Director, Managing Counsel- Investment Management
Job position: Director, Managing Counsel- Investment Management, Boston, MA, USA
Company Act of 1940, Securities Act of 1933 and FINRA rules & guidance, with particular emphasis on areas impacting marketing... and distribution of securities and investment advisory products and services (e.g., FINRA Rule 2210; SEC Marketing Rule; Form CRS.....
Job Location: Boston, MA, USASalary: unspecified
Company: BNY Mellon
Job posted: 25 Sep 2024
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