate Attorney
Company: Client Staffing Solutions |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... mindset paired with a consistently positive attitude in high-pressure deal scenarios. Advanced familiarity with SecuritiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Director - Equities Advisory Compliance
Company: Madison-Davis |
strategic initiatives. Qualifications Approximately 8+ years of securities compliance, legal, or regulatory advisory..., alternative trading systems (ATS), and market structure preferred. Strong understanding of applicable securities lawsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Regulatory Compliance Attorney
Company: Madison-Davis |
team. This role focuses on advising on securities law matters and supporting the firm s insider trading prevention... with a focus on securities laws, insider trading risks, and the handling of confidential information in transactional contexts. TheLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Attorney Real Estate Securities
Company: Madison-Davis |
Our client is a well-established international real estate investment firm with a diverse portfolio of commercial real estate assets and investment vehicles across multiple markets and property types.Location: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Ed, Americas Team Lead, Hedge Funds + Private Equity
Company: Madison-Davis |
Evaluate counterparty risk tied to derivatives, securities financing, lending facilities, prime brokerage, and bespokeLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Vice President, Compliance - Regulatory Exam Management
Company: Madison-Davis |
with prudential and securities regulators, including recurring and ad hoc supervisory meetings. Analyze and summarize documentation... initiatives as needed. Qualifications Bachelor s degree required;J.D. Preferred but not required. 7+ years of securitiesLocation: New York City, NY, USA
| Salary: US$150000 - 185000 per year | Date posted: 01 Jun 2026
Associate Director, Portfolio Compliance
Company: Madison-Davis |
of equity, fixed income, and derivatives markets. Familiarity with investment adviser and securities regulations (1940 ActLocation: New York City, NY, USA
| Salary: US$125000 - 135000 per year | Date posted: 01 Jun 2026
Global Controller - Hedge Accounting, Senior Associate
Company: JPMorgan Chase |
interest rate and foreign exchange risks, using products including long-term debt, fixed income securities, interest rate swapsLocation: New York, USA
| Salary: US$100700 - 145000 per year | Date posted: 01 Jun 2026
Digital Wealth Commercialization And Growth Sr. Lead, Senior Vice President
Company: Citigroup |
and commercialization preferred Knowledge of financial securities, trading, and/or managed products required Knowledge of marketingLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Vp Senior Compliance Officer - Monitoring & Compliance Oversight
Company: Madison-Davis |
financial institution preferred. Strong understanding of global securities and derivatives products, market structure, tradingLocation: New York City, NY, USA
| Salary: US$140000 - 190000 per year | Date posted: 01 Jun 2026
Vp, Regulatory Change Management?prudential Rule Interpretation Advocacy (r6749)
Company: Madison-Davis |
, and Volcker Rule requirements. Strong familiarity with U.S. Banking and securities regulators including FRB, SEC, CFTC, FINRALocation: New York City, NY, USA
| Salary: US$162000 - 200000 per year | Date posted: 01 Jun 2026
Securities Law Associate
Company: Gables Search Group |
Title: Securities & Capital Markets Counsel | Mid-Level Associate Practice Area: Corporate Transactions / Capital... deal situations. In-depth knowledge of Securities and Exchange Commission (SEC) compliance, filings, and reportingLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Senior Portfolio Manager - Freelance Ai Trainer
Company: Mindrift |
in both directions including the 30-day backward window and substantially identical securities across different fund familiesLocation: Brooklyn, NY, USA
| Salary: US$60 per hour | Date posted: 31 May 2026
Senior Portfolio Manager - Freelance Ai Trainer
Company: Mindrift |
in both directions including the 30-day backward window and substantially identical securities across different fund familiesLocation: Queens, NY, USA
| Salary: US$60 per hour | Date posted: 31 May 2026
Senior Portfolio Manager - Freelance Ai Trainer
Company: Mindrift |
in both directions including the 30-day backward window and substantially identical securities across different fund familiesLocation: New York City, NY, USA
| Salary: US$60 per hour | Date posted: 31 May 2026
Equity Research Associate - Lodging & Leisure
Company: TD Bank |
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail... Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients whoLocation: New York City, NY, USA
| Salary: US$115000 - 200000 per year | Date posted: 31 May 2026
Staff Software Engineer
Company: Moody's |
on . Click here to view our . Click here to view our Candidates for Moody's Corporation may be asked to disclose securities... holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent uponLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 31 May 2026
Sanctions Developer/engineer
Company: TD Bank |
. Job Description: Preferred Qualifications TD Securities is proud to offer a rewarding opportunity for a Sanctions Developer/Engineer in the... experience in a fast-paced financial or securities environment Strong verbal and written communication skills TheLocation: New York City, NY, USA
| Salary: US$110000 - 167000 per year | Date posted: 31 May 2026
Vice President - Client Service
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 31 May 2026
Strategic Client Management - Senior Coverage Officer (vice President)
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities... across Wealth Management (MSWM), Institutional Securities (ISG), and Investment Management (MSIM) to enhance client outcomesLocation: New York City, NY, USA
| Salary: US$115000 - 199801 per year | Date posted: 31 May 2026
Associate/vp, Japanese Corporate Rates Sales (japanese Speaker Required)
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: New York City, NY, USA
| Salary: unspecified | Date posted: 31 May 2026
Head Of Residential Mortgage And Consumer Portfolio Management - Fid Secured Lending - Executive Director
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities... in the Division assess and actively manage risk, trade securities, and structure as well as execute innovative transactionsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 31 May 2026
Ai Enablement Associate
Company: Morgan Stanley |
, securities, investment management and wealth management services. The Firms employees serve clients worldwide includingLocation: Purchase, NY, USA
| Salary: unspecified | Date posted: 31 May 2026
Senior Associate Americas Fixed Income Origination
Company: London Stock Exchange Group |
in over 60 countries that raise $500-600 billion annually. The divisions International Securities Market and Sustainable BondLocation: New York, USA
| Salary: US$96400 - 160600 per year | Date posted: 30 May 2026
Executive Director - Nbfi Sales - Global Transaction Banking Usa
Company: BBVA |
to furnish information (41 C.F.R. 60-1.35 (c)). Individuals with Disabilities BBVA USA, BBVA Securities Inc., and BBVA... or non-disability related or technical issues, will not receive a response. EEO Statement BBVA USA, BBVA Securities IncLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Wealth Management, Senior Alternatives Investment Specialist, Executive Director
Company: JPMorgan Chase |
preferred. Strong teamwork and interpersonal skills. Strong oral and written communication skills FINRA General Securities... Representative Exam (i.e. Series 7) and Uniform Securities Agent State Law Examination (i.e. Series 63) required (may take theseLocation: New York, USA
| Salary: unspecified | Date posted: 30 May 2026
Corporate External Reporting Manager
Company: PepsiCo |
compilation and review of the 10-Q, 10-K and quarterly Earnings Release and filing these documents with the SecuritiesLocation: Purchase, NY, USA
| Salary: US$110700 - 185250 per year | Date posted: 30 May 2026
Executive Administrative Assistant
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Senior Vice President, Cyber Threat Simulation
Company: BNY |
required, experience in the securities or financial services industry is a plus A strong understanding of data analysis (ability to drawLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Electronic Options Sales Trader - Analyst/associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: New York City, NY, USA
| Salary: US$25 - 44 per hour | Date posted: 30 May 2026
Operations Expert
Company: Deutsche Bank |
What Youll Do Responsible for the oversight of securities and payments processing. external vendors providing these services... experience in Securities and Payment Processing Experience in Equities, Bonds, Foreign Exchange, Structured Products, MutualLocation: New York City, NY, USA
| Salary: US$65000 per year | Date posted: 30 May 2026
Structured Products Counsel
Company: Page Executive |
finance deals Counsel on securities law matters and support ongoing structured note programs Manage global outside counselLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Cib - Equities Product Controller
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Fixed Income Trader
Company: UBS |
, agency, mortgage back, commercial paper, discount notes and US government securities. Your expertise Ideally 5+ yearsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 30 May 2026
Director, Credit Research Analyst - Banks
Company: Fitch Group |
is committed to providing global securities markets with objective, timely, independent and forward-looking credit opinions... to declare any securities holdings and other potential conflicts prior to commencing employment. If you, or your immediate family