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Securities jobs in louisville USA

21 securities jobs found in louisville: showing 1 - 21

Director Of Advisor Development
Company: Jambalaya Group |

Location: Louisville, KY, USA

| Salary: US$120000 - 150000 per year | Date posted: 13 Sep 2026
, and financial-services regulatory expectations Relevant securities and insurance licenses are valuable; leadership capability
Senior Wealth Management Associate / Concierge Team Lead
Company: Jambalaya Group |

Location: Louisville, KY, USA

| Salary: US$80000 - 105000 per year | Date posted: 13 Sep 2026
advisors and affluent or high-net-worth client relationships Active securities registrations, such as Series 7 and Series 63
Client Service Specialist (advisor Assistant)
Company: Jambalaya Group |

Location: Louisville, KY, USA

| Salary: US$60000 - 80000 per year | Date posted: 13 Sep 2026
followthrough. Existing securities or insurance licenses, trading experience, and planning-support capability are valuable
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 11 Sep 2026
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 11 Sep 2026
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health
Private Client Banker - Springdale - Jeffersonville, In
Company: JPMorgan Chase |

Location: Jeffersonville, IN, USA

| Salary: unspecified | Date posted: 05 Sep 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 04 Sep 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 04 Sep 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Retirement Services Rep (finra Licensing Required)
Company: ADP |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 04 Sep 2026
their series 6 and 63 FINRA securities licenses. Job Responsibilities: Educates employees on account information, plan benefits... and collaboration opportunities with other business units as needed. Job Requirements: FINRA Series 6 and 63 securities licenses
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 03 Sep 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Relationship Banker - Hurstbourne - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 03 Sep 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Chief Financial Officer
Company: Reboot Monkey |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 03 Sep 2026
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguard
Financial Advisor - Louisville, Co - Market 20, Region 259
Company: Edward Jones |

Location: Louisville, KY, USA

| Salary: US$45000 - 100000 per year | Date posted: 02 Sep 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
Private Client Banker - Louisville Main - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 02 Sep 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Associate Digital Sales Representative Iii
Company: ADP |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 20 Aug 2026
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities Industry
J.p. Morgan Wealth Management – Private Client Advisor - Saint Matthews
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 06 Aug 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Legal Assistant
Company: Talis Group |

Location: Louisville, KY, USA

| Salary: US$50000 - 60000 per year | Date posted: 05 Aug 2026
estate holdings and securities. Collect and organize financial information, including securities valuations, in preparation
J.p. Morgan Wealth Management – Private Client Advisor - Louisville, Ky (shively)
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 04 Aug 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Financial Advisor - Louisville, Co - Market 20, Region 259
Company: Edward Jones |

Location: Louisville, KY, USA

| Salary: US$45000 - 100000 per year | Date posted: 29 Jul 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
Service Associate
Company: Morgan Stanley |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 15 Jul 2026
and securities transaction approvals Assist with processing of trade adjustments and responding to operational alerts Execute
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Louisville, KY, USA

| Salary: US$50000 per year | Date posted: 08 Jul 2026
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers