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Securities jobs in minneapolis USA

57 securities jobs found in minneapolis: showing 1 - 50

Counsel - Corporate Governance And M&a
Company: General Mills |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 05 Jun 2026
secretary and securities law function and the mergers and acquisitions (M&A) function. The position will be responsible
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |

Location: Minneapolis, MN, USA

| Salary: US$50 per hour | Date posted: 05 Jun 2026
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess model
Sr Trade Corrections Prof
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$44400 - 61100 per year | Date posted: 05 Jun 2026
mutual funds, securities, cash, bonds, and managed accounts, through various internal processing systems. Work
Senior Accountant - Investments | Hybrid
Company: Allianz |

Location: Minneapolis, MN, USA

| Salary: US$69000 - 92000 per year | Date posted: 04 Jun 2026
to advanced SQL coding skills Familiarity or some experience with any of the following preferred: PAM for Securities, PAM
Product Due Diligence Analyst
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$80000 - 115000 per year | Date posted: 04 Jun 2026
environment. Nice-to-have: CFA designation or willingness to pursue Securities licenses (Series 7, 63, 65, or 66
Sales Supervision Mgr
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$87400 - 120200 per year | Date posted: 03 Jun 2026
needed to be successful in this role. Active SIE (Securities Industry Essentials) Ability to obtain Series 7 within 120 days and Series 24 within 90
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |

Location: Minneapolis, MN, USA

| Salary: US$150 per hour | Date posted: 03 Jun 2026
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatory
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |

Location: Minneapolis, MN, USA

| Salary: US$150 per hour | Date posted: 03 Jun 2026
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meet
National Sales Consultant - Advisory
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$62300 - 85700 per year | Date posted: 03 Jun 2026
or equivalent Active Series 7 Active State securities agent registration (S63 or 66) or ability to obtain within 90 days
National Sales Consultant - Insurance
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$23.55 per hour | Date posted: 02 Jun 2026
s degree or equivalent work experience Active Series 6 State Securities agent registrations (Series 63) Resident State
Client Support Specialist - Greater Minneapolis, Mn Area (remote)
Company: Fidelity Investments |

Location: Minneapolis, MN, USA

| Salary: US$44000 - 80000 per year | Date posted: 02 Jun 2026
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations
Wealth Advisor - Wealth Advisory - Serving Existing Cla Clients
Company: CliftonLarsonAllen |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 02 Jun 2026
65 or 66 securities license Required. Please do not apply if you do not have a securities license
Senior Margin Professional
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$44400 - 55000 per year | Date posted: 02 Jun 2026
for accuracy and sufficient collateral. Review and maintain the accuracy of customer margin account records of securities purchased
Remote Litigator For Ai Model Training
Company: SaidGig |

Location: Minneapolis, MN, USA

| Salary: US$2150 per year | Date posted: 30 May 2026
areas: Commercial or complex-commercial litigation Securities, consumer-class, or antitrust litigation Intellectual Property
Senior Manager, Risk Advice
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 30 May 2026
ability to multitask, prioritize, and delegate where appropriate Securities Industry Essentials (SIE) exam or able to obtain... within 180 days of employment Nice-to-have JD, MBA or another advanced degree Securities/broker-dealer risk, compliance
Private Wealth Client Associate
Company: Bank of America |

Location: Minneapolis, MN, USA

| Salary: US$25 - 44 per hour | Date posted: 30 May 2026
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65
Senior Initiatives Manager, Asset Services
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 30 May 2026
Actions, Dividends, Bond Payments, Physical Securities Processing) will plan, organize and implement large and small projects... or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience Securities license 7 or 99
Field Vice President, Independent Channel (covering Parts Of Mn, Nd, Sd, Ne, W.ia)
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$100000 - 122500 per year | Date posted: 30 May 2026
days. State securities agent registration (S63 or S66) or ability to obtain within 150 days. State IAR registration (S65
Cash Management Flex Role – Cash Deposits Primary
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 29 May 2026
, finance, customer service and/or accounting/securities experience Securities Licensing (SIE/S99) Whats in it
Senior Counsel-corporate & Securities Laws
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$171700 - 236100 per year | Date posted: 29 May 2026
of Directors and related corporate governance, securities and public company matters, and ensures compliance with regulatory... as a practicing lawyer. Significant experience with and knowledge of all aspects of corporate and federal securities laws
Principal Solutions Architect
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 29 May 2026
in the financial services industry, specifically securities brokerage operations, or consulting experience Advanced
Associate, Fixed Income Trade Support
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 28 May 2026
, Confidentiality, Customer Service, Detail-Oriented, Investment Banking, Investment Banking Analysis, Securities Laws, Standard
Investment Systems Analyst
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$70434 - 95294 per year | Date posted: 27 May 2026
. Knowledge of Fixed Income securities and benchmarks Additional Information This position requires you to work on-site
Operations Team Lead I - Alternative Investments
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 27 May 2026
business, finance, customer service and/or accounting/bookkeeping experience. Previous experience in the securities or banking
Operations Specialist I - Alternative Investments
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 26 May 2026
and/or accounting/bookkeeping experience Previous experience in the securities or banking industry preferred Ability to integrate
Senior Communications Specialist
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 22 May 2026
securities industry, financial markets and related terminology Agency experience Whats in it for you? We thrive on the
Managing Director, Ecm-investment Banking (finra)
Company: First National Bank of Omaha |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 22 May 2026
Direct offerings, and private placements of equity and debt securities. This position integrates Northlands expertise
Senior National Retirement Plan Consultant
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$80000 - 95000 per year | Date posted: 22 May 2026
or equivalent in a related field Active Series 7 or ability to obtain within 120 days Active State securities agent registration
Managing Director, Ecm-investment Banking (finra)
Company: First National Bank of Omaha |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 22 May 2026
Direct offerings, and private placements of equity and debt securities. This position integrates Northlands expertise
Advisory Solutions Lead
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 20 May 2026
fields. 5+ years of experience in financial services, investment advisory services, securities, or financial markets
Associate Portfolio Manager
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 20 May 2026
Threadneedle to generate investment ideas and maintain a list of analyst-preferred investment securities. Support Stable Value
Associate - Investment Banking Solutions
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$45000 - 70000 per year | Date posted: 16 May 2026
&A, equity, debt, and convertible securities Demonstrated experience in a client-facing service role Demonstrated interpersonal
Senior Manager, Client Risk Prevention
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 16 May 2026
? Must-have College degree or comparable securities industry work experience Strong understanding of financial industry regulations...+ years of securities/financial markets experience 1-3+ years of people management experience Nice-to-have JD, MBA
Senior Investment Operations Analyst
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$89895 - 121621 per year | Date posted: 14 May 2026
and operational risk. Strong understanding of securities operations, derivatives, and accounting. Advanced proficiency in using
Regional Sales Manager
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$76300 - 104900 per year | Date posted: 14 May 2026
securities agent registration (S63 orS66) or ability to obtain within 90 days Active State IAR registration (S65 or S66
Dir, Listed Real Assets Analyst - Midstream Pipeline
Company: TIAA |

Location: Minneapolis, MN, USA

| Salary: US$115000 - 161999 per year | Date posted: 12 May 2026
Nuveen Equities and Fixed Income (NEFI) is seeking a midstream pipeline analyst to cover publicly traded securities... mentality, the Midstream Pipeline Research Analyst will conduct independent research on publicly traded pipeline securities. The
Regional Sales Director - Advisor Business Development Group
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$114500 - 157400 per year | Date posted: 08 May 2026
with influence to support territory goals. FINRA Series 7 (or willing to obtain within 90 days). State securities (S63 or S66
Financial Advisor
Company: Northwestern Mutual |

Location: Minneapolis, MN, USA

| Salary: US$61000 per year | Date posted: 07 May 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Virtual Financial Advisor - Minneapolis - Hybrid
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$23.8 - 26.45 per hour | Date posted: 06 May 2026
and securities licenses necessary for this position. Role Description As a Virtual Financial Advisor at Thrivent, youll.... Eligibility to be securities registered and insurance licensed in all 50 states. Satisfactory background check (criminal
Senior Associate Wealth Strategist
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 05 May 2026
with wealth transfer planning Nice-to-have JD, LLM, and/or CPA Securities industry licenses 7 and 66 (or 7, 63, and 65
Senior Client Associate
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 02 May 2026
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH
Investment Funds Senior Associate Attorney
Company: Direct Counsel |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 29 Apr 2026
: Investment Funds / Real Estate Securities & Finance About the Role Direct Counsel is partnering with a leading Am Law firm... to identify a senior associate for its Investment Funds Group. This role is ideal for a securities lawyer with significant
Sr. Counsel - Private Equity - Minneapolis
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 24 Apr 2026
one or more areas of law such as corporate, insurance, tax, securities, broker-dealer, investment company and investment advisory law... markets, venture capital, investment funds, derivatives, securities laws related to investments, bankruptcy and restructuring
Financial Advisor - Minneapolis, Mn - Market 32, Region 113
Company: Edward Jones |

Location: Minneapolis, MN, USA

| Salary: US$45000 - 100000 per year | Date posted: 23 Apr 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
J.p. Morgan Wealth Management – Private Client Advisor - Minneapolis / Saint Paul, Mn
Company: JPMorgan Chase |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 16 Apr 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Financial Advisor - Minneapolis And West Metro
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 16 Apr 2026
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securities
Aml Analyst
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 15 Apr 2026
related regulations, and patterns of behavior that represent suspicious activity Knowledge of the securities industry
Employee Benefits & Executive Compensation Associate Attorney
Company: Direct Counsel |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 10 Apr 2026
, welfare plans, and incentive compensation arrangements Conduct legal research and analysis related to ERISA, tax, securities
Financial Advisor - Minneapolis, Mn - Market 32, Region 370
Company: Edward Jones |

Location: Minneapolis, MN, USA

| Salary: US$45000 - 100000 per year | Date posted: 08 Apr 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
Financial Consultant- Oakdale, Mn
Company: Fidelity Investments |

Location: Minneapolis, MN, USA

| Salary: US$60000 - 75000 per year | Date posted: 02 Apr 2026
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations