Securities jobs in cincinnati USA
31 securities jobs found in cincinnati: showing 1 - 31
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Institutional Support Representative Ii
Company: Fifth Third Bank |
& Trading departments. Under minimal supervision, assist Fifth Third Securities Institutional Brokerage teams, Middle Office... of business, including but not limited to Middle Office, Compliance, IT, Trading, Accounting; Fifth Third Securities BrokerLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Deputy General Counsel - Securities
Company: Core Specialty Insurance Services, Inc. |
securities reporting and compliance to directly support Core Specialtys businesses to ensure the continued success of the.... Key Accountabilities/Deliverables: Lead all securities law compliance efforts, including Exchange Act and SecuritiesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Regional Supervision Manager
Company: Rockefeller Capital Management |
+ years in the securities industry; experience in supervisory control functions, account monitoring / surveillanceLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 29 May 2026
Fund Custody Account Manager
Company: U.S. Bank |
stakeholders to resolve securities-related inquiries, support management reporting, and consistently meet service-level commitments... securities issues from internal and external customers, management, internal and external auditors, and regulatory authoritiesLocation: Cincinnati, OH, USA
| Salary: US$66640 - 78400 per year | Date posted: 28 May 2026
Senior Counsel – Litigation
Company: Fifth Third Bank |
include: Consumer, Retail, Mortgage, Commercial, Capital Markets, Securities, Intellectual Property (IP), and Wealth & AssetLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 23 May 2026
Compliance Analyst
Company: Western & Southern Financial Group |
, anti-money laundering, annuity and securities suitability/best interest reviews, regulatory change management, fraudLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 23 May 2026
Compliance Analyst
Company: Western & Southern Financial Group |
, anti-money laundering, annuity and securities suitability/best interest reviews, regulatory change management, fraudLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 22 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 21 May 2026
Professional Trader
Company: HCM Wealth Advisors & CPAs |
, securities, and trading methodologies Experience with trading platforms, order management systems, and market data toolsLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 21 May 2026
Investment Research Analyst
Company: Great American Insurance |
in an investment process that evaluates opportunities across a broad range of corporate credit securities Have or develop a deepLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 18 May 2026
Registered Private Wealth Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 13 May 2026
Private Bank Licensed Client Service Associate Ii
Company: Fifth Third Bank |
for registered securities representatives in the Private Bank (e.g. Private Bank Investment Executives or Wealth Management Advisors... and operational duties. -Support multiple registered securities representatives or representatives with very large books of businessLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 May 2026
Investment Information Systems Analyst
Company: First Financial Bank |
. Preferred Knowledge and Skills: Experience in banking or financial services Exposure to fixed income securitiesLocation: Cincinnati, OH, USA
| Salary: US$58000 - 78000 per year | Date posted: 12 May 2026
Senior Product Manager
Company: Western & Southern Financial Group |
in sales meetings and activities. Expected to obtain and maintain all appropriate securities and insurance licenses. Performs... trends and administration as well as applicable securities, tax and state insurance laws. - Required Cites examplesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 May 2026
Senior Product Manager
Company: Western & Southern Financial Group |
in sales meetings and activities. Expected to obtain and maintain all appropriate securities and insurance licenses. Performs... of insurance product design, industry trends and administration as well as applicable securities, tax and state insurance lawsLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 May 2026
Compliance Officer I - Licensed Fifth Third Securities
Company: Fifth Third Bank |
of procedures to evaluate Fifth Third Securities compliance with rules and regulations of Financial Industry Regulatory Authority... (FINRA), U.S. Securities and Exchange Commission (SEC), state laws, and industry standards, as well as the Bancorps policiesLocation: Cincinnati, OH, USA
| Salary: US$71100 - 145900 per year | Date posted: 09 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor - Rooted Financial Advisors | Cincinnati, Oh
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 04 May 2026
Operations Analyst
Company: Western & Southern Financial Group |
and asset class investments made by FWIA, including derivatives, international securities and bank loans. This includes... and the cash desk. Develops, directs and maintains procedures for processing complex products and securitiesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 May 2026
Operations Analyst
Company: Western & Southern Financial Group |
and asset class investments made by FWIA, including derivatives, international securities and bank loans. This includes... and the cash desk. Develops, directs and maintains procedures for processing complex products and securitiesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Investment Associate
Company: Western & Southern Financial Group |
: What you will do: Institutional Product Line Functions: Processes purchases and sales of fixed income and equity securities via trading to accounting... and auction rate preferred securities. Verifies maturities, interest, dividends and pay down transactions are accurate and timelyLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 22 Apr 2026
Investment Associate
Company: Western & Southern Financial Group |
What you will do: Institutional Product Line Functions: Processes purchases and sales of fixed income and equity securities via trading to accounting... and auction rate preferred securities. Verifies maturities, interest, dividends and pay down transactions are accurate and timelyLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 22 Apr 2026
Financial Advisor - Securities Administration
Company: Premier Bank |
Job Description: SUMMARY: The Financial Advisor represents WesBanco Securities in an assigned branch-based... territory and is responsible for securities production goals in those assigned branches. In this positionLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 21 Apr 2026
Business Controls Senior Associate - It Risk
Company: Fifth Third Bank |
. For Investment Advisors: FINRA Series 7 and 63/66 licenses preferred. Knowledge of the Securities industry and SEC / FINRALocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 13 Apr 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 21 Mar 2026
Corporate Paralegal
Company: ProTem Legal Solutions |
, including mergers and acquisitions and initial public offerings. Work directly with attorneys to prepare Securities... and Exchange Commission (SEC) filings related to securities offerings and respond to the requirements of the Securities Act of 1933Location: Cincinnati, OH, USA
| Salary: US$70000 - 85000 per year | Date posted: 18 Mar 2026
Actuarial Investment Coordinator
Company: Constellation Insurance |
Actuarial Investment Coordinator: Strong understanding of asset types such as bonds, mortgages, structured securities