Securities jobs in wisconsin state USA
92 securities jobs found in wisconsin state: showing 51 - 92
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Elm Grove, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Appleton, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waukesha, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Middleton, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: De Pere, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Delafield, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waukesha, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wausau, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Whitefish Bay, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wauwatosa, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Germantown, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Onalaska, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wausau, WI, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Appleton, WI, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Oshkosh, WI, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wauwatosa, WI, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Custody Operations Manager - Class Actions And Proxy
Company: U.S. Bank |
leader with experience in securities operations, asset servicing, custody operations, or related financial services... and securities operational functions - Five to seven years of management experience Preferred Skills/Experience - ExperienceLocation: Milwaukee, WI, USA
| Salary: US$98175 - 115500 per year | Date posted: 27 Aug 2026
Financial Advisor - Bank Five Nine
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Oconomowoc, WI, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Financial Advisor - Bank Five Nine
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Hartland, WI, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Client Service Manager - Manitowoc
Company: Merit Financial Advisors |
working on Fidelity or Schwab platforms (preferred) Excellent knowledge of the securities industrys rules & regulationsLocation: Manitowoc, WI, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Associate Financial Advisor - Madison, Wi
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 18 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor (east Towne Branch), Madison, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Senior Business Initiatives Lead
Company: Allspring Global Investments Holdings |
issues and drive timely resolution. Oversee governance practices for critical investment data domains, including securities... concepts, including securities, issuers, benchmarks, pricing, valuation, reference data, and/or investment product dataLocation: Milwaukee, WI, USA
| Salary: US$74000 per year | Date posted: 14 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor (kenosha South Branch) - Kenosha, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Kenosha, WI, USA
| Salary: unspecified | Date posted: 11 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Bristol, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Bristol, WI, USA
| Salary: unspecified | Date posted: 07 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Mequon, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Mequon, WI, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Financial Advisor - Wisconsin
Company: Trajan Wealth |
your practice Qualifications Clean BrokerCheck / U4 record Bachelor's degree or equivalent experience Securities licensesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Alternative Investments Accountant
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 31 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Milwaukee, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Racine, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Racine, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Sr. Relationship Manager - Global Commercial Banking (middle Market) Milwaukee, Wi
Company: Bank of America |
with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtainLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fitchburg, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Fitchburg, WI, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Employee Benefits / Employment Law Attorney
Company: Northwestern Mutual |
policies and procedures. Collaborate with other attorney specialists in the securities, distribution and sales, financialLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 25 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Delafield, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Delafield, WI, USA
| Salary: unspecified | Date posted: 24 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Germantown, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Germantown, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Green Bay, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Green Bay, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Neenah, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Neenah, WI, USA
| Salary: unspecified | Date posted: 20 Jul 2026
Leveraged Finance Research Director
Company: Northwestern Mutual |
relative value of issuers and securities across capital structures and relative to comparable issuers. Provide investment