Securities jobs in springfield USA
4 securities jobs found in springfield: showing 1 - 4
Securities Examiner I
Company: Illinois Secretary of State |
Office of the Illinois Secretary of State Alexi Giannoulias Job Title: Securities Examiner I Securities..., UIT Notifications, and amendments, U-5 forms and federal covered securities, Broker Dealers, salespersons and other registrants with the...Location: Springfield, IL, USA
| Salary: $4007 - 6515 per month | Date posted: 16 Feb 2025
Legal Advisor Ii (attorney) - Registration & Licensing
Company: Illinois Secretary of State |
Office of the Illinois Secretary of State Alexi Giannoulias Job Title: Legal Advisor II Securities Department...; provides legal advice and assistance on regulatory issues involving the registration of securities and exemptions...Location: Springfield, IL, USA
| Salary: $5586 per month | Date posted: 13 Feb 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Springfield, IL, USA
| Salary: $61000 per year | Date posted: 10 Feb 2025
Securities Enforcement Auditor Ii
Company: Illinois Secretary of State |
Office of the Illinois Secretary of State Alexi Giannoulias Job Title: Securities Enforcement Auditor II... for registered securities dealers, investment advisors and other entities selling securities mineral investment contracts, mineral...