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Securities jobs in new york state USA

1467 securities jobs found in new york state: showing 701 - 720

General Counsel
Company: FalconX |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
and ensure compliance with all relevant laws and regulations affecting the company, including commodities, securities and digital...
Associate Vice President, Corporate Compliance (code Of Ethics)
Company: Ares Wealth Management Solutions |

Location: New York City, NY, USA

| Salary: $155000 - 190000 per year | Date posted: 30 Jan 2025
and entertainment, outside business activity, political contributions, and conflicts of interest Manage covered securities pre...
Market Risk Manager & Product Controller - Vice President
Company: ING |

Location: New York City, NY, USA

| Salary: $150000 - 200000 per year | Date posted: 30 Jan 2025
, and monitoring) of secondary trading efforts for ABS (asset-backed securities). ABS secondary trading is a new initiative...). Responsibilities : Manage all market risk and product control aspects of the secondary trading effort for asset backed securities...
Blackstone Credit & Insurance - Investment Operations - Associate
Company: Blackstone |

Location: New York City, NY, USA

| Salary: $120000 - 140000 per year | Date posted: 30 Jan 2025
, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the... Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating...
Global Banking & Markets - New York - Associate, Securities Settlements
Company: Goldman Sachs |

Location: New York City, NY, USA

| Salary: $98178 - 103600 per year | Date posted: 30 Jan 2025
Job Description: Job Duties: Associate, Securities Settlements with Goldman Sachs & Co. LLC in New York, New York... including SEC Reg SHO, Rule 204, Rile 203(b), SEC Rule 15c3-3; FINRA Rule 11810; National Securities Clearing Corporation (NSCC...
Product Specialist - Associate
Company: JPMorgan Chase |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
Global Banking & Markets, Operational Risk Management, Embedded Risk Manager, Vp - New York
Company: Goldman Sachs |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...
Analyst, Regulation
Company: Black Knight |

Location: New York City, NY, USA

| Salary: $90000 - 110000 per year | Date posted: 30 Jan 2025
securities of NYSE-listed securities. Where appropriate, the Analyst will assist in make trading halt decisions on NYSE-listed... securities. The Analyst will also be responsible for providing proxy rulings in advance of annual and special meetings of listed...
Japanese Corporate Banking Client Services Analyst , Nyc
Company: MUFG |

Location: New York City, NY, USA

| Salary: $66000 - 85000 per year | Date posted: 30 Jan 2025
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity...
Senior Associate, Campaign Strategy
Company: Republic |

Location: New York City, NY, USA

| Salary: $85000 - 105000 per year | Date posted: 30 Jan 2025
due diligence, and application of US securities law. Prepare internal and external pitch decks to present to C-Suite...
Financial Markets & Real Estate - Transactions, Manager
Company: PwC |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
to project collateral and bond cash-flows for various debt types and related securitizations, including asset backed securities..., mortgage backed securities, and collateralized loan obligations. Demonstrates extensive abilities and/or a proven record...
Investment Strategist Senior
Company: Stifel |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
on Investment Strategy. Detailed knowledge of securities including but not limited to stocks, bonds, mutual funds, ETFs, SMAs...
Blackstone Credit & Insurance (bxci) - Investment Operations - Vice President
Company: Blackstone |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the... Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating...
Market Risk Manager & Product Controller - Vice President
Company: ING |

Location: New York City, NY, USA

| Salary: $150000 - 200000 per year | Date posted: 30 Jan 2025
, and monitoring) of secondary trading efforts for ABS (asset-backed securities). ABS secondary trading is a new initiative...). Responsibilities : Manage all market risk and product control aspects of the secondary trading effort for asset backed securities...
Director, Legal Counsel - Municipal Securities
Company: Michael Page |

Location: New York, USA

| Salary: unspecified | Date posted: 30 Jan 2025
The Director, Legal Counsel - Municipal Securities will provide legal advice to internal stakeholders pertaining to the... municipal securities business, including serving as a SME on municipal securities regulatory matters. Provide transactional...
Global Banking & Markets- New York- Associate, Sales Strategies
Company: Goldman Sachs |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
including financing scenarios, debt sizing, and debt and securities pricing; communicating qualitative and quantitative models...
Fp&a, Associate - Blackstone Technology & Innovations
Company: Blackstone |

Location: New York City, NY, USA

| Salary: $95000 - 160000 per year | Date posted: 30 Jan 2025
your application, please email Human Resources at . Depending on the position, you may be required to obtain certain securities...; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and Advising...
Strategy & Transformation - Project Manager
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
Inventory Manager
Company: Sumitomo Mitsui Banking Corporation |

Location: White Plains, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
Asset & Wealth Management Operations - Associate - New York - Awm Alternative Private Execution & Closing
Company: Goldman Sachs |

Location: New York City, NY, USA

| Salary: $80000 - 135000 per year | Date posted: 30 Jan 2025
. We are a leading global financial services firm providing investment banking, securities and investment management services... to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides...