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Securities Sales Agent jobs in white plains USA

2 securities sales agent jobs found in white plains: showing 1 - 2

Senior Associate - Compliance - Surveillance Analyst
Company: New York Life |

Location: White Plains, NY, USA

| Salary: $77500 - 110000 per year | Date posted: 05 Nov 2024
, youll play a pivotal role in investigating and evaluating agent sales practices for violations of state / federal... Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices...
Senior Associate - Compliance - Surveillance Analyst
Company: New York Life |

Location: White Plains, NY, USA

| Salary: $77500 - 110000 per year | Date posted: 05 Nov 2024
, you'll play a pivotal role in investigating and evaluating agent sales practices for violations of state / federal... Surveillance Unit (MSU) is a group of experienced Corporate Compliance professionals who monitor Agent sales practices...