Securities jobs in pennsylvania state USA
247 securities jobs found in pennsylvania state: showing 151 - 200
Operations Analyst - Mutual Fund Control
Company: SEI |
and transactions into multiple systems Setting up securities, general account level maintenance, and some level of client contactLocation: Oaks, PA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Application Support Associate - Sql
Company: Susquehanna |
to diagnose and resolve issues quickly. No prior knowledge of financial markets or securities is required we're passionateLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Pittsburgh, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cranberry, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Chester, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Jamison, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Pittsburgh, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Monroeville, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Lancaster, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Pittsburgh, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Pennsylvania, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Compliance Program Specialist Personal Securities Trading And Information Barrier Programs
Company: PNC Financial Services |
Securities Trading and Information Barrier programs. Responsibilities may include reviewing employee securities trading activityLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Camp Hill, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Pittsburgh, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Radnor, PA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Center Valley, PA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Moosic, PA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Bethel Park, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Bethel Park, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Sr. Relationship Manager - Global Commercial Banking - Transformative Healthcare (boston, Nyc, Philadelphia)
Company: Bank of America |
of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7Location: Boston, PA - Philadelphia, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Compliance Officer, Sei Retail Transfer Agency
Company: SEI |
designed to promote compliance with applicable federal securities laws, transfer agent regulations, Bank Secrecy ActLocation: Oaks, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Chief Desktop Architect
Company: BNY |
in multiple areas of information technology required; experience in the securities or financial services industry... management, virtualization, cloud platforms, or enterprise architecture; experience in securities or financial servicesLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Food Management Search |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Top Dog Recruiting |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Senior Counsel - Securities
Company: Transamerica |
. Job Description Summary Job Description Summary We have an exciting opportunity for a Senior Counsel Securities to join our Corporate Legal..., securities compliance, and capital markets activities. The successful candidate will help draft, coordinate, and file SECLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Sales And Solutions Senior Associate - Healthcare Payments
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: KOB Solutions |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Philips Recruiting Services |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Senior Vice President, Solution Architect
Company: BNY |
required; experience in the securities or financial services industry is a plus. Expertise in modern architecture domains: cloud-nativeLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Client Staffing Solutions |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Registered Private Wealth Client Associate
Company: Bank of America |
need increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA SecuritiesLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
J.p. Morgan Wealth Management – Private Client Advisor - Lititz, Pa
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Lititz, PA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Sales And Solutions Senior Associate - Healthcare Payments
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Associate Counsel
Company: Alcoa |
. You have the power to shape things to make them better About the role: We are seeking an Associate Counsel, Securities... guidance on securities law compliance, corporate governance matters, and public company disclosure obligations while supportingLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Harrisburg, Pa
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Harrisburg, PA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Service Leader, Onsite Relationship Management 94626
Company: New York Life |
Must pass the FINRA Securities Industry Essentials (SIE) and Series 99 exams within the first six months of hire BachelorLocation: Harrisburg, PA, USA
| Salary: US$75000 - 95000 per year | Date posted: 26 Aug 2026
Client Service Administrator
Company: Thrivent |
in support of client relations and planning activities of the Financial Advisors, supports securities and insurance-related tasksLocation: Hummelstown, PA, USA
| Salary: US$15 - 17 per hour | Date posted: 26 Aug 2026
Specialist, Client Processing Representative Ii
Company: BNY |
products, including loans, credit facilities, and securities Experience with loan processing systems and software, and abilityLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Private Funds Attorney
Company: Hamilton Lane |
overseeing outside counsel and closing new relationships. Ensuring compliance with applicable securities and tax lawsLocation: Conshohocken, PA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Compliance Consultant
Company: Lincoln Financial Group |
accounts. The Funds Management compliance team primarily oversees compliance with federal securities regulations relating... analyses of securities transactions and maintenance of required statements for those individuals subject to the CodeLocation: Radnor, PA, USA
| Salary: US$75000 - 120000 per year | Date posted: 25 Aug 2026
Client Associate / Registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Lemoyne, PA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Senior Vice President, Agile Coach
Company: BNY |
of experience providing consulting advice to senior IT and business management; experience in the securities or financial servicesLocation: Pittsburgh, PA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Client Service Associate Wealth Management
Company: Kyler Professional Search |
and incoming deposits of funds and securities, maintaining current and accurate client information in accordance with industryLocation: Wexford, PA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Compliance Consultant
Company: Lincoln Financial Group |
accounts. The Funds Management compliance team primarily oversees compliance with federal securities regulations relating... analyses of securities transactions and maintenance of required statements for those individuals subject to the CodeLocation: Radnor, PA, USA
| Salary: US$75000 - 120000 per year | Date posted: 24 Aug 2026
Head Of Legal & Corporate Secretary
Company: The Rogan Group |
corporate governance, securities and public company matters, insurance legal affairs, regulatory compliance, risk management... responsible legal experience. Significant experience with public company governance, securities matters, Board support