Securities jobs in rockland USA
All securities jobs found in rockland
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Americas Quality Assurance (qa) Execution, Vp
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Irving, TX, USA
| Salary: US$107000 - 152000 per year | Posted: 09 Jul 2026
Capital Market Associate
Company: Food Management Search |
with significant capital markets and public company experience to join its growing Securities Practice in either New York or New Jersey... and Nasdaq/NYSE listing requirements. Support a broad range of capital markets transactions and securities offerings. ConductLocation: New York City, NY, USA
| Salary: unspecified | Posted: 09 Jul 2026
Private Client Banker - Broad St And Willow Lawn- Richmond, Va
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Richmond, VA, USA
| Salary: unspecified | Posted: 09 Jul 2026
Associate Financial Advisor - Ridgefield, Ct
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Ridgefield, CT, USA
| Salary: unspecified | Posted: 09 Jul 2026
Technology Cost & Data Analyst
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: New York City, NY, USA
| Salary: US$99200 - 143900 per year | Posted: 09 Jul 2026
Ratings Operations Intern
Company: S&P Global |
of respect and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuantLocation: New York City, NY, USA
| Salary: unspecified | Posted: 09 Jul 2026
It Business Management Director
Company: DTCC |
ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository... subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99Location: Boston, MA, USA
| Salary: unspecified | Posted: 09 Jul 2026
Director, Counsel, Securities, Governance And M&a
Company: Herbalife |
Overview: THE ROLE: The Director, Counsel, Securities, Governance and M&A holds a key, strategic role in general... securities, corporate governance, and M&A matters for an NYSE-listed global company. This role works closely with executivesLocation: Los Angeles, CA, USA
| Salary: unspecified | Posted: 09 Jul 2026
Sr Delivery Manager-corporate Systems
Company: Moody's |
our Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities TradingLocation: New York City, NY, USA
| Salary: US$119100 - 172650 per year | Posted: 09 Jul 2026
Leveraged Finance Research Director
Company: Northwestern Mutual |
relative value of issuers and securities across capital structures and relative to comparable issuers. Provide investmentLocation: Milwaukee, WI, USA
| Salary: unspecified | Posted: 09 Jul 2026
Brro - P4033 - Program Support Technician
Company: Virginia Government |
to locali... Additional Detail Deputy Director Securities & Retail Franchising Starting Salary Range...: $131,331 - $150,000 The Virginia State Corporation Commissions (SCC) Securities and Retail Franchising Division (SRF) seeks a talented leaderLocation: Salem, VA, USA
| Salary: US$35012 - 45000 per year | Posted: 09 Jul 2026
Relationship Banker - Lake Worth Branch - Lake Worth, Tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Fort Worth, TX, USA
| Salary: unspecified | Posted: 09 Jul 2026
Private Bank - Alternative Investment Specialist
Company: JPMorgan Chase |
communication skills FINRA General Securities Representative Exam (i.e. Series 7) and Uniform Securities Agent State LawLocation: Dallas, TX, USA
| Salary: unspecified | Posted: 09 Jul 2026
Senior Administrative Assistant
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Overland Park, KS, USA
| Salary: unspecified | Posted: 09 Jul 2026
Asset & Wealth Management, Administrative Assistant, New York
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: New York City, NY, USA
| Salary: US$70000 - 110000 per year | Posted: 09 Jul 2026
Client Group Onboarding & Transitions Senior Analyst
Company: AllianceBernstein |
, modify, and close client accounts; as well as to execute complex cash flows involving transition accounts and/ or securities... Coordinate the execution of complex client directed cash flows, particularly those involving transition accounts, securitiesLocation: San Antonio, TX, USA
| Salary: unspecified | Posted: 09 Jul 2026
Senior Associate - Regulatory Compliance (alternative Assets)
Company: IQ-EQ |
. What you'll do You will advise clients on compliance with key U.S. securities laws, including the Securities Act, Exchange Act..., and Advisers Act You'll assist clients during regulatory examinations by agencies like the SEC, NFA, and state securities boardsLocation: Chicago, IL, USA
| Salary: US$70000 - 95000 per year | Posted: 09 Jul 2026
Deputy Chief Compliance Officer
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Miami, FL - Winter Park, FL, USA
| Salary: US$150000 - 175000 per year | Posted: 09 Jul 2026
Investment Specialist [multiple Positions Available]
Company: JPMorgan Chase |
quality and eligible securities using internal compliance monitoring and resolution tools. QUALIFICATIONS: MinimumLocation: New York City, NY, USA
| Salary: US$150000 per year | Posted: 09 Jul 2026
Senior Manager, Accounting & Reporting Advisory
Securities jobs in USACompany: Stout Risius Ross |
. What You Bring Broad knowledge of US GAAP, which may include: purchase accounting, derivatives, complex debt and equity securities