Securities jobs in covington USA
23 securities jobs found in covington: showing 1 - 20
Marketing Intern
Company: Horan |
Securities, Inc. and HORAN Capital Advisors, LLC. Investment advisory services offered by HORAN Capital Advisors and HORAN Wealth... Management, both SEC Registered Investment Advisors. Securities offered through HORAN Securities Inc., member FINRA | SIPC....Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 19 Feb 2025
Salesforce Fsc/sfmc (salesforce Marketing Cloud)technical Architect
Company: Cognizant |
) while adhering to guidelines. Ensure robust security using the Salesforce security model, data and app securities, programming... securities, encryptions, experience cloud security, and file & malware scanning Develop and maintain Apex code, ensuring...Location: Cincinnati, OH, USA
| Salary: $170000 - 185000 per year | Date posted: 15 Feb 2025
Compliance Auditor
Company: Western & Southern Financial Group |
knowledge of the insurance, securities and investment advisory industry. Proven ability to accurately interpret...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 15 Feb 2025
Compliance Auditor
Company: Western & Southern Financial Group |
knowledge of the insurance, securities and investment advisory industry. Proven ability to accurately interpret...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 14 Feb 2025
Relationship Banker - Cincinnati North - Cincinnati Oh
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 13 Feb 2025
Business Controls Analyst - Equity
Company: Fifth Third Bank |
preferred. Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Business Controls Analyst - Equity...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 Feb 2025
Virtual Premier Banker - Wv, Ky, Oh Or Nc
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 Feb 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Cincinnati, OH, USA
| Salary: $61000 per year | Date posted: 10 Feb 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Cincinnati, OH, USA
| Salary: $61000 per year | Date posted: 10 Feb 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Cincinnati, OH, USA
| Salary: $61000 per year | Date posted: 09 Feb 2025
Law Enforcement Officer
Company: Federal Reserve Bank |
/domestic partner or minor child own such securities and would not be willing or able to divest them if you accepted...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Assistant Counsel, Fund/adviser Regulatory
Company: Constellation Insurance |
across the organization to promote compliance with laws and regulations (personal securities transactions, fund-of-funds, anti...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 24 Jan 2025
Sr. Wealth Advisor
Company: Horan |
more. HORAN Wealth is the marketing name of HORAN Securities, Inc. and HORAN Capital Advisors, LLC. Investment advisory services... offered by HORAN Capital Advisors and HORAN Wealth Management, both SEC Registered Investment Advisors. Securities offered...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 18 Jan 2025
Principal Review Specialist- Partial Remote
Company: Fifth Third Bank |
and regulatory risk incurred by Fifth Third Securities. Responsible and accountable for risk by openly exchanging ideas... including rollovers, securities and / or insurance transactions for the broker-dealer, investment advisor and insurance agency...Location: Cincinnati, OH, USA
| Salary: $53400 - 109500 per year | Date posted: 12 Jan 2025
Central Investment Team
Company: Fifth Third Bank |
of Fifth Third Securities primarily with balances of less than $10,000; in which an Investment Executive is not personally... by gathering/growing assets under FTS management and utilizing sales of the full range of securities products. Responsible...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Corporate Attorney
Company: Medpace |
as a point of contact for matters of global privacy, data protection and compliance; Advise on US Securities Law, government... and governance, contracts, collections and/or general litigation is preferred; Experience with corporate governance and securities...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Corporate Attorney
Company: Medpace |
; Act as a point of contact for matters of global privacy, data protection and compliance; Advise on US Securities Law... and governance, contracts, collections and/or general litigation is preferred; Experience with corporate governance and securities...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 03 Jan 2025
Financial Advisor
Company: Atria Wealth Solutions |
in the market and the tax and securities consequences to clients with particular investments. Attends training...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Financial Advisor
Company: Atria Wealth Solutions |
in the market and the tax and securities consequences to clients with particular investments. Attends training...Location: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Compliance Officer Investment Risk Management
Company: Western & Southern Financial Group |
of knowledge of SEC, and state securities rules and regulations, to include researching and interpreting regulations... and how they apply to supported business channels. Demonstrated high degree of knowledge of investment products/securities. Proven high degree...