Stock Broker jobs in jersey city USA
9 stock broker jobs found in jersey city: showing 1 - 9
Compliance Risk Assessment
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... of U.S. Broker Dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations; U.S. and LATAM representative...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 14 Feb 2025
Corporate Compliance - Head Of Quality Assurance
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... compliance and/or audit-related experience with a functional understanding of U.S banking/or broker dealer/swap dealer laws...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 12 Feb 2025
Associate Director, Deputy To The Bsa Aml Officer, Rbc Capital Markets- U.s. Financial Crimes
Company: Royal Bank of Canada |
(RBCCM LLC) and RBC CMA, Ltd (CMA) in the oversight and execution of Financial Crimes requirements of the for the broker... broker dealer with FinCEN and ensuring proper risk mitigation Support the BSA Officer to provide material input into the...Location: Jersey City, NJ, USA
| Salary: $110000 - 190000 per year | Date posted: 10 Feb 2025
Director, Bsa Officer For Rbc Capital Markets, Llc And Rbc Cma, Ltd - U.s. Financial Crimes
Company: Royal Bank of Canada |
(ABAC) and Economic Sanctions compliance Tailor US and Global AML strategies to meet the needs of broker dealer... & services (or changes to existing) that impact the broker dealer. Handling AML inquiries from 1LOD infrastructure groups...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 10 Feb 2025
Trade Processing
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 31 Jan 2025
Senior Accountant Policy Specialist - Vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico.... and its U.S. subsidiaries (including a broker dealer, lessor entities, swap dealer, commercial bank, etc.). Responsibilities Prepare...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 16 Jan 2025
Vice President, Compliance Monitoring & Testing-smbc Nikko Securities
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... of the Compliance Monitoring and Testing team to perform testing of its broker/dealer (SMBC Nikko Securities America, INC...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Senior Claim Examiner
Company: Chubb |
. Responsibilities: Provide outstanding customer service and work with the insured, broker, and counsel in the adjustment..., disability coverage, stock purchase plan, flexible spending accounts, tuition reimbursement, and business casual dress...Location: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 27 Nov 2024
Senior Analyst, Customer Protection
Company: Royal Bank of Canada |
(SEA Rule 15c3-3 & CIRO 4311) compliance capabilities of the U.S Broker Dealer (LLC) and Canadian Broker Dealer (DSI..., Finance, or Economics. Or strong extended experience in equivalent role. 5-7 years experience in US Capital Markets Broker...