Compliance Associate, Broker-Dealer
Job position: Compliance Associate, Broker-Dealer, New York City, NY, USA
will work with the Fund Formation and Broker-Dealer entity to support Vistas marketing and investor on-boarding functions..., (5) perform FINRA and RIA compliance reviews of fundraising and other marketing materials and (6) prepare AML.....
Job Location: New York City, NY, USASalary: unspecified
Company: Vista Equity Partners Management
Job posted: 18 Jan 2025
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