Securities jobs in minnesota state USA
116 securities jobs found in minnesota state: showing 51 - 100
Relationship Banker- Scott Rd. & Commerce Dr. (new Build) - Rochester, Mn
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Rochester, MN, USA
| Salary: unspecified | Date posted: 15 May 2026
Financial Services Professional
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Bemidji, MN, USA
| Salary: unspecified | Date posted: 14 May 2026
Relationship Banker - Chaska - Chaska, Mn
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Chaska, MN, USA
| Salary: unspecified | Date posted: 14 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Bloomington, MN, USA
| Salary: US$25 - 44 per hour | Date posted: 14 May 2026
Regional Sales Manager
Company: Ameriprise Financial |
securities agent registration (S63 orS66) or ability to obtain within 90 days Active State IAR registration (S65 or S66Location: Minneapolis, MN, USA
| Salary: US$76300 - 104900 per year | Date posted: 13 May 2026
Manager, Operations Initiatives - Client Onboarding
Company: Royal Bank of Canada |
to resolve issues and facilitate knowledge transfer across Operations What do you need to succeed? Must-have SecuritiesLocation: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 09 May 2026
Regional Sales Director - Advisor Business Development Group
Company: Ameriprise Financial |
with influence to support territory goals. FINRA Series 7 (or willing to obtain within 90 days). State securities (S63 or S66Location: Minneapolis, MN, USA
| Salary: US$114500 - 157400 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Golden Valley, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Minneapolis, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Duluth, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Mankato, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Woodbury, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Mendota Heights, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Mendota Heights, MN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Client Support Associate - Minneapolis
Company: Ameriprise Financial |
State securities (S63 or S66), state IAR (S65 or S66) (or willing to obtain within 90 days) Must have or obtain MinnesotaLocation: Minneapolis, MN, USA
| Salary: US$57000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Edina, MN, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Saint Cloud, MN, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Licensed Client Service Administrator
Company: Thrivent |
Position Qualifications Previous industry experience preferred Securities (6/63, 7/66, or 7/63 & 65) and Life, Health.... All persons with securities registrations are subject to TIMIs Outside Securities Accounts Policy which requires all outsideLocation: Minnetonka, MN, USA
| Salary: US$28 - 35 per hour | Date posted: 06 May 2026
Senior Associate Wealth Strategist
Company: Royal Bank of Canada |
with wealth transfer planning Nice-to-have JD, LLM, and/or CPA Securities industry licenses 7 and 66 (or 7, 63, and 65Location: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 06 May 2026
Virtual Financial Advisor - Minneapolis - Hybrid
Company: Thrivent |
and securities licenses necessary for this position. Role Description As a Virtual Financial Advisor at Thrivent, youll.... Eligibility to be securities registered and insurance licensed in all 50 states. Satisfactory background check (criminalLocation: Minneapolis, MN, USA
| Salary: US$23.8 - 26.45 per hour | Date posted: 06 May 2026
Financial Solutions Advisor Registration Candidate - Saint Paul Market
Company: Bank of America |
: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degree and/or a minimum of one year of financialLocation: Woodbury, MN, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 05 May 2026
Senior Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 02 May 2026
Service Leader, Onsite Relationship Management 93853
Company: New York Life |
expenditures. What You'll Bring: Required Skills Must pass the FINRA Securities Industry Essentials (SIE) and Series 99 examsLocation: Edina, MN, USA
| Salary: US$75000 - 95000 per year | Date posted: 01 May 2026
Operations Associate Iii - Alternative Investments
Company: Royal Bank of Canada |
+ years business, finance, customer service and/or accounting/bookkeeping experience. Previous experience in the securitiesLocation: Minneapolis, MN, USA
| Salary: US$45000 - 70000 per year | Date posted: 01 May 2026
Accounting Director
Company: CPM Holdings |
organic growth and strategic acquisitions. Website: CPM is owned by American Securities, a leading U.S. private equity... billion and/or $50 million to $200 million of EBITDA. American Securities is based in New York with an office in ShanghaiLocation: Blaine, MN, USA
| Salary: US$150000 - 180000 per year | Date posted: 01 May 2026
Investment Funds Senior Associate Attorney
Company: Direct Counsel |
: Investment Funds / Real Estate Securities & Finance About the Role Direct Counsel is partnering with a leading Am Law firm... to identify a senior associate for its Investment Funds Group. This role is ideal for a securities lawyer with significantLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Sr. Counsel - Private Equity - Minneapolis
Company: Thrivent |
one or more areas of law such as corporate, insurance, tax, securities, broker-dealer, investment company and investment advisory law... markets, venture capital, investment funds, derivatives, securities laws related to investments, bankruptcy and restructuringLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Financial Advisor - Minneapolis, Mn - Market 32, Region 113
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Minneapolis, MN, USA
| Salary: US$45000 - 100000 per year | Date posted: 24 Apr 2026
Associate Financial Advisor
Company: Ameriprise Financial |
+ years of experience in financial services or a related, client-facing role Active securities licenses (Series 7 & 66Location: Lakeville, MN, USA
| Salary: US$100000 - 140000 per year | Date posted: 21 Apr 2026
J.p. Morgan Wealth Management – Private Client Advisor - Minneapolis / Saint Paul, Mn
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 17 Apr 2026
Financial Advisor - Minneapolis And West Metro
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 16 Apr 2026
Aml Analyst
Company: Royal Bank of Canada |
related regulations, and patterns of behavior that represent suspicious activity Knowledge of the securities industryLocation: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 15 Apr 2026
Financial Advisor - Saint Paul, Mn - Market 32, Region 370
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Saint Paul, MN, USA
| Salary: US$45000 - 100000 per year | Date posted: 14 Apr 2026
Assistant Construction Manager
Company: Pyramid Consulting |
. Verify the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securitiesLocation: Bloomington, MN, USA
| Salary: US$47 - 51 per hour | Date posted: 11 Apr 2026
Employee Benefits & Executive Compensation Associate Attorney
Company: Direct Counsel |
, welfare plans, and incentive compensation arrangements Conduct legal research and analysis related to ERISA, tax, securitiesLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 10 Apr 2026
Assistant Construction Manager
Company: Wiverse |
contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the projectLocation: Bloomington, MN, USA
| Salary: unspecified | Date posted: 10 Apr 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licensesLocation: Roseville, MN, USA
| Salary: unspecified | Date posted: 09 Apr 2026
Financial Advisor - Minneapolis, Mn - Market 32, Region 370
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Minneapolis, MN, USA
| Salary: US$45000 - 100000 per year | Date posted: 08 Apr 2026
District Leader - Central Minnesota
Company: Country Financial |
plan. Relocation: Relocation to the assigned sales territory is required once all securities licensing requirementsLocation: Saint Cloud, MN, USA
| Salary: US$100000 - 137000 per year | Date posted: 04 Apr 2026
Registered Branch Associate - Sauk Rapids, Mn
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Sauk Rapids, MN, USA
| Salary: unspecified | Date posted: 04 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Minneapolis, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Minneapolis, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Marine on Saint Croix, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Oakdale, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cottage Grove, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Minneapolis, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Stillwater, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Forest Lake, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Saint Paul, MN, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations