Compliance Officers jobs in stamford USA
3 compliance officers jobs found in stamford: showing 1 - 3
Options Product Specialist
Company: Franklin Templeton Investments |
including Portfolio Managers, Analysts, Compliance Officers, technology, and Trade Support Support sales personnel.... Emphasizes maintenance of books and records in compliance with evolving legal, SRO, and governmental regulation. Perform dailyLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 13 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including budgeting, forecasting, financial reporting, risk management, investment strategies, and compliance, are effectively... accuracy and timeliness of monthly, quarterly, and annual reports. Ensure compliance with relevant financial regulationsLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Senior Mortgage Lending Officer - Stamford
Company: Citigroup |
role engages internally with retail branch partners, operations, community business development officers. This role drives... compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal