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Manager - Compliance (Alternative Assets)


Job position: Manager - Compliance (Alternative Assets), Dallas, TX, USA

of client policies and procedures. Design and monitor testing systems to ensure the efficacy of controls and surveillance... preferred. Knowledge of CFTC / NFA as well as FINRA requirements is a plus. Additional Information Salary based.....

Job Location: Dallas, TX, USA

Salary: $104000 - 130000 per year

Company: IQ-EQ

Job posted: 12 Dec 2024

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