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Securities jobs in richmond USA

30 securities jobs found in richmond: showing 1 - 30

Part-time Players Club Rep
Company: Colonial Downs |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 15 Sep 2026
Securities Act, Title 31 Rules and Regulations, and the company's Responsible Gaming Plan. Maintains and is held accountable
Principal Associate, Sec Reporting
Company: Capital One |

Location: McLean, VA - Richmond, VA, USA

| Salary: US$120800 - 137900 per year | Date posted: 15 Sep 2026
in a collaborative and dynamic financial services company to join our Securities and Exchange Commission (SEC) Reporting team... in Accounting, Finance or Business Certified Public Accountant (CPA) 1+ year of Securities and Exchange Commission (SEC
Players Club Representative
Company: Colonial Downs |

Location: Richmond, VA, USA

| Salary: US$15 per hour | Date posted: 15 Sep 2026
Securities Act, Title 31 Rules and Regulations, and the company's Responsible Gaming Plan. Maintains and is held accountable
Players Club Representative
Company: Rosie's Gaming Emporium - Richmond |

Location: Richmond, VA, USA

| Salary: US$15 per hour | Date posted: 14 Sep 2026
Securities Act, Title 31 Rules and Regulations, and the companys Responsible Gaming Plan. Maintains and is held accountable
Part-time Players Club Rep
Company: Rosie's Gaming Emporium - Richmond |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 14 Sep 2026
Securities Act, Title 31 Rules and Regulations, and the companys Responsible Gaming Plan. Maintains and is held accountable
J.p. Morgan Wealth Management - Private Client Advisor - Richmond, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 13 Sep 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
File Transfer System Administrator
Company: Federal Reserve Bank |

Location: Richmond, VA, USA

| Salary: US$104300 - 123400 per year | Date posted: 11 Sep 2026
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raise
Relationship Banker- S. Laburnum At White Oaks- Henrico, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: US$20 - 27.88 per hour | Date posted: 11 Sep 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Banker- S. Laburnum At White Oaks- Henrico, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 11 Sep 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Private Client Banker - Broad St And Willow Lawn- Richmond, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: US$20 - 27.88 per hour | Date posted: 10 Sep 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
Private Client Banker - Broad St And Willow Lawn- Richmond, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 09 Sep 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Vice President – Cyber Incident Response
Company: Federal Reserve Bank |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 09 Sep 2026
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raise
Vice President – Cyber Incident Response
Company: Federal Reserve Bank |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 09 Sep 2026
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank... such securities and would not be willing or able to divest them if you accepted an offer of Bank employment, you should raise
Financial Solutions Advisor Registration Candidate - Southern Va Market
Company: Bank of America |

Location: Richmond, VA, USA

| Salary: US$28.85 - 33.65 per hour | Date posted: 05 Sep 2026
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degree
Financial Advisor
Company: Northwestern Mutual |

Location: Richmond, VA, USA

| Salary: US$61000 per year | Date posted: 04 Sep 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Richmond, VA, USA

| Salary: US$55000 - 80000 per year | Date posted: 04 Sep 2026
securities to customers. Conduct financial needs analysis and recommend investment products. Manage customers portfolios
2027 Guggenheim Securities Investment Banking Analyst - Richmond Healthcare Services (pharma Services)
Company: Guggenheim Partners |

Location: Richmond, VA, USA

| Salary: US$110000 per year | Date posted: 01 Sep 2026
Job Description: Guggenheim Securities (GS) is seeking an Analyst to join its Healthcare Services team in Richmond...-based Healthcare Services senior bankers. The Healthcare Services Group at Guggenheim Securities is a rapidly growing
Main Banker, Cage
Company: Colonial Downs |

Location: Richmond, VA, USA

| Salary: US$18 per hour | Date posted: 25 Aug 2026
and Procedures, state regulations, Bank Securities Act, Title 31 Rules and Regulations, and the company's Responsible Gaming Plan
Main Banker, Cage
Company: Rosie's Gaming Emporium - Richmond |

Location: Richmond, VA, USA

| Salary: US$18 per hour | Date posted: 24 Aug 2026
and Procedures, state regulations, Bank Securities Act, Title 31 Rules and Regulations, and the companys Responsible Gaming Plan
Enterprise Risk Organization Governance & Reporting Specialist
Company: Capital One |

Location: McLean, VA - Richmond, VA, USA

| Salary: US$120800 - 137900 per year | Date posted: 22 Aug 2026
and in Credit and Financial Risk (CFRM), as well as our partners in Governance & Securities (GovSec), gaining exposure to senior
Associate, Business Services M&a
Company: Lincoln International |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 14 Aug 2026
, LP provides banking or securities brokerage services, nor is any such affiliate subject to FINMA supervision
J.p. Morgan Wealth Management - Private Client Advisor - Richmond, Va
Company: JPMorgan Chase |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 14 Aug 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Wealth Advisor Iii
Company: Truist |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 13 Aug 2026
Required FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable
File Transfer System Administrator
Company: Federal Reserve Bank |

Location: Richmond, VA, USA

| Salary: US$104300 - 123400 per year | Date posted: 13 Aug 2026
/domestic partners, and minor children from owning securities, such as stock, of banks or savings associations... or minor child own such securities and would not be willing or able to divest them if you accepted an offer of Bank employment
Lead Counsel, Securities & Corporate Governance
Company: McKesson |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 01 Aug 2026
Counsel, Securities & Corporate Governance Location: Richmond, VA, USA - 9954 Mayland Drive (hybrid) Competitive base pay... Lead Counsel, Securities & Corporate Governance to join its Corporate Governance & Strategic Transactions (CG&ST) pillar
Analyst, Business Services M&a
Company: Lincoln International |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 01 Aug 2026
by the U.K. Financial Conduct Authority. No entity affiliated with Lincoln International, LP provides banking or securities
Brokerage Operations Trade Support Specialist
Company: Truist |

Location: Richmond, VA, USA

| Salary: US$45760 - 76270 per year | Date posted: 01 Aug 2026
to the regulations and guidelines established by Financial Industry Regulatory Authority (FINRA), Securities & Exchange
2026 Guggenheim Securities Investment Banking Analyst - Healthcare Services (pharma Services)
Company: Guggenheim Partners |

Location: Richmond, VA, USA

| Salary: US$110000 per year | Date posted: 16 Jul 2026
Job Description: Guggenheim Securities (GS) is seeking an Analyst to join its Healthcare Services team in Richmond... based Healthcare Services senior bankers. The Healthcare Services Group at Guggenheim Securities is a rapidly growing
Securities & Capital Markets Associate Attorney
Company: Direct Counsel |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 07 Jul 2026
Securities & Capital Markets Associate Attorney Location: Richmond, VA Compensation: $225,000$365,000 Direct... Counsel is seeking a Securities & Capital Markets Associate to join the Richmond office of a leading Am Law firm
Financial Advisor, Truist Investment Service, Richmond, Va
Company: Truist |

Location: Richmond, VA, USA

| Salary: unspecified | Date posted: 17 Jun 2026
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and self