Broker jobs in stamford USA
21 broker jobs found in stamford: showing 1 - 20
Regulatory Relations Vp
Company: NatWest Group |
with US regulators Strong understanding of the swap business and associated regulations. Good knowledge of broker-dealer and securities...Location: Stamford, CT, USA
| Salary: $150000 - 175000 per year | Date posted: 06 Feb 2025
Senior Manager, Strategic Initiatives - 5 Gallon & Dispensers Bu
Company: BlueTriton Brands |
's Degree required: MBA preferred Operational experience in CPG retailer landscape Distribution and broker network experience...Location: Stamford, CT, USA
| Salary: $154400 - 192800 per year | Date posted: 03 Feb 2025
Swap Dealer Testing Vp
Company: NatWest Group |
and compliance including knowledge of CFTC, DTCC, NFA regulation. Knowledge of broker-dealer and securities processes and business...Location: Stamford, CT, USA
| Salary: $130000 - 150000 per year | Date posted: 24 Jan 2025
Swap Dealer Testing Associate
Company: NatWest Group |
proper operations of the department and the business. Broker Dealer Testing Associate 2LOD This role is responsible... for assessing compliance risks and controls within the Broker Dealer testing program. The candidate will be part of team operating...Location: Stamford, CT, USA
| Salary: $80000 - 105000 per year | Date posted: 24 Jan 2025
Broker Dealer Testing Associate
Company: NatWest Group |
. Some knowledge of broker-dealer and securities processes and business. Excellent communication skills in interacting...Location: Stamford, CT, USA
| Salary: $80000 - 105000 per year | Date posted: 24 Jan 2025
Wealth Advisor
Company: GPAC |
An established book of business Experience with broker/dealer or registered investment advisor (RIA) firms FINRA Series 66, 7...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 21 Jan 2025
Regional Business Manager - Home Improvement / Military Channel
Company: Henkel |
within an assigned Sales Region. His/Her focus is to manage a Broker Network and deliver on Key Financial objectives in net sales... within a sales region, focusing on managing a Broker Network and deliver on Key Financial objectives in net sales, profitability...Location: Stamford, CT, USA
| Salary: $112700 - 173200 per year | Date posted: 14 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer...Location: Stamford, CT, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Personal Lines Account Manager - Insurance - Remote
Company: Work at Home |
independent retail broker clients in Personal Lines for Account Manager positions. Responsibilities may include: Manage Personal...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Commercial Lines Account Manager - Insurance - Remote
Company: Work at Home |
& Casualty independent retail broker clients in Commercial Lines for Account Manager positions. Responsibilities may include...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Quantitative Researcher - Execution (usa)
Company: Trexquant Investment |
through broker relationships, assessments, onboarding, commission management, and trade cost analysis Build and lead a team...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Remote Freight Broker
Company: GPAC |
REMOTE FREIGHT BROKER NEEDED IN NEW ENGLAND! We are seeking a highly motivated and experienced Freight Broker... to join our team. The Freight Broker will be responsible for negotiating rates with carriers, coordinating shipments, and ensuring...Location: Stamford, CT, USA
| Salary: $100000 per year | Date posted: 08 Jan 2025
J.p. Morgan Wealth Management - Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Remote Sales Uncapped Commission (on Experience Needed)
Company: The Baldini Agency |
. Join Forbes TOP 10 Highest paying jobs in AMERICA! Insurance Producer (Insurance Agent/Broker) Job Summary: As an insurance...Location: Stamford, CT, USA
| Salary: $40000 - 60000 per year | Date posted: 05 Jan 2025
Sales And Marketing Coordinator
Company: Jones Lang LaSalle |
and process broker expense reports according to the JLL T&E policy Administrative General duties such as printing, binding..., scheduling meetings, greeting clients, conference room set up, office maintenance, broker IT support, making travel arrangements...Location: Stamford, CT, USA
| Salary: $70000 - 75000 per year | Date posted: 20 Dec 2024
Financial Risks & Controls Manager
Company: Howden Group Holdings |
Howden Re is the global reinsurance broker and risk, capital & strategic advisor focused on relentless innovation...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 13 Dec 2024
Broker Dealer Advisory - Vp
Company: NatWest Group |
will have experience with broker-dealer and swap dealer rules and regulations and providing compliance support and advice to front office... years of broker-dealer and swap dealer experience including knowledge of FINRA, SEC, CFTC, DTCC and NFA regulation...Location: Stamford, CT, USA
| Salary: $133000 - 170000 per year | Date posted: 05 Dec 2024
Broker Dealer Testing, Vp
Company: NatWest Group |
proper operations of the department and the business. Broker Dealer Testing VP This role will report to the Head... of Broker Dealer Testing and will be part of the team responsible for assessing compliance risks and controls implemented by the...Location: Stamford, CT, USA
| Salary: $140000 - 170000 per year | Date posted: 15 Nov 2024
Senior Monitoring And Testing Compliance Assurance Officer - Swap Dealer
Company: NatWest Group |
including knowledge of CFTC, DTCC, NFA regulation. Good knowledge of broker-dealer and securities processes and business...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Head Of Regulatory Relations, Corporate Governance, And Registrations
Company: NatWest Group |
with U.S. securities regulators JD required, MBA preferred. Strong understanding of the broker dealer and swap dealer business..., and other confidentiality considerations when responding to regulators. Good knowledge of broker-dealer and swap dealer processes and business...