Securities jobs in philadelphia USA
66 securities jobs found in philadelphia: showing 1 - 50
Relationship Banker - 17th & Jfk Branch - Philadelphia, Pa
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Relationship Banker - 17th & Jfk Branch - Philadelphia, Pa
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Client Service Delivery Specialist
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Director Of Development Operations
Company: Pennsylvania Academy of the Fine Arts |
, online gifts, donor-advised funds, matching gifts, securities, planned gifts, anonymous gifts, restricted gifts, eventLocation: Philadelphia, PA, USA
| Salary: US$70000 - 75000 per year | Date posted: 01 Oct 2026
Strategic Messaging Specialist
Company: Federal Reserve Bank |
, which generally prohibit employees, their spouses/domestic partners, and minor children from owning securities, such as stock.... If you or your spouse/domestic partner or minor child own such securities and would not be willing or able to divest them if you acceptedLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Litigation Associate
Company: unknown |
liability, mass tort, securities and shareholder litigation, antitrust, intellectual property, insurance, constructionLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Equity Research Analyst, Private Placements
Company: Susquehanna |
or our securities. Maintain relationships with management and investor-relations teams as an ongoing point of contact. Evaluate followLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Strategic Messaging Specialist
Company: Federal Reserve Bank |
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raiseLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Financial Solutions Advisor Registration Candidate-suburban And Greater Philadelphia
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Regulatory Counsel
Company: Susquehanna |
regarding securities, commodities and swaps, particularly focused on matters related to trading and markets Assess new..., and other regulators What were looking for: Minimum of 5 years of experience in securities law, broker-dealer compliance, or a relatedLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Equity Research Analyst, Private Placements
Company: Susquehanna |
or our securities. Maintain relationships with management and investor-relations teams as an ongoing point of contact. Evaluate followLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 29 Sep 2026
J.p. Wealth Management - Private Client Advisor - Philadelphia, Pa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Capital Markets Associate Attorney – Multi-city
Company: Software Placement Group |
, and placement agents in public offerings, private placements, and other securities offerings Advise clients on securities law... compliance and reporting obligations under the Securities Act of 1933 and the Securities Exchange Act of 1934 Represent businessLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Regulatory Counsel
Company: Susquehanna |
requirements regarding securities, commodities and swaps, particularly focused on matters related to trading and markets Assess..., and other regulators What we're looking for Minimum of 5 years of experience in securities law, broker-dealer complianceLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Research Assistant/sr. Research Assistant
Company: Federal Reserve Bank |
, which generally prohibit employees, their spouses/domestic partners, and minor children from owning securities, such as stock.... If you or your spouse/domestic partner or minor child own such securities, and would not be willing or able to divest them if you acceptedLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Data Analyst - Surveillance
Company: Nasdaq |
to Have Experience or coursework related to securities markets, financial regulation, or compliance. Exposure to data tools or queryLocation: Philadelphia, PA, USA
| Salary: US$10000 per month | Date posted: 26 Sep 2026
Financial Advisor Manager - Philadelphia, Pa
Company: TD Bank |
to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. Must be eligibleLocation: Philadelphia, PA, USA
| Salary: US$115440 - 173160 per year | Date posted: 22 Sep 2026
Product Controller - Associate
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 20 Sep 2026
White Collar Litigation Attorney- Represent Individuals And Corporations In Complex Criminal And Civil Enforcement Matters
Company: unknown |
criminal and civil enforcement matters. The successful candidate will have a strong background in securities litigation... defense matters, including securities litigation, fraud, healthcare fraud, public corruption, and RICO cases. ConductLocation: Philadelphia, PA, USA
| Salary: US$130000 - 200000 per year | Date posted: 18 Sep 2026
White Collar Litigation Attorney- Represent Individuals And Corporations In Complex Criminal And Civil Enforcement Matters
Company: unknown |
criminal and civil enforcement matters. The successful candidate will have a strong background in securities litigation... defense matters, including securities litigation, fraud, healthcare fraud, public corruption, and RICO cases. ConductLocation: Philadelphia, PA, USA
| Salary: US$130000 - 200000 per year | Date posted: 18 Sep 2026
White Collar Litigation Attorney- Represent Individuals And Corporations In Complex Criminal And Civil Enforcement Matters
Company: unknown |
criminal and civil enforcement matters. The successful candidate will have a strong background in securities litigation... defense matters, including securities litigation, fraud, healthcare fraud, public corruption, and RICO cases. ConductLocation: Philadelphia, PA, USA
| Salary: US$130000 - 200000 per year | Date posted: 18 Sep 2026
White Collar Litigation Attorney- Represent Individuals And Corporations In Complex Criminal And Civil Enforcement Matters
Company: unknown |
criminal and civil enforcement matters. The successful candidate will have a strong background in securities litigation... defense matters, including securities litigation, fraud, healthcare fraud, public corruption, and RICO cases. ConductLocation: Philadelphia, PA, USA
| Salary: US$130000 - 200000 per year | Date posted: 18 Sep 2026
Financial Services – Associate Attorney (multi Office)
Company: Software Placement Group |
do Advise asset managers, investment advisers, broker-dealers, and investment funds on a wide range of federal securities... in financial services, investment management or securities law Strong working knowledge of the Investment Company Act of 1940Location: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Financial Advisor, Truist Investment Services, Philadelphia, Pa
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Senior Director, Head Of National Fiduciary Business, Wealth Select
Company: BNY |
+ years of total work experience required. 3-5 years of management experience required. Experience in securities, wealthLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Senior Erm Specialist/ Erm Specialist
Company: Federal Reserve Bank |
from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank holding companies... and savings and loan holding companies. If you or your spouse/domestic partner or minor child own such securitiesLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Senior Compliance Analyst - Life & Health Insurance Fraud Investigations - Hybrid
Company: Transamerica |
. Four years of regulatory, securities, or advertising compliance experience. Areas of experience desired may vary based... or anti-money laundering investigations and/or communications. Securities and some advertising industry positions requireLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Application Support Analyst - Sql
Company: Susquehanna |
issues quickly. No prior knowledge of financial markets or securities is required we're passionate about buildingLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Client Service Specialist
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Application Support Associate - Sql
Company: Susquehanna |
to diagnose and resolve issues quickly. No prior knowledge of financial markets or securities is required we're passionateLocation: Philadelphia, PA - Bala Cynwyd, PA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Philadelphia, PA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Sr. Relationship Manager - Global Commercial Banking - Transformative Healthcare (boston, Nyc, Philadelphia)
Company: Bank of America |
of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7Location: Boston, PA - Philadelphia, PA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Food Management Search |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Top Dog Recruiting |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Senior Counsel - Securities
Company: Transamerica |
. Job Description Summary Job Description Summary We have an exciting opportunity for a Senior Counsel Securities to join our Corporate Legal..., securities compliance, and capital markets activities. The successful candidate will help draft, coordinate, and file SECLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Sales And Solutions Senior Associate - Healthcare Payments
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: KOB Solutions |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Philips Recruiting Services |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Capital Markets Associate Attorney - Multi-city
Company: Client Staffing Solutions |
representing issuers, underwriters, and placement agents in public offerings, private placements, and other securities offerings.... Strong background advising on securities law compliance and reporting obligations under the Securities Act of 1933 and theLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Sales And Solutions Senior Associate - Healthcare Payments
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Head Of Legal & Corporate Secretary
Company: The Rogan Group |
corporate governance, securities and public company matters, insurance legal affairs, regulatory compliance, risk management... responsible legal experience. Significant experience with public company governance, securities matters, Board supportLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Internal Sales/advisory Consultant
Company: Nomura |
to support 5-10% travel Analyst Level: Bachelor's degree required Knowledge of financial marketplace Securities IndustryLocation: Philadelphia, PA, USA
| Salary: US$50000 - 70000 per year | Date posted: 17 Aug 2026
Regulatory & Utility Accountant
Company: Holtec International |
Ensure compliance with Federal Energy Regulatory Commission (FERC), Securities and Exchange Commission (SEC), and GenerallyLocation: Camden, NJ, USA
| Salary: US$95000 per year | Date posted: 13 Aug 2026
Fixed Income Trader - Buy Side
Company: PNC Financial Services |
external trading partners including electronic trading platforms to source investment grade fixed income securities and gauge..., team-based investment process Continuously demonstrate a proactive approach to sourcing securities and gauging marketLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needs analysis and recommendLocation: Philadelphia, PA, USA
| Salary: US$55000 - 80000 per year | Date posted: 01 Aug 2026
Talent & Organizational Development Program Manager
Company: Federal Reserve Bank |
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raiseLocation: Philadelphia, PA, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Talent Management And Organizational Development Manager
Company: Federal Reserve Bank |
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raise