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Securities jobs in rockville USA

8 securities jobs found in rockville: showing 1 - 8

Analyst, Analytics
Company: FINRA |

Location: Rockville, MD, USA

| Salary: unspecified | Date posted: 21 Dec 2024
financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose... for all of those accounts. All of those accounts are subject to the Codes investment and securities account restrictions, and new employees...
Relationship Banker - Maryland West Market - Rockville, Maryland
Company: JPMorgan Chase |

Location: Rockville, MD, USA

| Salary: $22.5 - 27.88 per hour | Date posted: 21 Dec 2024
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Associate Principal Analyst, Smi-fraud Detection
Company: FINRA |

Location: Rockville, MD, USA

| Salary: unspecified | Date posted: 19 Dec 2024
to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules... and a minimum of four (4) years of experience in the securities/financial services industry; or an equivalent combination of education...
Accountant, Accounts Receivable
Company: FINRA |

Location: Rockville, MD, USA

| Salary: unspecified | Date posted: 17 Dec 2024
to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain... and securities account restrictions, and new employees must comply with those investment restrictionsincluding disposing...
Marketing Operations Specialist
Company: Guggenheim Partners |

Location: Rockville, MD, USA

| Salary: $76500 - 85000 per year | Date posted: 29 Nov 2024
and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business. Guggenheim...
Auditor
Company: Federal government of the United States |

Location: Rockville, MD, USA

| Salary: $55924 - 128956 per year | Date posted: 22 Nov 2024
is subject to Securities Ownership Prohibition Newly appointed federal employees may be required to complete a two-year trial...
Advisor Support Specialist
Company: Atria Wealth Solutions |

Location: Rockville, MD, USA

| Salary: unspecified | Date posted: 27 Oct 2024
desired. Previous Pershing NetX360 experience Previous securities operations experience preferred. Why work at Grove...
Advisor Support Specialist
Company: Atria Wealth Solutions |

Location: Rockville, MD, USA

| Salary: unspecified | Date posted: 26 Oct 2024
desired. Previous Pershing NetX360 experience Previous securities operations experience preferred. Why work at Grove...