Compliance Officers jobs in stamford USA
9 compliance officers jobs found in stamford: showing 1 - 9
Senior Monitoring And Testing Compliance Assurance Officer - Swap Dealer
Company: NatWest Group |
proper operations of the department and the business. Senior Monitoring and Testing Compliance Assurance Officer reporting... to the U.S. General Counsel and the Global CCO will lead the Compliance Assurance team responsible for assessing compliance...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Sr Analyst, Bank Operations First Line Risk
Company: Sterling National Bank |
First Line Units. These individuals will work with First Line Units and First Line Control Officers to ensure control... Officers and Banking Operations participation in RCSA process, specifically in control identification, control enhancement...Location: Stamford, CT, USA
| Salary: $60000 - 75000 per year | Date posted: 10 Nov 2024
Sr Analyst, Bank Operations First Line Risk
Company: Sterling National Bank |
First Line Units. These individuals will work with First Line Units and First Line Control Officers to ensure control... Officers and Banking Operations participation in RCSA process, specifically in control identification, control enhancement...Location: Stamford, CT, USA
| Salary: $60000 - 75000 per year | Date posted: 10 Nov 2024
Sr Analyst, Bank Operations First Line Risk
Company: Sterling National Bank |
First Line Units. These individuals will work with First Line Units and First Line Control Officers to ensure control... Officers and Banking Operations participation in RCSA process, specifically in control identification, control enhancement...Location: Stamford, CT, USA
| Salary: $60000 - 75000 per year | Date posted: 10 Nov 2024
Chief Operating Officer, Third Party Capital
Company: PartnerRe |
audits as required for each investment vehicle. Operationalizing investor mandates, incl. mandate compliance controls.... Working closely with Legal & Compliance, ensure operational processes are compliant with relevant regulations and guidance...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Nov 2024
Managing Director, Assistant Corporate Secretary
Company: Sterling National Bank |
of Directors and Board Committees and compliance with legal and regulatory requirements. The Assistant Corporate Secretary... will have a robust background in corporate governance, regulatory compliance, and board affairs, ideally within the banking sector. Key...Location: Stamford, CT, USA
| Salary: $170000 - 200000 per year | Date posted: 07 Nov 2024
Sba Loan Officer
Company: GPAC |
SBA loan leads. Maintain working knowledge of lending-related legal and regulatory compliance issues. Participate in...Location: Stamford, CT, USA
| Salary: $175000 per year | Date posted: 04 Nov 2024
Compliance Officer - Systems And Operations (usa Or India)
Company: Trexquant Investment |
looking for someone to join our team and become a manager of platform compliance for a systematic investment firm (for private funds) with solid... foundations, mentoring and guidance from veteran senior staff. This opportunity is ideal for a compliance professional who strives...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Oct 2024
Director Electronic Trading Compliance Officer, Us
Company: NatWest Group |
proper operations of the department and the business. Director, Electronic Trading Compliance Officer, U.S. Seeking... an experienced compliance officer to join our team as the new Director, Electronic Trading Compliance Officer. In this role, the...