Securities jobs in alpharetta USA
12 securities jobs found in alpharetta: showing 1 - 12
Brokerage Financial Consultant
Company: Truist |
a profitable level of securities and insurance sales by executing on opportunities identified through external networking... education and related experience. 2. 4 years professional experience, including 1 year of experience in the securities...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 06 Feb 2025
Oracle Dba With Goldengate
Company: ApTask |
About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Managing Attorney Compliance - (remote)
Company: Corporate Solutions Tech |
Advisers Act of 1940, the Securities Exchange Act of 1934, the rules and regulations of self-regulatory organizations, state... securities laws, and basic corporate law principles Strong writing and organizational skills Ability to engage in complex legal...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 04 Feb 2025
Managing Attorney Compliance - (remote)
Company: RB Professional Recruiting Services LLC |
Securities Exchange Act of 1934, the rules and regulations of self-regulatory organizations, state securities laws, and basic...Location: Alpharetta, GA, USA
| Salary: $165000 - 200000 per year | Date posted: 31 Jan 2025
Temp | Technical | Human Resources Specialist | Level 2(usd)
Company: ApTask |
About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 17 Jan 2025
Temp | Technical | Human Resources Associate | Level 1(usd)
Company: ApTask |
About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 17 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Alpharetta, GA, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Financial Professional
Company: New York Life |
FINRA Securities licensing (SIE, Series 6, 7, 63, 66, 24, etc.) is provided. Contractual promotional possibilities...Location: Alpharetta, GA, USA
| Salary: $66000 per year | Date posted: 04 Jan 2025
Financial Advisor - Alpharetta, Ga - Market 35, Region 369
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Alpharetta, GA, USA
| Salary: $38500 - 100000 per year | Date posted: 04 Jan 2025
Operations (tech) | Level 4 (usd)
Company: ApTask |
About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...Location: Alpharetta, GA, USA
| Salary: unspecified | Date posted: 19 Dec 2024
Licensed Financial Professional
Company: New York Life |
FINRA Securities licensing (SIE, Series 6, 7, 63, 66, 24, etc.) is provided. Contractual promotional possibilities...Location: Alpharetta, GA, USA
| Salary: $66000 per year | Date posted: 18 Dec 2024
Securities Attorney
Company: Agilysys |
Reporting to the Senior Vice President and General Counsel, this role serves as the company's securities law expert.... The Securities Lawyer ensures compliance with the Securities Exchange Act of 1934, Section 16 reporting, and corporate...