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Securities jobs in minneapolis USA

55 securities jobs found in minneapolis: showing 1 - 50

National Sales Consultant - Insurance
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$23.55 per hour | Date posted: 05 Aug 2026
6. State Securities agent registrations (Series 63). Resident State Insurance Licenses (Variable, Health & Life
Head, Wealth Consulting
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 05 Aug 2026
in Finance, Business, Economics, Law or comparable, or equivalent and related experience. Series 7 and 66 securities licenses
Securities Operations Specialist – Principal Custody Solutions
Company: Principal Financial |

Location: Minneapolis, MN, USA

| Salary: US$22.2 - 29.09 per hour | Date posted: 05 Aug 2026
Job Description: What You'll Do Were looking for a Securities Operations Specialist to join our Custody Solutions... appropriate job level based on their skills and experience. Securities Operations Specialist I Job Title: $22.20 - $25.91 / year
Private Client Banker-nicollet Mall-minneapolis, Mn
Company: JPMorgan Chase |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 05 Aug 2026
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state
Senior Payment Operations Manager
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 05 Aug 2026
-stress situations Technical Expertise & Credentials Securities license 99 (or ability to obtain within 120 days...), proficiency with MS Office, and 5+ years' experience in securities, banking, technology, risk, or cash management operations; 4
Sr. Trade Corrections Professional
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$44400 - 66600 per year | Date posted: 04 Aug 2026
product types, including mutual funds, securities, cash, bonds, managed accounts, and dividend transactions, through various
Investment Analyst - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 140000 per year | Date posted: 04 Aug 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Managing Director, Head Client Reporting Operations
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 01 Aug 2026
Securities license 7 or 99 (or able to obtain license within 120 days) 10+ years prior securities, banking, technology industry
Senior Associate Wealth Strategist
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 01 Aug 2026
with wealth transfer planning Nice-to-have JD, LLM, and/or CPA Securities industry licenses 7 and 66 (or 7, 63, and 65
Product Consultant
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 01 Aug 2026
in business or finance preferred 3+ years securities or financial markets experience required with knowledge of fee-based
Associate Investment Operations Analyst
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$63741 - 86238 per year | Date posted: 30 Jul 2026
action claim handling, and operational support for derivatives and securities lending activities. The analyst ensures
Operations Strategy And Transformation - Senior Manager
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 30 Jul 2026
OR High school diploma or equivalent AND 5+ years of securities, banking, technology, communications and/or job specific
Counsel
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$122400 - 168300 per year | Date posted: 30 Jul 2026
Securities and Corporate Law team. Responsibilities Lead legal support to our wealth management businesss acquisition
Senior Initiatives Manager, Asset Services
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 29 Jul 2026
Actions, Dividends, Bond Payments, Physical Securities Processing) will plan, organize and implement large and small projects... or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience Securities license 7 or 99
National Sales Consultant - Advisory
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$62300 - 85700 per year | Date posted: 29 Jul 2026
or equivalent Active Series 7 Active State securities agent registration (S63 or 66) or ability to obtain within 90 days
Senior Investment Analyst - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 140000 per year | Date posted: 29 Jul 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Sales Specialist Capital Markets
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$87400 - 120200 per year | Date posted: 28 Jul 2026
or equivalent Active Series 7 Active State securities agent registration (S63 or S66) or ability to obtain within 120 days
Senior Audit Manager - U.s. And European Global Corporate Trust Solutions
Company: U.S. Bank |

Location: Minneapolis, MN, USA

| Salary: US$149515 - 175900 per year | Date posted: 28 Jul 2026
, and financial risks associated with corporate trust, institutional custody, securities custody and lending, structured products... (asset backed securities, collateralized structures), corporate and municipal debt, capital markets servicing, and cross
Analyst, Portfolio Implementation
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 25 Jul 2026
years of securities and financial markets experience with a focus on portfolio administration, portfolio management
Ascent Family Office Operations Associate - Minneapolis, Mn
Company: U.S. Bank |

Location: Minneapolis, MN, USA

| Salary: US$92820 - 109200 per year | Date posted: 24 Jul 2026
portfolio exceptions and clear Reg 9s, including concentration limits, restricted securities, conflicts of interest
Senior Operations Analyst, Business Managed Solutions
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 23 Jul 2026
or equivalent or High school diploma or equivalent AND 5+ years of securities, banking, technology and/or job specific industry... experience 3+ years prior securities, banking, technology and/or job specific related industry experience Series 7 or Series
Sales Supervision Mgr
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$87400 - 120200 per year | Date posted: 22 Jul 2026
needed to be successful in this role. Active SIE (Securities Industry Essentials) Ability to obtain Series 7 within 120 days and Series 24 within 90
Manager/senior Manager Business Operations | Hybrid
Company: Allianz |

Location: Minneapolis, MN, USA

| Salary: US$69000 - 124000 per year | Date posted: 22 Jul 2026
business performance targets, and delivers a superior experience to both policyholders and producers. **Securities licensing... experience Licensing/Certification/Other: if Securities licensing is required as outlined above, the deadline to obtain is 90
Securities Ops Spec Ii
Company: Principal Financial |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 22 Jul 2026
What You'll Do: Principal is seeking a Securities Operations Specialist II to join our Principal Custody Solutions... skills, this may be the position for you! As a Securities Operations Specialist II, you will perform a variety
Securities Ops Spec Ii
Company: Principal Financial |

Location: Minneapolis, MN, USA

| Salary: US$24.86 - 37.55 per hour | Date posted: 21 Jul 2026
Job Description: What You'll Do Principal is seeking a Securities Operations Specialist II to join our Principal... and communication skills, this may be the position for you! As a Securities Operations Specialist II, you will perform a variety
Client Associate
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 18 Jul 2026
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH
Supervisory Risk Principal
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 18 Jul 2026
and financials An understanding of the securities industrys regulatory environment and related policies and procedures Strong
Alternative Investment Product Analyst
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 18 Jul 2026
financial markets experience Securities industry licenses 7, 63 and 65, or series 66; or willingness to become licensed
Director - Digital Lending/products
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 18 Jul 2026
and savings, as well as other lending products like mortgages, credit cards and specialized products such as securities-based
Senior Manager Controls And Oversight
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 17 Jul 2026
or equivalent OR High school diploma or equivalent AND 5+ years of securities, banking, technology, risk and/or job specific... industry experience 5+ years prior securities, banking, technology, risk and/or job specific related experience Securities
Senior Software Engineer - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$78000 - 185000 per year | Date posted: 16 Jul 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Corporate Transactions & Capital Markets Associate Attorney
Company: Aligned Talent Acquisition |

Location: Minneapolis, MN, USA

| Salary: US$195000 - 235000 per year | Date posted: 13 Jul 2026
and securities transactions. Ideal Background 2+ years of corporate, securities, capital markets, or transactional experience..., securities offerings, and general corporate matters Experience advising clients regarding public company SEC reporting
Public Companies & Governance Associate Attorney
Company: Aligned Talent Acquisition |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 13 Jul 2026
. This opportunity is ideal for an attorney interested in advising public companies on securities law compliance, SEC reporting..., and corporate governance matters Experience with Securities Exchange Act of 1934 reporting requirements, Securities Act
Senior Manager, Advisory Operations
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 10 Jul 2026
as required. What do you need to succeed? Must-have Securities license 7 or 99 (or able to obtain license within 120 days) Knowledge
Senior Analyst - Wms Manager Research
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$114500 - 157400 per year | Date posted: 10 Jul 2026
to evaluate investment managers and associated products. At times, this may include general securities analysis and support
Senior Aml Analyst – Surveillance & Investigations
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 130000 per year | Date posted: 09 Jul 2026
and the firms AML Program. He/she must demonstrate expert securities industry, product, and process knowledge within the... regarding market abuse of low-priced and/or thinly traded securities and the risk they pose. Perform quality control
Financial Advisor
Company: Northwestern Mutual |

Location: Minneapolis, MN, USA

| Salary: US$61000 per year | Date posted: 09 Jul 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Asset Management Compliance Manager
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$126204 - 170745 per year | Date posted: 07 Jul 2026
to have advanced skills in manipulating and analyzing data, securities/investments, the impact of trades to client portfolios... or related field required. Minimum 7 to 10 years of related industry experience; securities/investment knowledge. Detailed
J.p. Morgan Wealth Management - Community Private Client Advisor - Minneapolis, Mn
Company: JPMorgan Chase |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 07 Jul 2026
POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC
Client Associate/registered Client Associate (edina)
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$45000 per year | Date posted: 05 Jul 2026
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH
Structured Product Bond Trader
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 03 Jul 2026
supervision, for executing trades of structured product fixed income securities as authorized by Portfolio Managers with the... and various internal firm constituencies. Required Qualifications 2-7 years experience with structured product securities
Corporate Paralegal
Company: Graco |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 02 Jul 2026
-oriented Corporate Paralegal to support our Legal Department in the areas of corporate governance, securities and Public... Company and its subsidiaries do business. Coordinate annual shareholder meetings and proxy-related materials Securities
Fixed Income Reporting Analyst
Company: U.S. Bank |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 02 Jul 2026
securities or classes of fixed-income securities using sources such as industry reports, trade journals, technical periodicals... and experience with different asset classes of fixed income securities such as agency mortgage-backed securities, asset-backed
Senior Paralegal – U.s. Bancorp Asset Management
Company: U.S. Bank |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 01 Jul 2026
Securities and Exchange Commission. The Senior Paralegal performs a crucial role within the USBAM legal team. This position
Senior Wealth Management Banker
Company: UBS |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 01 Jul 2026
institution know-how of securities-based lending, mortgage banking and private banking products, and a willingness to quickly
Structured Finance Associate Attorney
Company: Direct Counsel |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 27 Jun 2026
who is interested in sophisticated structured finance transactions, with a focus on commercial mortgage-backed securities... finance transactions involving commercial mortgage-backed securities (CMBS). This role offers the opportunity to work
Senior Corporate Counsel – Wealth Management - Personal Trust And Investments Attorney
Company: U.S. Bank |

Location: Minneapolis, MN, USA

| Salary: US$133365 - 156900 per year | Date posted: 24 Jun 2026
experience with banking and/or securities regulations is preferred. - Knowledge of trust and/or wealth management products
Lead Software Engineer - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$115000 - 225000 per year | Date posted: 19 Jun 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Operations Associate - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 140000 per year | Date posted: 17 Jun 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Securities/capital Markets Attorney
Company: Direct Counsel |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 11 Jun 2026
Corporate Associate Attorney Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney...-profile securities and capital markets transactions with a nationally recognized team. Key Responsibilities: Advise public