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Securities jobs in new york USA

1578 securities jobs found in new york: showing 81 - 100

Operations Summer Intern
Company: Sumitomo Mitsui Banking Corporation |

Location: White Plains, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
Senior Compliance Officer - Fixed Income
Company: Bank of the West |

Location: New York City, NY, USA

| Salary: $135000 - 140000 per year | Date posted: 13 Feb 2025
securities laws, rules and regulations with the ability to assess firm impact. Series 7, 63, 24 a plus. Typically minimum of 6...
Private Banker
Company: City National Bank |

Location: New York City, NY, USA

| Salary: $127626 - 237014 per year | Date posted: 13 Feb 2025
Licenses, review asset management and CNS Brokerage statements with clients. Partner with City National Securities (CNS... and 63, and 65 or 66 securities licenses and state insurance license preferred. Compensation Starting base salary...
Assistant Corporation Counsel
Company: City of New York |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
in accordance with securities laws. - Tracking, reviewing, researching, analyzing and filing all ratings of City bonds...
Project Finance Investment Banking - Associate - Ny
Company: MUFG |

Location: New York City, NY, USA

| Salary: $165000 - 190000 per year | Date posted: 13 Feb 2025
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a...
Index Trader - Director - New York
Company: Citigroup |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
clients Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader... with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services Adhere...
Compliance, Swap Dealer Compliance, Vice President, Ny
Company: Goldman Sachs |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
and regulatory experience within the OTC derivatives and securities-based swaps businesses a plus Assist with the monitoring..., we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices...
Auditor 1
Company: New York State |

Location: New York City, NY, USA

| Salary: $65001 - 82656 per year | Date posted: 13 Feb 2025
members and analysts to investigate cases including, but not limited to, white collar crimes, financial frauds, securities...
Vp-compliance
Company: Moody's |

Location: New York, USA

| Salary: unspecified | Date posted: 13 Feb 2025
on . Click here to view our . Click here to view our Candidates for Moody's Corporation may be asked to disclose securities... holdings pursuant to Moodys Policy for Securities Trading and the requirements of the position. Employment is contingent upon...
Financial Advisor - New York City Metro
Company: Thrivent |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
and securities registration and/or insurance licensing verification, if applicable. Compensation and Benefits Youll get all the... name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided...
Investment Grade Trader - Director - New York
Company: Citigroup |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
clients Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader... with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services Adhere...
Senior Genai Ml/mlops Engineer
Company: S&P Global |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
communities in which we live and work, and advocate for greater opportunity for all. S&P Global has a Securities Disclosure... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant...
Private Client Banker - Chappaqua Crossing - Chappaqua Ny
Company: JPMorgan Chase |

Location: Chappaqua, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...
Senior Custody Product Manager
Company: HSBC |

Location: New York, USA

| Salary: $178000 - 150000 per year | Date posted: 13 Feb 2025
custody market advocacy with DTCC, Fedwire, AGC Support the local product execution of the HSBC Securities Services... US custody strategy Be the Securities Services custody product contact for solutions related to HSBC Prime Finance USA Support...
Structured Finance - Credit Analyst, Associate Director - Asset-backed Securities - New York
Company: Fitch Group |

Location: New York City, NY, USA

| Salary: $95000 - 130000 per year | Date posted: 13 Feb 2025
you to join us on this journey. Structured Finance - Credit Analyst, Associate Director - Asset-Backed Securities Fitch Ratings is seeking... an Associate Director to join the Asset-Backed Securities Group in our Chicago or New York offices. Fitch Rating is adding...
Associate Director, Account Management
Company: Fitch Group |

Location: New York City, NY, USA

| Salary: $95000 - 120000 per year | Date posted: 13 Feb 2025
securities markets with objective, timely, independent, and forward-looking credit opinions. To protect Fitch's credibility...
Agency Mortgage Portfolio Manager, Securitized Products, Fixed Income And Multi Asset
Company: GIC |

Location: New York, USA

| Salary: unspecified | Date posted: 13 Feb 2025
credit, commercial mortgages and other sectors such as MSR, insurance-linked securities, and agriculture. You will have the...
Executive Administrative Assistant
Company: JPMorgan Chase |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
Analyst - Agency, Execution And Planning Loan Capital Markets
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
Treasury/liquidity Risk Analyst
Company: Selby Jennings |

Location: New York City, NY, USA

| Salary: $115000 - 130000 per year | Date posted: 13 Feb 2025
and investments in securities and foreign exchange. Its operations are divided into two areas: Asset Liability Management (ALM...