Securities Sales Agent jobs in iowa state USA
3 securities sales agent jobs found in iowa state: showing 1 - 3
Lead Compliance Surveillance Analyst
Company: Transamerica |
, and reputational risk by supporting oversight and sales practice surveillance across insurance and/or securities distribution channels... enhancements, and controls designed to mitigate agent oversight, conduct and sales practice risk. Conduct risk-based surveillanceLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Compliance Manager - Surveillance
Company: Transamerica |
, and investment solutions help people make the most of whats important to them. Were empowered by a vast agent network covering... and oversight functions designed to mitigate legal, regulatory, operational, and reputational risk across securities and insuranceLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
everyday risks. Your proficient knowledge of financial products reinforces your sales-minded and consultative approach... and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers