GCO Regional Supervisor-FINRA *Series 4, 7, 24, 53, and 66 licenses
Job position: GCO Regional Supervisor-FINRA *Series 4, 7, 24, 53, and 66 licenses, Winston-Salem, NC, USA
with those of a retail broker/dealer to engage with advisors in the management of risks and controls as well as its execution of risk program.... Supervisory responsibility for Broker Dealer trading activity. Provide oversight and support for open risk, audit, and regulatory.....
Job Location: Winston-Salem, NC, USASalary: unspecified
Company: Truist
Job posted: 07 Feb 2025
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