Compliance Analyst
Job position: Compliance Analyst, New York City, NY - Chicago, IL, USA
Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC... on complex regulatory issues. Assist with the day-to-day activity of the broker-dealer monitoring and supervising activities.....
Job Location: New York City, NY - Chicago, IL, USASalary: unspecified
Company: PhillipCapital
Job posted: 04 Oct 2024
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