Securities jobs in hamilton USA
3 securities jobs found in hamilton: showing 1 - 3
Trust Operations Lead
Company: Rockefeller Capital Management |
involving securities trades and trust account transactions. Oversee the timely and accurate completion of trust regulatory..., including OCC Regulation 9, account and asset transfer policies, securities settlement, and fiduciary tax reporting. ThoroughLocation: Hamilton, NJ, USA
| Salary: US$150000 per year | Date posted: 04 Sep 2026
Central Supervision Analyst
Company: Rockefeller Capital Management |
or sanctioned securities, and escalation of unresolved alerts. Support trade surveillance and real-time monitoring of the Firm.... Knowledge of securities regulations, supervisory controls, suitability requirements, AML/CIP programs, and conduct riskLocation: Hamilton, NJ, USA
| Salary: US$80000 per year | Date posted: 25 Aug 2026
Wealth Management - Senior Compliance Officer
Company: Rockefeller Capital Management |
securities regulatory requirements applicable to broker-dealer and investment advisory activities. Ability to evaluate facts... securities licenses preferred; willingness to obtain licenses as needed. Bachelors degree required; advanced degree, compliance