Stock Broker jobs in charlotte USA
15 stock broker jobs found in charlotte: showing 1 - 15
Hcm Account Executive
Company: Paylocity |
within the Broker channel as well as other referral sources Maintain contact with existing customers to determine needs..., annual bonus, and restricted stock until grant based on individual performance in addition to a full range of benefits...Location: Charlotte, NC, USA
| Salary: $60000 - 85000 per year | Date posted: 20 Dec 2024
Financial Controller Ii
Company: Truist |
of other regulatory reports and filings - e.g. FINRA FOCUS II report; Form SIS, Form SSOI, Form OBS, Form Custody for registered broker... on the position and division, this job may also be eligible for Truists defined benefit pension plan, restricted stock units...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 08 Dec 2024
Investment Compliance Specialist
Company: U.S. Bank |
and regulations governing activities such as best execution, soft dollars, and broker-dealer reviews. Support and provide oversight... offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401...Location: Charlotte, NC, USA
| Salary: $111605 - 144430 per year | Date posted: 06 Dec 2024
Account Executive Practice Leader, Carolinas
Company: Aon |
or equivalent, with Risk and Insurance Management/ Business related curriculum preferred Broker License CPCU, CIC or ARM... plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at Aon...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Nov 2024
Account Executive Practice Leader, Carolinas
Company: Aon |
or equivalent, with Risk and Insurance Management/ Business related curriculum preferred Broker License CPCU, CIC or ARM... plan with employer contributions; an employee stock purchase plan; consideration for long-term incentive awards at Aon...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Nov 2024
Settlements Vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Nov 2024
Trade Processing Vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Nov 2024
Trade Processing Vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Nov 2024
Settlements Vice President
Company: Sumitomo Mitsui Banking Corporation |
, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas, SMBC Group has a presence in the US, Canada, Mexico... registered Broker dealer that provides financial products and services to global institutional clients, focusing on North America...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Nov 2024
Financial Controller Ii
Company: Truist |
, Form OBS, Form Custody for registered broker/dealers. Support the Corporate Controller and Financial Reporting team..., this job may also be eligible for Truists defined benefit pension plan, restricted stock units, and/or a deferred compensation...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 17 Nov 2024
Gco Risk Advisor I - Finra
Company: Truist |
policies and procedures. Perform supervisory functions that are routinely associated with those of a retail broker/dealer... benefit pension plan, restricted stock units, and/or a deferred compensation plan. As you advance through the hiring process...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 15 Nov 2024
Lob Financial Controller - Gaap/leasing And Structured Real Estate
Company: Truist |
, Form OBS, Form Custody for registered broker/dealers Support the Corporate Controller and Financial Reporting team... on the position and division, this job may also be eligible for Truists defined benefit pension plan, restricted stock units...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Employment Attorney
Company: Truist |
accommodations Experience with FINRA arbitrations and The Broker Protocol Experience with employment law support... on the position and division, this job may also be eligible for Truists defined benefit pension plan, restricted stock units...Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 31 Oct 2024
Senior Account Specialist (hybrid/charlotte, Nc)
Company: Aon |
supports and monitors the renewal process. At the direction of the Broker, drafts quote comparisons and follow up for binders... contributions; an employee stock purchase plan; consideration for long-term incentive awards at Aons discretion; medical, dental...Location: Charlotte, NC, USA
| Salary: $69500 - 72500 per year | Date posted: 27 Oct 2024
Account Specialist Iii (hybrid/charlotte, Nc)
Company: Aon |
and the circumstances of the presentation. Actively supports and monitors the renewal process. At the direction of the Broker... Diploma or GED Preferred Associates Degree or Higher/ Business Experience a plus Holds an active Broker License Holds...