Securities jobs in tennessee state USA
71 securities jobs found in tennessee state: showing 51 - 71
General Counsel #0204mbr
Company: Keller Executive Search |
documentation, and securities compliance matters. Support ongoing investor relations activities with appropriate legal documentation... on capital raises, investor agreements, and securities compliance Excellent negotiation, drafting, and analytical skillsLocation: Memphis, TN, USA
| Salary: unspecified | Date posted: 04 May 2026
Account Manager - State Farm Agent Team Member
Company: State Farm |
SIE, Series 6, 63, & 65 securities licenses during first two years Who Were Looking For: Were seeking enthusiasticLocation: Mount Juliet, TN, USA
| Salary: US$55000 - 95000 per year | Date posted: 03 May 2026
Finra Certified - Call Center Supervisor
Company: DXC Technology |
Requirements (Nice to have) Active FINRA licenses, such as: SIE (Securities Industry Essentials) Series 6 and/or Series 7.... Strong knowledge of FINRA compliance, securities regulations, and client interaction standards. Experience working in a regulatedLocation: Nashville, TN, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Wealth Management Advisor, Nashville - Burkitt Commons, Tn
Company: U.S. Bank |
knowledge of the securities industry, including investment and insurance products and services Knowledge of private bankingLocation: Brentwood, TN, USA
| Salary: US$65000 - 80200 per year | Date posted: 25 Apr 2026
J.p. Morgan Wealth Management - Private Client Advisor - Nolensville, Tn
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Nolensville, TN, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Financial Advisor - Simmons Bank
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Memphis, TN, USA
| Salary: unspecified | Date posted: 16 Apr 2026
D/md Specialized Industries Coverage Banker- Healthcare Sector
Company: Regions Bank |
is within Specialized Industries universal banking client coverage/origination for Regions Securities LLC and Regions Bank. The Specialized... client fee and revenue opportunities for Regions Securities LLC and Regions Bank. Incumbents are expected have the Series 79Location: Nashville, TN, USA
| Salary: unspecified | Date posted: 13 Apr 2026
Chief Financial Officer - To 160k - Memphis, Tn - Job 3739
Company: Symicor Group |
Compensation process. Assist in the management of the Banks securities investment portfolio, including purchasing of investmentsLocation: Memphis, TN, USA
| Salary: US$160000 per year | Date posted: 13 Apr 2026
Wealth Manager Assistant (program Coordinator)
Company: TEN Credit Union |
Insurance License required NASD Series 7 preferred Education and Experience Bachelor's degree required SecuritiesLocation: Nashville, TN, USA
| Salary: unspecified | Date posted: 10 Apr 2026
Paraplanner - Financial Planning
Company: CROWN FINANCIAL GROUP |
for securities, including Series 7, Series 66, and State life, accident and health insurance licensesLocation: Memphis, TN, USA
| Salary: US$42000 - 58000 per year | Date posted: 10 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Germantown, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Memphis, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Oakland, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Memphis, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Collierville, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Arlington, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Financial Consultant- Memphis, Tn
Company: Fidelity Investments |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Memphis, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Relationship Executive - Mid-corporate Banking - Executive Director
Company: JPMorgan Chase |
and strong transaction execution skills FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180Location: Germantown, TN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Cloud Operations Engineer
Company: Universal Music |
, and performance Compile and remediate vulnerabilities identified by the securities team Assess and troubleshoot, consultLocation: Nashville, TN, USA
| Salary: US$94380 - 135205 per year | Date posted: 30 Mar 2026
Investment Banking Analyst - Healthcare
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Nashville, TN, USA
| Salary: unspecified | Date posted: 24 Mar 2026
Wealth Advisor Iii
Company: Truist |
Required FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable