Securities jobs in saint louis USA
50 securities jobs found in saint louis: showing 1 - 20
Senior Compliance Officer
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities...Location: Arizona - Saint Louis, MO, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Sr Hq Compliance Advisor - Investment Advisory Compliance
Company: Edward Jones |
business Partner with business areas and service providers to ensure compliance with federal and state securities laws... expertise of federal and state securities laws relevant to investment advisers and retail investment advisory offerings...Location: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Senior Compliance Officer
Company: Edward Jones |
history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934... forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts...Location: Saint Louis, MO, USA
| Salary: $72700 - 119800 per year | Date posted: 08 Jan 2025
Legal Counsel
Company: NISA Investment Advisors |
institutional clients. NISA manages over $283 billion in fixed income and equity securities and over $163 billion in derivative...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Legal Counsel
Company: NISA Investment Advisors |
clients. NISA manages over $283 billion in fixed income and equity securities and over $163 billion in derivative notional...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Senior Team Leader, Financial Crimes
Company: Edward Jones |
and records, trades, packaged products, and processing of cash, securities and accounts. Must also have in-depth knowledge...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Communications Consultant
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities...Location: Arizona - Saint Louis, MO, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Analyst, Client Services
Company: NISA Investment Advisors |
institutional clients. NISA manages over $283 billion in fixed income and equity securities and over $163 billion in derivative...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 04 Jan 2025
Analyst, Client Services
Company: NISA Investment Advisors |
clients. NISA manages over $283 billion in fixed income and equity securities and over $163 billion in derivative notional...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 04 Jan 2025
Associate General Counsel Iii, Governance And Risk
Company: Edward Jones |
. Job Overview Position Schedule: Full-Time The AGC III, Securities and Governance will be responsible for handling a variety... of assigned legal projects, including corporate governance, securities law and reporting/disclosure, risk management, and general...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 03 Jan 2025
Senior Financial Advisor - Edward Jones Connections
Company: Edward Jones |
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent... required to apply. Insurance license may be required in the future (life, health and variable annuity) 5+ years of securities industry experience...Location: Saint Louis, MO, USA
| Salary: $70659 - 116516 per year | Date posted: 03 Jan 2025
Senior Supplier Operations Manager (sr Workforce Vendor Manager)
Company: Edward Jones |
history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934...Location: Saint Louis, MO, USA
| Salary: $96471 - 164262 per year | Date posted: 03 Jan 2025
Senior Technology Auditor
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities...Location: Saint Louis, MO, USA
| Salary: $96471 - 164262 per year | Date posted: 03 Jan 2025
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background... about various securities as well as functions of the business is critical. Must be able to understand and communicate research...Location: Saint Louis, MO, USA
| Salary: $59886 - 98752 per year | Date posted: 03 Jan 2025
Senior Data Advisor - Information Governance
Company: Edward Jones |
) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy...) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy...Location: Saint Louis, MO, USA
| Salary: $113810 - 193785 per year | Date posted: 03 Jan 2025
Senior Salesforce Engineer
Company: Edward Jones |
17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110...Location: Saint Louis, MO, USA
| Salary: $96471 - 164262 per year | Date posted: 03 Jan 2025
Financial Advisor - Edward Jones Connection
Company: Edward Jones |
securities as well as functions of the business is critical. Must be able to understand and communicate research opinions...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Arizona - Saint Louis, MO, USA
| Salary: unspecified | Date posted: 03 Jan 2025
Senior Financial Advisor - Edward Jones Connections
Company: Edward Jones |
may be required in the future (life, health and variable annuity) 5+ years of securities industry experience.... Must be able to understand information about various securities, market conditions, industry trends, financial planning...Location: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Jan 2025
Ib Marketing Specialist
Company: Stifel |
. General knowledge of investment banking and the securities industry's rules and regulations governing advertising. Education...Location: Saint Louis, MO, USA
| Salary: unspecified | Date posted: 25 Dec 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...