Securities jobs in minneapolis USA
53 securities jobs found in minneapolis: showing 1 - 50
Private Client Banker - Ventura Village - Minneapolis, Mn
Company: JPMorgan Chase |
, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63Location: Minneapolis, MN, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 27 Jun 2026
Operations Analyst Ii
Company: Computershare |
, commercial mortgages, and asset-backed securities in paper and digital formats. Do you bring trusted experienceLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Private Client Banker - Ventura Village - Minneapolis, Mn
Company: JPMorgan Chase |
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, stateLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Structured Finance Associate Attorney
Company: Direct Counsel |
who is interested in sophisticated structured finance transactions, with a focus on commercial mortgage-backed securities... finance transactions involving commercial mortgage-backed securities (CMBS). This role offers the opportunity to workLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Regulatory Compliance Program Officer
Company: Royal Bank of Canada |
, with demonstrated ability to manage multiple concurrent workstreams Baseline Understanding of U.S. securities regulations impacting WMLocation: Minneapolis, MN, USA
| Salary: US$70000 - 120000 per year | Date posted: 27 Jun 2026
Corporate Transactions Associate Attorney
Company: Aligned Talent Acquisition |
offerings of equity and debt securities, and corporate governance matters is preferred Experience advising clients regardingLocation: Minneapolis, MN, USA
| Salary: US$200000 - 215000 per year | Date posted: 26 Jun 2026
Senior Manager, Client Reporting Operations
Company: Royal Bank of Canada |
or equivalent OR High school diploma or equivalent AND 5+ years of securities, banking, technology and/or job specific industry... experience 5+ years prior securities, banking, technology industry and/or job specific related experience Securities license 7Location: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 26 Jun 2026
Corporate Transactions & Capital Markets Associate Attorney
Company: Aligned Talent Acquisition |
and securities transactions. Ideal Background 2+ years of corporate, securities, capital markets, or transactional experience..., securities offerings, and general corporate matters Experience advising clients regarding public company SEC reportingLocation: Minneapolis, MN, USA
| Salary: US$195000 - 235000 per year | Date posted: 26 Jun 2026
Public Companies & Governance Associate Attorney
Company: Aligned Talent Acquisition |
. This opportunity is ideal for an attorney interested in advising public companies on securities law compliance, SEC reporting..., and corporate governance matters Experience with Securities Exchange Act of 1934 reporting requirements, Securities ActLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Operations Specialist I - Alternative Investments
Company: Royal Bank of Canada |
and/or accounting/bookkeeping experience Previous experience in the securities or banking industry preferred Ability to integrateLocation: Minneapolis, MN, USA
| Salary: US$50000 - 80000 per year | Date posted: 25 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Minneapolis / Saint Paul, Mn
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Minneapolis, MN, USA
| Salary: US$47520 per year | Date posted: 25 Jun 2026
Senior Initiatives Manager, Asset Services
Company: Royal Bank of Canada |
Actions, Dividends, Bond Payments, Physical Securities Processing) will plan, organize and implement large and small projects... or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience Securities license 7 or 99Location: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 24 Jun 2026
Experienced Advisor Recruiting - Sourcing Specialist
Company: Ameriprise Financial |
advancement, and opportunity to obtain your securities licenses - all designed to support your long-term success and professionalLocation: Minneapolis, MN, USA
| Salary: US$58300 - 80100 per year | Date posted: 24 Jun 2026
Regional Retirement Consulting Director - Aag West
Company: Ameriprise Financial |
in financial services industry in a selling role Active Series 7 Active State securities agent registration (S63 or S66Location: Minneapolis, MN, USA
| Salary: US$150000 - 200000 per year | Date posted: 24 Jun 2026
Senior Corporate Counsel – Wealth Management - Personal Trust And Investments Attorney
Company: U.S. Bank |
experience with banking and/or securities regulations is preferred. - Knowledge of trust and/or wealth management productsLocation: Minneapolis, MN, USA
| Salary: US$133365 - 156900 per year | Date posted: 24 Jun 2026
Lead Software Engineer - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Minneapolis, MN, USA
| Salary: US$115000 - 225000 per year | Date posted: 19 Jun 2026
Operations Associate - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Minneapolis, MN, USA
| Salary: US$70000 - 140000 per year | Date posted: 18 Jun 2026
Sr. Manager - Fixed Income Trade Support
Company: Royal Bank of Canada |
or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience 7-10 years prior securities..., banking, technology industry and/or job specific related experience Securities license 7 and 99 (or able to obtain licenseLocation: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 18 Jun 2026
Examination Principal
Company: U.S. Bank |
. This role requires professional certifications - FINRA Securities Industry Essentials (SIE), Series 7, 24 and 63 or 63Location: Minneapolis, MN, USA
| Salary: US$133365 - 156900 per year | Date posted: 17 Jun 2026
Risk Specialist I - Investment Advisor Operations
Company: Royal Bank of Canada |
service and/or accounting/bookkeeping experience; Previous experience in the securities or banking industry preferred AbilityLocation: Minneapolis, MN, USA
| Salary: US$50000 - 80000 per year | Date posted: 17 Jun 2026
Senior Aml Analyst – Surveillance & Investigations
Company: Royal Bank of Canada |
and the firms AML Program. He/she must demonstrate expert securities industry, product, and process knowledge within the... regarding market abuse of low-priced and/or thinly traded securities and the risk they pose. Perform quality controlLocation: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 13 Jun 2026
Wealth Strategies And Solutions Data Analyst
Company: Royal Bank of Canada |
computer skills and proficiency in use data analytical tools. Experience developing management presentations SIE (SecuritiesLocation: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 11 Jun 2026
Securities/capital Markets Attorney
Company: Direct Counsel |
Corporate Associate Attorney Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney...-profile securities and capital markets transactions with a nationally recognized team. Key Responsibilities: Advise publicLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Supervisory Risk Principal/assistant Manager
Company: Royal Bank of Canada |
-related activities specific to the employees personal accounts, outside activities, private securities transactionsLocation: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 10 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Minneapolis, MN, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Counsel - Corporate Governance And M&a
Company: General Mills |
secretary and securities law function and the mergers and acquisitions (M&A) function. The position will be responsibleLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Sr Trade Corrections Prof
Company: Ameriprise Financial |
mutual funds, securities, cash, bonds, and managed accounts, through various internal processing systems. WorkLocation: Minneapolis, MN, USA
| Salary: US$44400 - 61100 per year | Date posted: 05 Jun 2026
Senior Accountant - Investments | Hybrid
Company: Allianz |
to advanced SQL coding skills Familiarity or some experience with any of the following preferred: PAM for Securities, PAMLocation: Minneapolis, MN, USA
| Salary: US$69000 - 92000 per year | Date posted: 04 Jun 2026
National Sales Consultant - Advisory
Company: Ameriprise Financial |
or equivalent Active Series 7 Active State securities agent registration (S63 or 66) or ability to obtain within 90 daysLocation: Minneapolis, MN, USA
| Salary: US$62300 - 85700 per year | Date posted: 03 Jun 2026
National Sales Consultant - Insurance
Company: Ameriprise Financial |
s degree or equivalent work experience Active Series 6 State Securities agent registrations (Series 63) Resident StateLocation: Minneapolis, MN, USA
| Salary: US$23.55 per hour | Date posted: 02 Jun 2026
Senior Margin Professional
Company: Ameriprise Financial |
for accuracy and sufficient collateral. Review and maintain the accuracy of customer margin account records of securities purchasedLocation: Minneapolis, MN, USA
| Salary: US$44400 - 55000 per year | Date posted: 02 Jun 2026
Senior Counsel-corporate & Securities Laws
Company: Ameriprise Financial |
of Directors and related corporate governance, securities and public company matters, and ensures compliance with regulatory... as a practicing lawyer. Significant experience with and knowledge of all aspects of corporate and federal securities lawsLocation: Minneapolis, MN, USA
| Salary: US$171700 - 236100 per year | Date posted: 30 May 2026
Senior Manager, Risk Advice
Company: Royal Bank of Canada |
ability to multitask, prioritize, and delegate where appropriate Securities Industry Essentials (SIE) exam or able to obtain... within 180 days of employment Nice-to-have JD, MBA or another advanced degree Securities/broker-dealer risk, complianceLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 30 May 2026
Private Wealth Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Minneapolis, MN, USA
| Salary: US$25 - 44 per hour | Date posted: 29 May 2026
Principal Solutions Architect
Company: Royal Bank of Canada |
in the financial services industry, specifically securities brokerage operations, or consulting experience AdvancedLocation: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 29 May 2026
Investment Systems Analyst
Company: Thrivent |
. Knowledge of Fixed Income securities and benchmarks Additional Information This position requires you to work on-siteLocation: Minneapolis, MN, USA
| Salary: US$70434 - 95294 per year | Date posted: 27 May 2026
Senior Communications Specialist
Company: Royal Bank of Canada |
securities industry, financial markets and related terminology Agency experience Whats in it for you? We thrive on theLocation: Minneapolis, MN, USA
| Salary: US$55000 - 95000 per year | Date posted: 22 May 2026
Northland Capital Markets - Md -investment Banking - Banker - Nj Or Mn
Company: First National Bank of Omaha |
Direct offerings, and private placements of equity and debt securities. This position integrates Northlands expertiseLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 22 May 2026
Northland Capital Markets - Md -investment Banking - Banker - Nj Or Mn
Company: First National Bank of Omaha |
Direct offerings, and private placements of equity and debt securities. This position integrates Northlands expertiseLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 22 May 2026
Advisory Solutions Lead
Company: Royal Bank of Canada |
fields. 5+ years of experience in financial services, investment advisory services, securities, or financial marketsLocation: Minneapolis, MN, USA
| Salary: US$90000 - 160000 per year | Date posted: 20 May 2026
Associate - Investment Banking Solutions
Company: Royal Bank of Canada |
&A, equity, debt, and convertible securities Demonstrated experience in a client-facing service role Demonstrated interpersonalLocation: Minneapolis, MN, USA
| Salary: US$45000 - 70000 per year | Date posted: 16 May 2026
Senior Investment Operations Analyst
Company: Thrivent |
and operational risk. Strong understanding of securities operations, derivatives, and accounting. Advanced proficiency in usingLocation: Minneapolis, MN, USA
| Salary: US$89895 - 121621 per year | Date posted: 15 May 2026
Dir, Listed Real Assets Analyst - Midstream Pipeline
Company: TIAA |
Nuveen Equities and Fixed Income (NEFI) is seeking a midstream pipeline analyst to cover publicly traded securities... mentality, the Midstream Pipeline Research Analyst will conduct independent research on publicly traded pipeline securities. TheLocation: Minneapolis, MN, USA
| Salary: US$115000 - 161999 per year | Date posted: 12 May 2026
Senior Associate Wealth Strategist
Company: Royal Bank of Canada |
with wealth transfer planning Nice-to-have JD, LLM, and/or CPA Securities industry licenses 7 and 66 (or 7, 63, and 65Location: Minneapolis, MN, USA
| Salary: US$70000 - 130000 per year | Date posted: 06 May 2026
Virtual Financial Advisor - Minneapolis - Hybrid
Company: Thrivent |
and securities licenses necessary for this position. Role Description As a Virtual Financial Advisor at Thrivent, youll.... Eligibility to be securities registered and insurance licensed in all 50 states. Satisfactory background check (criminalLocation: Minneapolis, MN, USA
| Salary: US$23.8 - 26.45 per hour | Date posted: 06 May 2026
Senior Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 01 May 2026
Investment Funds Senior Associate Attorney
Company: Direct Counsel |
: Investment Funds / Real Estate Securities & Finance About the Role Direct Counsel is partnering with a leading Am Law firm... to identify a senior associate for its Investment Funds Group. This role is ideal for a securities lawyer with significantLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Sr. Counsel - Private Equity - Minneapolis
Company: Thrivent |
one or more areas of law such as corporate, insurance, tax, securities, broker-dealer, investment company and investment advisory law... markets, venture capital, investment funds, derivatives, securities laws related to investments, bankruptcy and restructuringLocation: Minneapolis, MN, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Financial Advisor - Minneapolis, Mn - Market 32, Region 113
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Minneapolis, MN, USA
| Salary: US$45000 - 100000 per year | Date posted: 24 Apr 2026
J.p. Morgan Wealth Management – Private Client Advisor - Minneapolis / Saint Paul, Mn
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer