Stock Broker jobs in newark USA
2 stock broker jobs found in newark: showing 1 - 2
Manager, Pgim Private Alternatives Compliance - Real Estate (hybrid)
Company: Prudential Financial |
consultants to drive compliance testing and reporting to satisfy regulatory and internal requirements. Manage broker-dealer... related matters working with the sales team & Prudentials broker-dealer. Assist with matters such as new product development...Location: Newark, NJ, USA
| Salary: $115800 - 172300 per year | Date posted: 19 Mar 2024
Regulatory Compliance Analyst, Pgim Fixed Income
Company: Prudential Financial |
an investment advisory or broker-dealer firm Knowledge of SEC and CFTC rules Knowledge of asset management products including 40... programs, and industry designations. Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices...