Securities jobs in cincinnati USA
45 securities jobs found in cincinnati: showing 1 - 45
Nq Service Delivery Manager
Company: Fidelity Investments |
Operations Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 14 Sep 2026
W&am Business Controls Senior Associate
Company: Fifth Third Bank |
. For Investment Advisors: FINRA Series 7 and 63/66 licenses preferred. Knowledge of the Securities industry and SEC / FINRALocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Paying Transfer Agent Operations Specialist
Company: U.S. Bank |
Operations Specialist supports Corporate Trust operations by processing and reviewing bond, securities, transfer, and account... in financial services, banking, operations, or transaction processing. Knowledge of corporate trust, securities, bond processingLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Senior Investment Accountant
Company: Fifth Third Bank |
, monitoring, and reporting risks of all types. ESSENTIAL DUTIES & RESPONSIBILITIES: Handles securities processing tasks... REQUIRED: Requires Bachelors degree or equivalent work experience. Minimum 3-5 year of operations experience in securities clearanceLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Relationship Banker (new Build) - Colerain - Cincinnati, Oh
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Relationship Banker (new Build) - Colerain - Cincinnati, Oh
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cincinnati, OH, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Investment Operations Intern (fort Washington Investment Advisors) (summer 2027)
Company: Western & Southern Financial Group |
of how securities operate by working with securities on a daily basis. Performs other duties as assigned. Complies with all policiesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Institutional Account Administrator Ii
Company: Fifth Third Bank |
on Tax Documentation in order to maintain favorable tax status in Global Markets. Partner with Securities Lending Agent... Manager and/or Securities Lending agent as needed SUPERVISORY RESPONSIBILITIES: None. MINIMUM KNOWLEDGE, SKILLSLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Corporate Associate
Company: Squire Patton Boggs |
and acquisitions, private equity, securities regulation, capital markets, commercial contracts and corporate governance... experience in a law firm managing mergers and acquisitions, capital markets matters, securities regulationLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Institutional Support Representative Ii
Company: Fifth Third Bank |
& Trading departments. Under minimal supervision, assist Fifth Third Securities Institutional Brokerage teams, Middle Office... of business, including but not limited to Middle Office, Compliance, IT, Trading, Accounting; Fifth Third Securities BrokerLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Regional Supervision Associate
Company: Rockefeller Capital Management |
., Series 7, 9, 10, 63, 65, 66), or willingness to obtain 3-5 years in the securities industry; experience in supervisoryLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Personal Trust Initial Closing Specialist
Company: U.S. Bank |
and sizes established by clients for various purposes. Accountable for setting up securities, general account and asset levelLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Investment Operations Intern (fort Washington Investment Advisors) (summer 2027)
Company: Western & Southern Financial Group |
and understanding of how securities operate by working with securities on a daily basis. Performs other duties as assigned. CompliesLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Compliance Specialist Sr
Company: Fifth Third Bank |
Compliance to facilitate the securities registration process. Independently review, reconcile and report information to FINRA... employees, and vendors to complete required documentation to initiate the securities registration process. Review documentationLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Associate Financial Planner
Company: Edelman Financial Engines |
and investment markets/securities Attention to detail, ability to coordinate work, and follow-up skills are crucial to theLocation: Cincinnati, OH, USA
| Salary: US$83300 - 111300 per year | Date posted: 29 Aug 2026
Summer 2027 Wealth Management Internship
Company: Huntington National Bank |
Management, Investment & Securities, Accounting. Relevant Coursework: Investments and Portfolio Management PersonalLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Business Controls Associate - Commercial And Payments It
Company: Fifth Third Bank |
Series 7 and 63/66 licenses preferred. Knowledge of the Securities industry and SEC / FINRA regulations is preferredLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Corporate Attorney
Company: Medpace |
as a point of contact for matters of global privacy, data protection and compliance; Advise on US Securities Law, government... and securities transactions is preferred; Experience with US or Internal labor and employment law is preferred; ExcellentLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Corporate Attorney
Company: Medpace |
; Act as a point of contact for matters of global privacy, data protection and compliance; Advise on US Securities Law... and securities transactions is preferred; Experience with US or Internal labor and employment law is preferred; ExcellentLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Credit Analyst
Company: Western & Southern Financial Group |
, and securities within Fort Washington's public and private fixed income portfolios. The role supports portfolio construction and risk.... Responsibilities What you will do: Conduct fundamental analysis of assigned sectors, issuers, structures, and securities. ReviewLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Credit Analyst
Company: Western & Southern Financial Group |
, and securities within Fort Washington's public and private fixed income portfolios. The role supports portfolio construction and risk.... Responsibilities: What you will do: Conduct fundamental analysis of assigned sectors, issuers, structures, and securities. ReviewLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Financial Client Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Client Support Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Client Support Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Financial Client Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Sales And Trading Analyst I
Company: Fifth Third Bank |
, Leveraged Finance, and/or Capital Markets a plus. Securities Industry Essentials (SIE), Series 79,63 license ( to be obtainedLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Investment Banking Senior Associate - Tech And Telecom
Company: Fifth Third Bank |
and oral). Securities Industry Essentials (SIE), Series 79, and Series 63 licenses required within Fifth Third guidelines... to obtain and maintain required securities licenses in accordance with company policy. SKILLS FOR SUCCESSLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Fixed Income Mortgage Trading Associate I
Company: Fifth Third Bank |
and commercial mortgage-backed securities sectors. This role is responsible for generating revenue through strategic trading... and fixed income securities to support Institutional and Retail Sales representatives. Provide revenue-generating trade ideasLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Manager Private Equity Operations
Company: Western & Southern Financial Group |
accounting and processing related to traditional securities and mutual funds for institutional, retail or private equity clientsLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Manager Private Equity Operations
Company: Western & Southern Financial Group |
and compliance. - Demonstrated knowledge of investment accounting and processing related to traditional securities and mutual fundsLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Financial Institutions Group – Insurance Corporate Client Director
Company: Fifth Third Bank |
assignment. Provides support to the Capital Markets businesses by assessing whether securities products and capital markets.... Securities Industry Essentials (SIE), Series 79 and 63 licenses required per Fifth Third guidelines. REQUIRED SKILLSLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 07 Jul 2026
Corporate Associate
Company: Squire Patton Boggs |
, commercial contracts, securities offerings and corporate governance. Responsibilities: Advise firm clients on mergers... firm managing mergers and acquisitions, securities, and other corporate transactional matters Professional Skills